Audience

Companies looking for a compliance management, workflow and monitoring of FCA firms platform

About Compliance Star

Compliance Star is an on-demand compliance software, the right tools for effective monitoring and risk management. Compliance Star offers effective and efficient remote management of FCA Authorised Firms and its operating Units/Agents via real-time data collection and reporting. Compliance Star is a technology-enabled compliance platform that facilitates compliance management, workflow and monitoring of firms authorised by the Financial Conduct Authority (FCA). Compliance Star is underpinned by a ‘fail-safe’, calendar-based task management system. This allows for both automatic and manual setting of tasks, notifies actions, populates deadlines into a calendar, issues reminders and monitors for completion. The platform reduces compliance burden significantly and is currently being used by leading regulatory networks. Enables complete tracking of internal regulatory processes. It provides up-to-date single point data access combined with the ability to produce FCA required reports.

Pricing

Starting Price:
£60 per month
Pricing Details:
12 month contract

Integrations

Ratings/Reviews

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Company Information

Thistle Initiatives
Founded: 2012
United Kingdom
compliancestar.co.uk

Videos and Screen Captures

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Product Details

Platforms Supported
Cloud
Training
Documentation
Live Online
In Person
Support
Phone Support
Online

Compliance Star Frequently Asked Questions

Q: What kinds of users and organization types does Compliance Star work with?
Q: What languages does Compliance Star support in their product?
Q: What kind of support options does Compliance Star offer?
Q: What type of training does Compliance Star provide?
Q: How much does Compliance Star cost?

Compliance Star Product Features

Audit

Alerts / Notifications
Audit Planning
Compliance Management
Dashboard
Forms Management
Mobile Access
Risk Assessment
Workflow Management
Exceptions Management
Issue Management
Multi-Year Planning

Complaint Management

Case Management
Complaint Classification
Corrective Actions (CAPA)
Customer Complaint Tracking
Feedback Management
Forms Management
Issue Tracking
Quality Assurance Management
Routing
Self Service Portal
Social Media Monitoring
Survey Management

Compliance

Archiving & Retention
Audit Management
Compliance Tracking
Risk Management
Version Control
Workflow / Process Automation
Artificial Intelligence (AI)
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Sarbanes-Oxley Compliance
Surveys & Feedback

Task Management

Mobile Access
Recurring Tasks
Reporting/Analytics
Spreadsheet View
Task Board View
To-Do List View
Collaboration
Create Subtasks
Gamification
Gantt Charts
Percent-Complete Tracking
Progress Tracking
Task Planning
Task Scheduling
Task Tracking
Time Tracking

Workflow Management

Access Controls/Permissions
Business Process Automation
Calendar Management
Compliance Tracking
Document Management
Forms Management
Mobile Access
Task Management
Workflow Configuration
Approval Process Control
Configurable Workflow
Customizable Dashboard
Graphical Workflow Editor
No-Code
Third Party Integrations