Managing Scholarly Research Output:
The Smithsonian Institution Experience
An Introduction to Smithsonian Research Information Management
Martin R. Kalfatovic
Alvin Hutchinson, Richard Naples,
Suzanne Pilsk
Smithsonian | NACOSTI Meeting
16 May 2019 | Washington
156 Million Objects &
Specimens
Research Information Management (RIM)
Research information management (RIM) is the aggregation,
curation, and utilization of information about research and is
emerging as an area of increasing relevance in research institutions.
RIM generally includes data from the entire life cycle of a research
project, from grant application metadata to impact metrics for the
research output. Providing a central repository of information about
institutional scholarship and research activities and allows for efficient
capture and reuse of data for further collaboration, promotion of
research, and compliance with internal and external policies (such as
open access policies).
Anacostia Community Museum Library
National Air and Space Museum Library
National Museum of African American History & Culture Library
National Museum of American History Library
National Postal Museum Library
Smithsonian Institution Libraries Research Annex
The Vine Deloria, Jr. Library, National Museum of the American Indian
History and Culture
Smithsonian American Art / Portrait Gallery Library
Cooper-Hewitt Smithsonian Design Library
Freer and Sackler Galleries Library
Hirshhorn Museum and Sculpture Garden Library
Warren M. Robbins Library, National Museum of African Art
Art and Design
Botany and Horticulture Library
John Wesley Powell Library of Anthropology
Museum Support Center Library
National Museum of Natural History Library
National Zoological Park Library
Smithsonian Environmental Research Center Library
Earl Tupper Library, Smithsonian Tropical Research Institute
Sciences
Dibner Library of the History of Science and Technology
Joseph F. Cullman 3rd Library of Natural History
Special Collections
Smithsonian Libraries
Supporting
Research
Taxonomy
History / Art / Culture
New Discoveries
RIM and NACOSTI
Mandate & Functions
• Promote increased awareness, knowledge and information of research system
Vision, Mission & Core values
• The Commission upholds Integrity, Professionalism, Accountability, Customer Focus and
Teamwork in the discharge of its mandate.
Quality Policy
• ... Quality Advice, Coordination, Promotion and Regulation of Research, Science, Technology
and Innovation
Corporate Objectives
• To popularise and promote Science, Technology and Innovation in Kenya;
• To Monitor, Evaluate and Assess Impact of Research conducted in Kenya;
SCHOLARLY PUBLISHING
EXPONENTIAL GROWTH OF ARTICLES
Global scientific output
doubles every nine years
Source: http://blogs.nature.com/news/2014/05/global-
scientific-output-doubles-every-nine-years.html
SMITHSONIAN SCHOLARLY PUBLISHING
0
10
20
30
40
50
60
70
80
90
Thousands
Growth of annual number of publications by Smithsonian authors in Research Online (from 1843-2018)
OVER 87K PUBLICATIONS SINCE 1843
SMITHSONIAN RESEARCH ONLINE
RESEARCH.SI.EDU
Dspace Repository
SCIENCE
HISTORY &
CULTURE
ART
OTHER
What
Smithsonian
Researchers
Publish
Lots of Science, sure.
But enough of the “other
stuff” to cause data
capture headaches
12,115 publications: 2012-2017
87,800+ total publications since 1846
NATURAL
HISTORY
MUSEUM
ASTROPHYSICAL
OBSERVATORY
TROPICAL
RESEARCH
INSTITUTE
NATIONAL
ZOO
ENVIRONMENTAL
RESEARCH CENTER
MUSEUM
CONSERVATION
INSTITUTE
Science
Publications in
Research Online
From astrophysics to
zebra reproduction,
10:1 journal articles to
everything else
9,834 Science publications: 2012-2017
AIR & SPACE
MUSEUM
AMERICAN
HISTORY
MUSEUM
POSTAL
MUSEUM
FOLKLIFE
AMERICAN
INDIAN
ANACOSTIA
AFRICAN AMERICAN
HISTORY AND CULTURE
ASIAN PACIFIC
AMERICAN CENTER
1,376 History & Culture publications:
2012-2017
History & Culture
Publications in
Research Online
25% book & book
chapters, 25% blog posts,
50% journal articles
AMERICAN ART MUSEUM
FREER & SACKLER
PORTRAIT GALLERY
COOPER HEWITT
HIRSHHORN
AFRICAN
ART
350 Art publications: 2012-2017
Art Publications in
Research Online
More than half are books or
book chapters
SCHOLARLY
PRESS
CASTLE
OFFICE OF
POLICY &
ANALYSIS
ARCHIVES
SMITHSONIAN
LIBRARIES
GARDENS
Other Publications in
Research Online
Interdisciplinary and support
organizations, including our
publications arm.
60% books & chapters
411 Other publications: 2012-2017
Smithsonian Public Access Plan
• Reaffirm the Smithsonian’s
commitment to increasing public
access to federally funded research
materials.
• Support the governance of and best
practices for managing federally
funded research materials across the
Smithsonian.
• Ensure effective access to and
reliable preservation of federally
funded research materials for
research, development, and
education.
• Preserve and increase the use of
federally funded research materials
to enhance discoveries.
Smithsonian Public Access Plan
Public Access to Federally
Funded Research Materials
Submission of accepted manuscripts
and publisher agreements is facilitated
via a website maintained by the
Smithsonian Libraries. Likewise
uploading the accepted manuscript to
the SRO repository and observing any
stated embargo period is done by SRO
program staff.
Persistent Identifier Use and
Creation
The Smithsonian Libraries works with
recognized external service providers
to create and manage standard
identifiers used in scholarly
informatics.
The Smithsonian is publishing more articles in Open
Access Journals
Articles in OA Journals
Articles published 2012-2018 in Smithsonian Research Online with
exact journal title matches with the Directory of Open Access
Journals.
18
39
26 21 16 10
22 21
61 67
86
139
176
196
222
284
329
311
368
0
50
100
150
200
250
300
350
400
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
But publishing in OA Journals still only accounts for a low
percentage of all articles
% of Total Articles in OA Journals
Articles published 2012-2018 in Smithsonian Research Online with
exact journal title matches with the Directory of Open Access
Journals.
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
20
20
21
23
32
34
39
49
62
78
93
94
98
175
408
Atmospheric Chemistry and…
BMC Genomics
Biodiversity Data Journal
Science Advances
Royal Society Open Science
Journal of Hymenoptera…
Ecosphere
BMC Evolutionary Biology
Nature Communications
PeerJ
Scientific Reports
PhytoKeys
Ecology and Evolution
ZooKeys
PLoS ONE
These are the 15 journals where we’ve published
20+ articles from 2012 to 2018
Bibliometrics in Service of …
Administration
Administration
BIBLIOMETRICS AT THE SMITHSONIAN
AD HOC REPORTING EXAMPLES
BIBLIOMETRICS AT THE SMITHSONIAN
AD HOC REPORTING EXAMPLES
Impact of Evolution of Terrestrial Ecosystems
CITATION ANALYSIS, PRODUCTIVITY, CLARIVATE INCITES, ALTMETRICS
Data Reuse on Staff & Department Pages
Data Reuse on Staff & Department Pages
Smithsonian Profiles
Smithsonian Profiles
• Expert Locator
• Source for staff
information for re-use in
other Smithsonian
systems
• Statistics on staff
expertise
• Currently, about 1,500
Smithsonian staff in
Profiles
Smithsonian Profiles
• Profiles link
Smithsonian Profiles
• Profiles Details
Smithsonian Research Information Managment
Public Access: Research Repository
People: Profiles
Collections & Research: RDM
Impact: Bibliometrics/ScholComm
Publication Citation: Research Online
IDENTIFIERS
In Closing ...
Most research organizations, as well as
agencies who regulate research, are struggling
with the challenges of tracking and making
available the results of research. The tools
that Smithsonian Research Online, adapted
from readily available sources, can serve as a
model and adapted for use by some of these
organizations.
The library community is working to help
researchers, administrators, funders,
and others understand the value of the
research within the research community
and individual institutions, and the
return on investment of research
funding. that will need them simply to
survive.
Perhaps most importantly, helping the
general public understand the broader
societal impacts of scholarly research
may create a sympathetic environment
for facts in a world that will need them
simply to survive.
Asante Sana!
ADVANCING KNOWLEDGE AT HOME AND AROUND THE WORLD
Thank You!
Alvin Hutchinson
Richard
Naples
Scott Miller
Suzanne Pilsk
Thanks to these
Smithsonian Staff for
assistance in this
presentation

Managing Scholarly Research Output: The Smithsonian Institution Experience

  • 1.
    Managing Scholarly ResearchOutput: The Smithsonian Institution Experience An Introduction to Smithsonian Research Information Management Martin R. Kalfatovic Alvin Hutchinson, Richard Naples, Suzanne Pilsk Smithsonian | NACOSTI Meeting 16 May 2019 | Washington
  • 2.
  • 3.
    Research Information Management(RIM) Research information management (RIM) is the aggregation, curation, and utilization of information about research and is emerging as an area of increasing relevance in research institutions. RIM generally includes data from the entire life cycle of a research project, from grant application metadata to impact metrics for the research output. Providing a central repository of information about institutional scholarship and research activities and allows for efficient capture and reuse of data for further collaboration, promotion of research, and compliance with internal and external policies (such as open access policies).
  • 4.
    Anacostia Community MuseumLibrary National Air and Space Museum Library National Museum of African American History & Culture Library National Museum of American History Library National Postal Museum Library Smithsonian Institution Libraries Research Annex The Vine Deloria, Jr. Library, National Museum of the American Indian History and Culture Smithsonian American Art / Portrait Gallery Library Cooper-Hewitt Smithsonian Design Library Freer and Sackler Galleries Library Hirshhorn Museum and Sculpture Garden Library Warren M. Robbins Library, National Museum of African Art Art and Design Botany and Horticulture Library John Wesley Powell Library of Anthropology Museum Support Center Library National Museum of Natural History Library National Zoological Park Library Smithsonian Environmental Research Center Library Earl Tupper Library, Smithsonian Tropical Research Institute Sciences Dibner Library of the History of Science and Technology Joseph F. Cullman 3rd Library of Natural History Special Collections Smithsonian Libraries
  • 5.
  • 6.
    RIM and NACOSTI Mandate& Functions • Promote increased awareness, knowledge and information of research system Vision, Mission & Core values • The Commission upholds Integrity, Professionalism, Accountability, Customer Focus and Teamwork in the discharge of its mandate. Quality Policy • ... Quality Advice, Coordination, Promotion and Regulation of Research, Science, Technology and Innovation Corporate Objectives • To popularise and promote Science, Technology and Innovation in Kenya; • To Monitor, Evaluate and Assess Impact of Research conducted in Kenya;
  • 7.
    SCHOLARLY PUBLISHING EXPONENTIAL GROWTHOF ARTICLES Global scientific output doubles every nine years Source: http://blogs.nature.com/news/2014/05/global- scientific-output-doubles-every-nine-years.html
  • 8.
    SMITHSONIAN SCHOLARLY PUBLISHING 0 10 20 30 40 50 60 70 80 90 Thousands Growthof annual number of publications by Smithsonian authors in Research Online (from 1843-2018) OVER 87K PUBLICATIONS SINCE 1843
  • 9.
  • 10.
  • 11.
    SCIENCE HISTORY & CULTURE ART OTHER What Smithsonian Researchers Publish Lots ofScience, sure. But enough of the “other stuff” to cause data capture headaches 12,115 publications: 2012-2017 87,800+ total publications since 1846
  • 12.
    NATURAL HISTORY MUSEUM ASTROPHYSICAL OBSERVATORY TROPICAL RESEARCH INSTITUTE NATIONAL ZOO ENVIRONMENTAL RESEARCH CENTER MUSEUM CONSERVATION INSTITUTE Science Publications in ResearchOnline From astrophysics to zebra reproduction, 10:1 journal articles to everything else 9,834 Science publications: 2012-2017
  • 13.
    AIR & SPACE MUSEUM AMERICAN HISTORY MUSEUM POSTAL MUSEUM FOLKLIFE AMERICAN INDIAN ANACOSTIA AFRICANAMERICAN HISTORY AND CULTURE ASIAN PACIFIC AMERICAN CENTER 1,376 History & Culture publications: 2012-2017 History & Culture Publications in Research Online 25% book & book chapters, 25% blog posts, 50% journal articles
  • 14.
    AMERICAN ART MUSEUM FREER& SACKLER PORTRAIT GALLERY COOPER HEWITT HIRSHHORN AFRICAN ART 350 Art publications: 2012-2017 Art Publications in Research Online More than half are books or book chapters
  • 15.
    SCHOLARLY PRESS CASTLE OFFICE OF POLICY & ANALYSIS ARCHIVES SMITHSONIAN LIBRARIES GARDENS OtherPublications in Research Online Interdisciplinary and support organizations, including our publications arm. 60% books & chapters 411 Other publications: 2012-2017
  • 16.
    Smithsonian Public AccessPlan • Reaffirm the Smithsonian’s commitment to increasing public access to federally funded research materials. • Support the governance of and best practices for managing federally funded research materials across the Smithsonian. • Ensure effective access to and reliable preservation of federally funded research materials for research, development, and education. • Preserve and increase the use of federally funded research materials to enhance discoveries.
  • 17.
    Smithsonian Public AccessPlan Public Access to Federally Funded Research Materials Submission of accepted manuscripts and publisher agreements is facilitated via a website maintained by the Smithsonian Libraries. Likewise uploading the accepted manuscript to the SRO repository and observing any stated embargo period is done by SRO program staff. Persistent Identifier Use and Creation The Smithsonian Libraries works with recognized external service providers to create and manage standard identifiers used in scholarly informatics.
  • 18.
    The Smithsonian ispublishing more articles in Open Access Journals Articles in OA Journals Articles published 2012-2018 in Smithsonian Research Online with exact journal title matches with the Directory of Open Access Journals. 18 39 26 21 16 10 22 21 61 67 86 139 176 196 222 284 329 311 368 0 50 100 150 200 250 300 350 400 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
  • 19.
    But publishing inOA Journals still only accounts for a low percentage of all articles % of Total Articles in OA Journals Articles published 2012-2018 in Smithsonian Research Online with exact journal title matches with the Directory of Open Access Journals. 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
  • 20.
    20 20 21 23 32 34 39 49 62 78 93 94 98 175 408 Atmospheric Chemistry and… BMCGenomics Biodiversity Data Journal Science Advances Royal Society Open Science Journal of Hymenoptera… Ecosphere BMC Evolutionary Biology Nature Communications PeerJ Scientific Reports PhytoKeys Ecology and Evolution ZooKeys PLoS ONE These are the 15 journals where we’ve published 20+ articles from 2012 to 2018
  • 21.
  • 22.
  • 23.
  • 24.
    BIBLIOMETRICS AT THESMITHSONIAN AD HOC REPORTING EXAMPLES
  • 25.
    BIBLIOMETRICS AT THESMITHSONIAN AD HOC REPORTING EXAMPLES Impact of Evolution of Terrestrial Ecosystems CITATION ANALYSIS, PRODUCTIVITY, CLARIVATE INCITES, ALTMETRICS
  • 26.
    Data Reuse onStaff & Department Pages
  • 27.
    Data Reuse onStaff & Department Pages
  • 28.
  • 29.
    Smithsonian Profiles • ExpertLocator • Source for staff information for re-use in other Smithsonian systems • Statistics on staff expertise • Currently, about 1,500 Smithsonian staff in Profiles
  • 30.
  • 31.
  • 32.
    Smithsonian Research InformationManagment Public Access: Research Repository People: Profiles Collections & Research: RDM Impact: Bibliometrics/ScholComm Publication Citation: Research Online IDENTIFIERS
  • 33.
  • 34.
    Most research organizations,as well as agencies who regulate research, are struggling with the challenges of tracking and making available the results of research. The tools that Smithsonian Research Online, adapted from readily available sources, can serve as a model and adapted for use by some of these organizations.
  • 35.
    The library communityis working to help researchers, administrators, funders, and others understand the value of the research within the research community and individual institutions, and the return on investment of research funding. that will need them simply to survive.
  • 36.
    Perhaps most importantly,helping the general public understand the broader societal impacts of scholarly research may create a sympathetic environment for facts in a world that will need them simply to survive.
  • 37.
    Asante Sana! ADVANCING KNOWLEDGEAT HOME AND AROUND THE WORLD
  • 38.
    Thank You! Alvin Hutchinson Richard Naples ScottMiller Suzanne Pilsk Thanks to these Smithsonian Staff for assistance in this presentation