Working Papers in International Studies
Centre for International Studies
Dublin City University
No. 1/2011
State-building, Identity and Nationalism
in Kazakhstan: Some Preliminary Thoughts
Donnacha Ó Beacháin & Rob Kevlihan
No. 1/2011
State-building, identity and
nationalism in Kazakhstan: Some
Preliminary Thoughts1
Donnacha Ó Beacháin
Rob Kevlihan2
Centre for International Studies۠۠ ▪ Dublin City University ▪ Ireland ▪
[email protected] ▪ www.dcu.ie/~cis
1 The authors would like to thank Dr. Nargis Kassenova of the Department of
Political Science, Kazakhstan Institute of Management, Economics and Strategic
Research (KIMEP) and Dr. Rico Isaacs of the Department of Political Science,
Oxford Brookes University for their very useful comments on this paper and
Ms Sophia Milosevic Bijleveld for some interesting reading material that
contributed to this piece.
2 Authors listed in alphabetic order.
Introduction
The poster of President Nursultan Nazarbayev, dressed in a business suit but standing in a field of
colorful poppies on the steppe nicely illustrates on-going tensions inherent in governing Kazakhstan.
Reifying the steppe, such images represent a return to nature and its ‘poetic spaces’ (Smith 1991); yet
the president stands not in the traditional garb of a Kazakh elder, but instead strides forth in the
uniform of post-Soviet technocratic elites – a well tailored business suit and clean shaven visage.
At the heart of every nationalism lies a profound dualism – a tension between civic and
ethnic elements (Smith 1991). Understood as ideal types (Kumar 2003), a civic model of a nation
state comprises a historic territory, legal-political community, equality of members and a common
civic culture and ideology. The central concept is the equality of a sovereign citizen-people with the
state, regardless of language spoken, distinct cultural practices, racial characteristics or other
potential cleavages (Hobsbawn 1992). An ethnic state model emphasizes a community of birth and
native culture, associated with a form of biological / genealogical determinism. A nation, under this
conception, is a community of common descent (Smith 1991; Kohn 1969) - a community which
existed prior to nationalist mobilization and distinguished itself in some way from foreigners
(Hobsbawn 1992).
Where and to what extent a state constitutes itself and is constituted by others relative to
these ideal types is a matter for empirical enquiry and is largely emergent as much from the daily
practices of the state system, their representatives and indeed, the general public (Billig 1995) as it is
occasionally crystallized (and sometimes in the process renegotiated) by symbolic events, such as
public ceremonies and commemorations (Spillman 1997). It is something that is emergent from the
institutions and policies of the state apparatus, in social practices that create and sustain imagined
communities (Anderson 2002) and in behaviors, ideas and boundary creating notions of ‘us’ and
‘them’ that concatenate through social networks. The level of purchase which the state has in these
matters is in part determined by the social reach and penetration of the state apparatus into society,
not least through the education system. Not all states have the same capacity and social reach in this
respect.
As both civic and ethnic nationalism are ideal types, the challenge is therefore not to seek to
pin down a fixed point and declare definitely that either a civic or ethno-nationalist label defines the
nature of nationalism in any given state, but rather to identify, as best as possible, divergent
tendencies inherent in governing processes tending towards characteristics each type. It is the
tension inherent in these divergent trajectories that is of interest rather than any particular end state.
Brubaker’s concept of ‘nationalizing nationalism’ (Brubaker 1996) is potentially misleading, in this
respect. While the concept is useful in emphasizing on-going processes of nationalization and the
fluidity of national identity construction and maintenance, the manner in which it emphasizes a uni-
directional ethno-national trajectory of nationalization potentially downplays its relational aspects
where a state’s promotion of, and a population’s reproduction and maintenance of a notion of
‘nation-ness’ can exhibit both civic and ethnic elements.
As we shall see, Kazakhstan is a particularly suitable candidate of such an examination
because of the very ambiguity of its state building project; a process that has resulted in a rather
more public mediation of these tensions then is perhaps common in many other states.
Introducing Kazakhstan
Oil rich and politically stable, multi-ethnic and home to scores of nationalities, Kazakhstan is a
Muslim majority secular state with a significant Slavic Orthodox Christian minority. The ninth
largest country in the world, its borders, stretching from the Caspian Sea in the west to the Tien
Shan Mountains, which it shares with north-western China, are the product of Stalin’s nationalities
policies during the Soviet era. Kazakhstan occupies an ecological zone historically the domain of
1
steppe nomads, the most recent of which were the Kazakhs. Divided into three distinct hordes (zhuz
in Kazakh); the Great Horde in the south, the Middle Horde in the center and northeast, and the
Little Horde in the west, Kazakhs trace a common ethno-genesis with other Turkic speaking peoples
of Central Asia and beyond, and are typically classified in a common category with Kyrgyz, Uzbek,
Azerbaijani and Turkish ethnic groups.
When Kazakhstan declared independence from the defunct USSR on 16 December 1991,
ethnic Kazakhs constituted a minority in the new state, in large part due to the settlement of the
country by Slavs for two centuries and the fact that Kazakhstan, home of the gulag, was a dumping
ground for individual dissidents and entire peoples during the Soviet period. Despite this ethnic
heterogeneity, Kazakhstan has, in stark contrast to its near neighbors, enjoyed relatively harmonious
relationships between its many nationalities. This relative harmony is not inevitable – disturbances
during the Soviet period (see below) carried with them an element of ethnic conflict, while the
potential for secessionist tendencies amongst Kazakhstan’s substantial ethnic Russian population,
particularly in the north of the country, has been an on-going concern since independence (Hale
2009). Nonetheless, Kazakhstan has managed to maintain relative stability and harmony while also
engaging in a broad based state building project. This essay examines the strategic ambiguity
between civic and ethnic nationalism inherent in these processes and considers the potential
implications of this ambiguity for the state in the years to come.
Nationalism and internationalism during Soviet rule
It is impossible to understand modern-day Kazakhstan without reference to its relationship with
neighboring Russia, which controlled the region for the best part of two centuries. Domination was
followed by colonization. Slavs of the Russian empire began to colonize the steppes populated by
the Kazakh nomads in the latter part of the 19th century. Russia’s rapid settlement policy between
1911 and 1913 saw the Slavic population climb to 1.5 million or 30% of the population. The first
Soviet census of 1926 indicated that there were 1,279,979 Russians and 860,822 Ukrainians (19.68%
and 13.23% respectively) (Sinnott 2003). Famine caused in part by forced collectivization in the early
1930s, which affected Kazakhs disproportionately, and an ambitious “Virgin Lands” campaign
under Khrushchev in the post war period (that brought in hundreds of thousands of Russian
volunteers) further undermined Kazakh numbers. This trend was reversed in the later Soviet period;
results from the 1970, 1979, and 1989 censuses chart a continuous decline in the Slavic share of the
population (despite increasing in absolute terms), which can be attributed to a rise in the Kazakh
birth rate combined with a corresponding decline in the size of Russian families. The last Soviet
census of 1989 estimated the Slav percentage of the population to be 44%, a figure that included
6,227,549 Russians (37.8% of total population) (Ó Beacháin 2007; Dave 2003).
While the early Soviet period saw advances for native elites in governing new Central Asian
political units within the recently constituted Soviet Union, the policy of korenizatsiia (indigenization),
while never abandoned, was diluted during the 1930s, through both policy change and purges that
eliminated many of the first generation of Central Asia’s post revolution elite (Khalid 2007). At the
beginning of 1934, Stalin formally announced the abandonment of the ‘Greater Danger’ principle by
which Soviet ideology officially viewed Russian nationalism as ‘Great power chauvinism’ with the
nationalism of smaller states viewed as positive anti-colonial resistance to same. By 1936 Russians
had been exalted to ‘first among equals’ and were entrusted with the task of being the guiding force
in the soviet ‘family’ of nations (Martin 2001). Alphabets in national languages were changed to
Cyrillic to greater facilitate the learning of Russian during this period. After Stalin’s death in 1953,
concerted efforts were made to make Russian the language of the new ‘Soviet People’. These efforts
were consolidated and expanded by Leonid Brezhnev (Blitstein 2001; Kreindler 1989).
2
From 1936, when the country became a full republic within the Soviet Union, until the
Soviet collapse in 1991, Kazakhstan boasted no less than a dozen Communist First Secretaries
(including for a brief time Leonid Brezhnev who went on to lead the Soviet Union), the vast
majority of whom were not ethnic Kazakh. Turnover at the top was high (between 1954 and 1964
the incumbent changed seven times) until the arrival of Dinmukhammad Kunaev who occupied the
position for a quarter century. Kunaev enjoyed considerable popularity in Kazakhstan and is
remembered with affection today. Not only was his tenure so long that it defined an era but he is
identified with the stability and relative prosperity of the Brezhnev years. Most importantly however,
as an ethnic Kazakh, Kunaev represented Kazakhs at the highest levels of Soviet government, rising
to become a member of the Politburo, the only Kazakh to hold such a position during the Soviet
era).3
Transcending territorial diversity and class differences through social uniformity was a key
goal of communist ideology (White 1979). In the USSR, periodic mobilization of the population was
carefully orchestrated to give the impression of socialist homogeneity, of a unified populace bound
together by shared beliefs and values, working together to achieve common social, economic and
political objectives (Busygina 2002). Those too enthusiastic about regional issues at the expense of
the great Soviet enterprise were deemed to be “bourgeois deviationist”, “nationalist” or simply
“localist” (mestnichestvo). Such policies were particularly successful in Kazakhstan so that ‘by the
1970s the Kazakhs were arguably the most thoroughly Sovietized of all Soviet citizens – and the
overwhelming majority appeared to be proud of it’ (Akiner 1995).
Post independence Kazakhstan: A nationalizing state?
Scholars interested in the trajectory of Kazakhstan’s post independence development have expressed
concerns with respect to the nature of nationalism there since the early 1990s. Considered a
delegative democracy,4 possessing the trappings of a democratic system but in practice constituted as
an authoritarian state (Kubicek 1998), the nature of ethnic relations and the impact that state
formation has had on these relations remains a pressing concern to this day.
Svanberg (1994), writing soon after independence, highlighted an over emphasis by the
Nazarbayev regime at that time on ethnic Kazakh identity over a more inclusive Kazakhstani
identity. Sarsembayev (1999) announced the demise of Kazakhstani nationalism as early as 1999,
principally because of the reluctance of the Russian minority to accept it, while Surucu (2002)
highlighted the degree to which self-styled ‘cosmopolitans’ (who, depending on your political
orientation could be described as those supporting a civic nationalist approach, or those with
Russophile sensibilities) became increasingly associated with opposition parties. Fierman(2000),
writing at the beginning of the new millennium, speculated that support for a Kazakh ethnic
nationalism was likely to grow as rural to urban migration of unskilled and semiskilled youth
increased. Commercio (2004), drawing from theoretical work developed by Brubaker (1996), later
argued that Kazakhstan could be classified as a nationalizing state in the process of promoting an
3
Kunaev was first appointed 19 January 1960 until he was removed by Nikita Khrushchev on 26 December 1962.
Khrushchev’s political demise in 1964 signalled Kunaev’s return and he held the position until controversially
removed by Gorbachev on 16 December 1986. Information on the career of the Dinmukhammad Kunaev and
politics in Kazakhstan during the Soviet period was kindly provided to one of the authors by the staff of the Kunaev
museum in Almaty, Kazakhstan.
4
Since gaining independence Kazakhstan has never enjoyed a free, fair election without serious irregularities. Like
other Central Asian countries, Kazakhstan is as much neo-soviet as post soviet, and the shift from state socialism to
national authoritarianism has not been so difficult for the ruling elites that presided over both. Whether as part of the
Russian Empire, the Soviet Union, or an independent state, the people of what is now Kazakhstan have never
experienced a peaceful democratic transfer of power from one incumbent to another.
3
ethno-nationalist agenda, a position that has been consistently supported by a number of analysts
(Oh 2006; Brill Olcott 2002; Cummings 2006; Peyrouse 2008; Karin and Chebotarev 2000).
These claims highlight an important political issue: that Kazakh claims to primordial
autochthony in the national territory is a first principle of state policy in post independence
Kazakhstan. Kazakhstan means, after all, the “Land of the Kazakhs.” Other ethnic groups are
considered to be recipients of traditional Kazakh hospitality towards newcomers (Cummings 2006).
This appropriation of the newly independent Land of the Kazakhs by ethnic Kazakhs is reflected in
the new symbolism of post independence Kazakhstan. Independence ushered in a period of
‘Kazakhisation’ – including changes to street names, the erection of new statues, a new flag to be
displayed, a new stirring anthem to be sung etc (Karin and Chebotarev 2000). Within Kazakhstan,
organic intellectuals have worked to support this position through the publication of scholarly texts
supporting primordialist Kazakh claims (for further discussion, see Diener (2002); for examples of
such historiography in English see several contributions to Akhmetov (1998), particularly Baipakov
(1998), Galiev (1998), Ismagulov (1998), Kadyrbaev (1998) and Kumekov (1998)).
Since independence, the Nazarbayev regime has also sought to reverse Soviet-era language
practices, which promoted Russian, in favor of Kazakh. Russian was the language of government
and prestige in Soviet Kazakhstan. Education through the medium of Russian was a sine qua non for
social advancement and students considered less promising were often dispatched to local language
institutions. In the post-Soviet political environment those educated through Kazakh generally
support the strict application of pro-Kazakh language policies in order to open up job opportunities
previously the exclusive reserve of Russian speakers.5
This tilt towards an ethnic conception of the nation was accompanied by a related vote of no
confidence in the state by nationalities with European connections. During the early 1990s hundreds
of thousands of Slavs and Germans, uncertain of their status in post-Soviet Kazakhstan, voted with
their feet. Between 1993 and 1999, an estimated 1,123,960 Slavs left Kazakhstan (almost 300,000 in
1994 alone) and they were followed by almost half a million ethnic Germans. In the decade that
followed the last Soviet census of 1989, the Russian population fell from 37.8% to just 29.96% while
the combined European population (Russian, Ukrainian, German, Polish, Belarusian, and Greek)
declined from 49.8% to 39%. During the same period, the number of ethnic Kazakhs grew by 1.5
million pushing their numbers above the critical 50% mark (rocketing from 39.7% to 53.4%).
Kazakhs who had been forced to leave during the Stalin years together with their descendents and
other ethnic Kazakhs in neighbouring states were encouraged to migrate into Kazakhstan, an offer
that more than one hundred thousand accepted (Sinnott 2003). These trends continued during the
first decade of the 21st century. The 2009 census recorded the Kazakh population surpassing the ten
million mark for the first time (63.1%) while the combined numbers of ethnic Russians and
Ukrainians constituted a bare quarter of Kazakhstan’s inhabitants.6
The shift towards Kazakhization has also been reflected in legal and constitutional changes.
While the current constitution, enacted in 1995, forbids discrimination against any citizen on the
grounds of ‘origins, social position, property status, sex, race, nationality, language, faith, political
and religious convictions, place of residence or any other circumstances’ (Article 14) it also makes it
5
A point repeatedly emphasized to the authors in informal conversations during their tine spent living in Kazakhstan
over a five year period.
6
2009 census statistics derived from the Agency of Statistics of the Republic of Kazakhstan.
http://www.stat.kz/p_perepis/Pages/n_04_02_10.aspx
4
compulsory that the President of the Republic be able to speak Kazakh (Article 41 of 1995
Constitution, Article 114 of 1993 Constitution).7
Subsequent laws have reinforced these constitutional provisions. One regulation, adopted in
July 1997, declared that ‘it is the duty of every citizen of the Republic of Kazakhstan to master the
state language’ (Law on Languages in the Republic of Kazakhstan, Article 4). Broadcasts on TV and
radio channels in Kazakh must also be given equal time to all other languages. In practice, Russian is
the only language concerned.8
Nationalizing in form, civic in substance?
Nonetheless, to argue that Kazakhstan’s national state building process has been a totally one sided
process in favor of the titular group would be to overstate things substantially. With respect to the
preceding broadcast initiatives, for example, this measure was taken neither with the consultation of
the bodies involved (which have displayed a lack of interest in producing high quality productions in
Kazakh) nor has it been supported with the financial resources necessary to make it a success. A
1998 Presidential decree mandating the use of Kazakh in all government paperwork followed a
similar pattern.9 Originally, it was anticipated that this policy would be implemented immediately
after the adoption of the Constitution but a lack of competent staff and adequate provisions for
language instruction has meant that the deadline has been continually extended.
These examples reflect an important reality. While a myriad of laws have being promulgated
and decreed, much less effort has been created to enable these laws to take effect (Fierman 2009b).
This has often left non-Kazakh speakers facing notional barriers that could potentially affect their
situation, but which in practice only rarely intrude into their day to day lives. Russian remains the
language spoken by the greatest number of people living in Kazakhstan. Almost all Russians do not
speak Kazakh whereas the vast majority of Kazakhs speak Russian and many ethnic Kazakhs
(approximately one third) do not speak Kazakh. In the last census, conducted in 1999, 99.4% of
Kazakhs claimed that Kazakh was their native language (Dave 2003) but this figure is inflated,
representing more a demonstration of patriotic fervor than an accurate reflection of linguistic
competence.
A proposal to change the alphabet of the state language from Cyrillic to the Latin form,
reflecting the long established use of the Latin script in Turkey, and a policy already implemented in
post-Soviet Moldova and for the three Turkic state languages of Azeri, Turkmen and Uzbek,
provides another useful example of the limits of state policy in this respect. While bringing Kazakh
more closely into line with other Turkic speaking countries, including Turkey, such a move would
also make Kazakh more difficult to master for non-speakers educated in Russian or other minority
languages which use a Cyrillic script, including those ethnic Kazakhs who speak Russian as their first
language. Following a call from President Nazarbayev to consider the matter, the Ministry of
Education conducted a feasibility study during the summer of 2007 that recommended a change to
the Latin script over a 12-15 year period. The report made clear that this recommendation was being
made with a view to reversing Russification and building a strong Kazakh national identity (see, for
example, Bartlett (2007)). This question of language highlights an important limitation to the
7
This requirement is the norm in post-Soviet Central Asia. Article 90 of the Uzbek Constitution, Article 43 of the
Kyrgyz Constitution, and Article 65 of the Tajik Constitution contain similar requirements for the office of the
President. There is no such constitutional requirement for the Turkmen president though there has been intensive
discrimination against Russian speakers in Turkmenistan.
8
Law of the Republic of Kazakhstan, July 11 1997, No. 151-1, On Languages in the Republic of Kazakhstan,
Chapter III, Article 18.
9
Presidential Decree, Republic of Kazakhstan, 5 October 1998, No. 4106, On the State Programme for the
Functioning and Development of Languages.
5
effective implementation of a nationalizing nationalism by the government of Kazakhstan; the
ambivalence of many Russified Kazakhs to embrace a narrow ethno-linguistic definition of
Kazakhness that focuses on everyday use of the language as opposed to rhetorical support for its
importance.
The nature of Kazakh ethnic identification
The waters of nationalism in Kazakhstan can be said to be somewhat muddied; while certain aspects
of the state-building project certainly give the appearance of nationalizing tendencies, these can be
counter balanced by other examples of a more civic variety. One reason posited for these tensions
relates to internal dynamics within the Kazakh imagined community itself. The social and political
cohesiveness of the collectivity imaged as “Kazakh” has been questioned by some analysts –
Masanov (2000), for example, questions what urbanized Russo phone ethnic Kazakhs actually have
in common with their rural, Kazakh speaking counter parts. The state seems aware of these tensions
– in addition to slow implementation of language policies, for example, its careful phraseology in the
last census questionnaire sought to reinforce presumed links between nationality and language
without actually enquiring into how and to what extent people actually use different languages in
their daily lives (Dave 2004).
This language issue highlights potential challenges to intra group cohesion amongst ethnic
Kazakhs. While the political institutions of the state promote self-identification as Kazakh, largely
based on ethnic categories and categorization process inherited from the Soviet period, the inability
of almost 40% of ethnic Kazakhs to speak the Kazakh language has undoubtedly operated as a
break on the linguistic components of the nationalizing process, with urban based Russian speaking
ethnic Kazakhs standing to lose the most in any widespread shift is favor of Kazakh (Sarsembayev
1999; Kolstø 2003). Amongst those elite Kazakhs who speak Kazakh well / as their mother tongue,
Russian remains important - more so than English. Two anecdotal examples illustrate this point;
Miras, an elite private primary and secondary school in Almaty, offers two language streams for
children – either Kazakh combined with Russian or Russian combined with English. It does not
offer a combined Kazakh and English only stream; as a second example, both authors taught for a
number of years in a leading English language university in Almaty – while students steadily
mastered English over the course of their educational experience there, they all typically already
spoke Russian comfortably, regardless of ethnic background. The same could not be said for
Kazakh.10 Despite gains made by the Kazakh language since independence, particularly in cities
where increasing numbers of rural Kazakhs have settled, Russian remains the de facto language of
elite education and communication and an important gateway language, particularly in technical
areas where the Soviet Union was strong educationally (e.g. the hard sciences, engineering, military
studies etc) and in business in the wider former Soviet space.11 It also acts as the language of inter
ethnic communication throughout Kazakhstan.
10
Although the symbolic importance of Kazakh and the state’s role in supporting public manifestations of the
language were also highlighted during their time there: Bilingual English and Russian signage on professorial doors
were replaced by signs in English and Kazakh, for example. The change coincided with a re-accreditation process of
the institute with government authorities and was implemented to conform with government requirements on the
matter. It is also mandatory to take two 2 credit classes in the Kazakh language as part of the general education
requirements for undergraduate students.
11
One of the authors recalls a conversation with US Peace Corps volunteer in 2003, who had learned Kazakh in
western Mongolia (and did not speak Russian) recounting the surprise and in some cases, suspicion, he encountered
in visiting schools in Almaty where Kazakh was the language of instruction. The expectation was that as a foreigner,
he would have learned Russian before Kazakh.
6
Kazakhification of the state has also been accompanied by a degree of intra-elite competition
between ethnic Kazakhs. Nazarbayev’s regime has been criticized for the potentially disruptive
impact such intra-ethnic competition through the system of so-called clan politics loosely based on
the politics of patronage and/or genealogical sub-divisions within Kazakh zhuz (Collins 2002, 2003,
2004; Schatz 2000). However, at least to date, zhuz rivalry has not threatened the cohesion of ethnic
Kazakhs as a group, nor has it threatened the ability of the Nazarbayev regime to govern. It may be
that the social and political importance of the zhuz in Kazakhstan has been overstated, and indeed,
has served to orientalize the study of the region’s politics rather than to enlighten it. Anthropological
research, for example, points to the more contingent use of genealogical remembering and claim
making, particularly in the urban context (Yessenova 2003), while at the national level, clan politics
need not necessarily result in intra-group fission, and has sometimes led to alliance building between
Kazak sub-groups (Schatz 2005).
Between civic and ethnic nationalism
Rather than a straightforward case of nationalizing nationalism then, Kazakhstan’s national
trajectory has from its origins been defined by seemingly contradictory aims. Kazakhstan’s approach
to state building based on the ethnic solidarity of the titular group has been relatively muted
compared to close neighbors Uzbekistan and Turkmenistan (Fierman 2009a). Equally, the President
continues to promote civic as well as ethnic notions of the nation: as recently as 2009 Nazarbayev
again reaffirmed the importance of the civic state building project, strengthening the legislative
position of the Assembly of Peoples,12 a body tasked with the preservation and promotion of
Kazakhstan’s diverse cultural heritage (Jones 2010). Officials have sometimes attempted to square
this circle by arguing that Kazakh culture and language can ultimately become the consolidating
factor amongst all Kazakhstanis, while preserving and respecting other languages and cultures
present within Kazakhstan (Jones 2010).
These tensions are reflected in some recent scholarship, albeit in a way that sidelines civic
aspects. Sally Cummings (2006), for example, argues that the mainly Kazakh elites of newly
independent Kazakhstan set out three state-building goals post independence – to nurture a civic, all
Kazakhstani identity, to enable different ethnic groups to discover their own cultural identities and
to reserve a special place in this new state for the cultural reawakening of the titular Kazakh ethnic
group.13 Cummings, however, argues that civic forms have largely been discarded in recent years,
while also recognizing a significant dilution of Kazakh ethno-nationalism by a technocratic form of
managerial governance.
12
The Assembly of the Peoples of Kazakhstan was established by Nazarbayev’s presidential decree of 1 March
1995 with the stated aims of promoting inter-ethnic and inter-faith harmony, societal stability and a political
culture based on ‘civilized and democratic norms’. It was envisaged as an advisory and consultative body and its
chairman-for-life is first President of Kazakhstan (i.e. Nazarbayev). As a result of Nazarbayev-led changes to the
constitutional framework, from 2007 the lower house of parliament (Mazhilis) the People of Kazakhstan’s
Assembly contributes nine members to the 107 member legislature. (For aims, objectives and organisational
structure see Presidential Decree on People Assembly of Kazakhstan, 26 April 2002 No 856.). Significantly, the
name of the body was later changed from Assembly of Peoples of Kazakhstan to the Assembly of the People of
Kazakhstan.
13
Street naming provide some interesting examples of how these dynamics have played out in practice. Ulitza
Dostyk in Almaty provides one example; meaning ‘friendship’ in Kazakh, the street had its name changed post
independence. The name change encapsulates divergent tendencies perfectly – towards Kazakhification, through the
use of a Kazakh word to rename the street, while attempting to avoid alienation of non-Kazakhs. It also illustrates
how social practices can lag behind official policy. In practice, the Soviet era name, Ulitza Lenina, is still commonly
used in Almaty, even today.
7
We argue, by contrast, that the notion of civic nationalism and of the tensions between civic
and ethnic tendencies continues to provide important reference points in understanding
contemporary Kazakhstan. The state’s language policies provide one good example of these
dynamics. Since 1995 Russian has been recognized as an official language ‘on a par’ with Kazakh – a
somewhat ambiguous position that provides official recognition, if not the symbolic importance
attached to Kazakh, where previously it was simply recognized as the language of inter-ethnic
communication (Smagulova 2006; Fierman 1998). Other symbolically sensitive moves related to
Kazakh have also been deferred – as illustrated by the delays in instituting a Kazakh language
entrance examination into all Kazakh universities (Fierman 2009a). The state also continues to offer
prestigious Bolashak scholarships for overseas study to students, regardless of Kazakh language
ability.
The Nazarbayev regime has also been quite astute upon occasion, in maintaining a careful
public balancing act as with the establishment of a quasi-nongovernmental body to manage
government relations with ethnic Kazakhs in neighboring countries, for example (Diener 2005), and
the maintenance of a delicate balance between policies designed to promote the Kazakh language
and concerns of non Kazakh speakers (Fierman 2005). Indeed, this government balancing between
strong declarative support while taking few practical measures has reportedly been a source of
dissatisfaction for Kazakh nationalist elites (Oka 2000). This highlights the social constraints under
which the regime operates and the manner in which it exercises agency in the maintenance of this
balance between civic and ethnic tendencies. Policy changes affecting nationalization processes have
tended to be incremental and to some extent balanced between divergent tendencies; changes to the
history syllabus in schools, for example, have been stop-start, after an initial period of de-
Russification in the immediate post independence (Kissane 2005).
Threading the needle
Why then has Kazakhstan maintained this level of ambiguity? While lack of state capacity can
explain some short comings in the implementation of nationalizing processes, they cannot be
considered determinative, in the way they might in other, less well endowed regions of the world
(see, for example, Kevlihan (2007) on the relevance of state capacity to nationalism in a situation of
weak state capacity). Despite a dip in living conditions during the 1990s, Kazakhstan has successfully
built upon its Soviet legacy and the more recent large scale development of significant oil reserves.
Kazakhstan is now a relatively strong state – it is solidly ranked 82nd on the world on the UNDP’s
2009 Human Development Index (based on statistics from 2007), while it’s adult literacy rate is 10th
highest in the world.14 State capacity short comings, while they continue to exist, also do not explain
ambiguities at the policy level.
International conditions and Kazakhstan’s place in the order of things have undoubtedly
played a role. Kazakhstan’s relatively weak geo-strategic position, and the importance of maintaining
friendly relations with Russia have had important influences on domestic policy (Cummings 2003),
as has the heterogeneity of Kazakhstan’s population (Diener 2002). The presence of a large ethnic
Russian minority within Kazakhstan, much of it resident in regions adjacent to Mother Russia and
the potential for intervention by the Russian state in defense of this minority places an effective
break on the extent to which ethnic nationalism can be promoted. Kazakhstan’s caution in this
respect has extended even to foreign policy initiatives that are relatively ethno-centric. The case of
‘return’ migration of ethnic Kazakhs – known as Oralmandar – is a case in point. Tens of thousands
were encouraged by the government of Kazakhstan to migrate to Kazakhstan, beginning in the
14
Source: Selected statistics from the UNDP 2009 Human Development Report, available on line at
http://hdrstats.undp.org/en/countries/country_fact_sheets/cty_fs_KAZ.html [Accessed 28th August 2010].
8
1990s; however, the resettlement process itself was plagued by poor oversight and overly
bureaucratic implementation, while those who migrated were effectively denied citizenship rights in
Kazakhstan through the 1990s (Diener 2005).
However three other important (and related) domestic factors have also played an important
part in the creation and realization of Kazakhstan’s ambiguous national identity – the legacy of
Soviet nationalities policy, the role of the Nazarbayev regime in continuing to be the vehicle through
which this legacy has been realized and the development of a political system that has actively
impeded political mobilization around alternative ethnic or religious bases.
Soviet Legacy
Kazakhstan’s Soviet legacy has been influential in creating and perpetuating the on-going tension
between civic and ethno-nationalism in the country. Kazakh identity benefitted from the protection
and encouragement, and indeed constitutive / creative processes of the Soviet system in the cultural
sphere – Kazakh language, literature, music and traditional meals, costumes and dancing were all
promoted, and to some extent, to use Hobsbawn and Ranger’s (1996) by now classic formulation,
‘invented’ during the Soviet period.15 All had their place in the Soviet system; however this place was
a secondary and largely custodial one. The path to modernization lay through the language of the
Russian ‘elder brother’ and the knowledge to be gained through that language. Kazakhstan, perhaps
because of the extent of its integration into the Soviet system, did not experience the kinds of
cultural mobilization common in other Soviet republics in the late Soviet period.
It is this lack of a pre-independence trajectory of cultural nationalism; or more precisely,
perhaps, the absence of any significant politicization of cultural factors in support of state secession
and state building, that has influenced the manner in which post independence nationalizing
processes have played themselves out. Economically dependent on the center during the Soviet
period, Kazakhstan’s overriding priorities were economic in nature as the Soviet Union collapsed.
The Nazarbayev regime consistently sought to improve its situation within common governance
arrangements through support for the continuation of the USSR and later by advocating for strong
institutional mechanisms within the CIS (Hale 2009) and as a consequence was not in the vanguard
of nations striving for independence from the Soviet Union. This regime remained unchanged post
independence; it was not a revolutionary movement driving out a foreign presence, but rather a
somewhat surprised, Soviet trained and largely ethnic Kazakh elite who found themselves governing
a sovereign nation at short notice. Kazakhstan exhibited neither of Smith’s ideal typical nationalisms
pre-independence, and as a consequence there was no nationalizing trajectory to speak of whose
momentum would have continued to drive state policies into the post-independence period. Instead,
the direction taken by Nazarbayev’s regime has followed patterns laid down in the Soviet period.
Fierman (2005), for example, highlights the continuities between Soviet nationality policy and
discourse and Kazakhstan’s efforts, the major change being the assumption that Kazakh should
replace Russian as ‘core’ language.16 As a consequence, while the government of Kazakhstan made a
clean break with the ideology and symbolic apparatus of communism, policy towards nationalities
has shown considerable continuity with the Soviet period.
The role of Nazarbayev’s Regime – continuity and moderation
15
This is not to argue that the Kazakh language and other cultural practices were fabricated; rather that the Soviet
system encouraged a particular crystallization of language and culture and labeled it “Kazakh’, distinguishing it
from its neighbors as part of a deliberate policy towards nationalities.
16
Although use of term ‘nation’ instead of ‘people’ (narod) for the new overarching Kazakhstani identity is new.
9
This consistency in policy has been facilitated by continuity in leadership from the Soviet period.
Throughout the ups and downs of post independence governance in Kazakhstan, one thing has
remained constant – the leadership of Nursultan Nazarbayev. During the 1970s and 1980s,
Nazarbayev was one of the bright young stars of the Kazakhstan communist elite and enjoyed a
steady rise through the party ranks. By 1984, he was Chairman of the Council of Ministers in
Kazakhstan thanks to the patronage of Kunaev. When Gorbachev came to power in Moscow,
Nazarbayev began to distance himself from Kunaev. With an audacity and opportunism that have
become defining political traits, Nazarbayev, employing the new language of perestroika, made a
speech highly critical of his erstwhile patron. These moves proved ineffective, however, when
Gorbachev chose as leader an outsider from Russia, Genadi Kolbin, who was authorized to root out
incompetence and corruption in the republic. Being devoid of any connections to local clans or
cliques, Kolbin seemed ideally suited for such a mission. However, his outsider status (and to a
lesser extent the fact that he was a Slav - a Kazakhstani Slav might have been more acceptable)
threatened patronage networks and was portrayed as a national insult. Demonstrations in opposition
to the change were held in Almaty (the then capital of the autonomous republic) on the 16th
December 1986 but were suppressed by government forces. Depending on which report one
believes, between one and two hundred people were killed in what was the first of many nationalist
demonstrations that Gorbachev would be confronted with during his time as Communist First
Secretary of the USSR. While the motives of these demonstrators have been the subject to some
dispute (Stefany 2004), there is little doubt that at least a sizable minority were inspired by nationalist
sentiment – “Every people deserves their own leader” was one banner held up by demonstrators,
for example.17 18 Whether through good fortune or otherwise, Nazarbayev ultimately benefitted from
this ethnic tilt, and was appointed as Kolbin’s replacement by Gorbachev after the latter stepped
down in 1989. He has remained in power in Kazakhstan since.
Since then, however, Nazarbayev has been quite successful in painting himself as a moderate
and moderating figure, albeit perhaps somewhat less credibly in more recent years as his
unwillingness to cede power has become ever more apparent. This has been accompanied by a
growing focus on the ‘great man’ aspects of his legacy without concomitant attention to the practical
question of who will actually succeed him and whether the political institutions of the state are
robust enough to survive without him at the helm. In the post independence period Nazarbayev has
produced a number of written works which have been promoted in an effort to establish a national
ideology. While this ideology is liberal, secular, progressive, and inclusive in the main it has
reinforced the link between President and State. The best-known document attributed to the
President is “Kazakhstan 2030”, a long-term development plan in which Nazarbayev appeals to the
people of Kazakhstan ‘to share my vision of the future of our society and the mission of our state’.
Natural security, material well-being, political stability, consolidation of the state, foreign investment,
and the development of infrastructure, are all afforded consideration. The document contains no
plan for the democratization of society. Eyeing the experience of Asian Tigers like Singapore and
Malaysia, Nazarbayev states his wish that Kazakhstan become a ‘Central Asian snow
leopard’(Nazarbayev 1997) . Rather than being an obscure development blueprint gathering dust on
17
Per author’s recollection of a visit to Kunaev museum in Almaty, 2005. The ethnic dimension to these riots was
also recalled by an ethnic Russian colleague of one of the authors, who recounted the fear felt among Russians after
apparently random killings of ethnic Russians in the city at this time.
18
Although the involvement of disgruntled Soviet elites cannot be discounted. One former militiaman present as
part of the riot police response to the 1986 disturbances, in conversation with one of the authors, for example,
remembered alcohol and rudimentary weapons (iron bars etc) being distributed in an organized fashion to some
young demonstrators, while also being surprised when police firearms were withdrawn after the first day’s protests.
10
the desks of officialdom, “Kazakhstan 2030” is heavily advertised throughout Kazakhstan with the
words emblazoned on innumerable banners, posters, billboards and more permanent fixtures.
Opposition parties and ethnic mobilization
Political parties in Kazakhstan can be divided into three major types: those that support the
President, those that are formed by disaffected members of the elite, and those that are estranged
from the political system. Of the former, the Nazarbayev’s Nur Otan is by far the most significant
and is the only party represented in parliament. A highly restrictive “Law on Political Parties”
prohibits ethnic and religious parties thus preventing the mobilization of two potentially powerful
sources of opposition; Russian based parties which might seek to challenge Nazarbayev’s nation-
building efforts or may even be a focus for secessionism, and Islamist parties which might seek to
reverse Kazakhstan’s secular tradition and outflank the President by playing the religious card. An
even greater hurdle is the requirement that requires parties have not less than 50,000 members
representing all fourteen regions and the major cities of Kazakhstan (a minimum quota of 700
members in each region and major city is established), ruling out the possibility of regional parties
which might act as a vehicle for ethnic interests. Election campaigning is also restricted by an
Election Law that disbars candidates who ‘[discredit] the honor and dignity’ of another candidate or
political party.19
Despite restrictions on forming an Islamically oriented political party, Islam remains a
potential focal point for anti-Nazarbayev opposition. As with all other Central Asian leaders -
politically educated and promoted during the Soviet era - Nazarbayev has been careful to distinguish
between Islam as a private religion and a political force. The collapse of communism left an
ideological vacuum that many western observers feared might be filled by Islamic fundamentalism.
Given the Soviet regime’s active discouragement of religion it has been unsurprising that
independence brought with it some increase in open religious observance. Overall, however, the
revival of orthodox Islamic practices has been muted. The late introduction of Islam to Kazakhs and
70 years of communism have made the Kazakhs suspicious of religious fervor. Islam in Kazakhstan
has for many years been less a religion than a collection of traditions passed on from generation to
generation with little or no state support.20Government moves in support if Islam have been
confined to state support for a handful of prominent mosques in large cities, often with the support
of other moderate Islamic regimes (such as Turkey and Egypt).
However, such state sponsored initiatives face some competition in recent years. The new
millennium has seen the rise of an alternative underground opposition, Hizb Ut Tahrir. The group /
network is committed to the (re)establishment of the Islamic caliphate through peaceful means
(International Crisis Group 2003). Its pan-Islamic mobilization offers an alternative imagining that
could potentially unite both ethnic Uzbeks and ethnic Kazakhs (amongst others), particularly in the
south of the country (Karagiannis 2006; 2009). While it has been unable to mobilize sufficient
support to seriously threaten the governing regime, it remains a potential training ground for
opposition of an Islamic orientation, and has not been broken by government crackdowns. Indeed it
may even have been strengthened to some degree through its recent successes in taking a measure of
control within the Kazakhstan state prison system (International Crisis Group 2009).
19
Constitutional Law of the Republic of Kazakhstan: ‘On Elections in the Republic of Kazakhstan’. Article 50 (2)
and (4).
20
In Central Asia Islamic beliefs were initially much more popular among the sedentary people who lived in what is
now Uzbekistan and Tajikistan, than amongst nomadic groups in what is now Kazakhstan and Kyrgyzstan. It was
th
only in the 19 century that Islam began to make an impact but it has never been practiced with the same fervor
or orthodoxy as among the settled peoples of the more fertile south (Akiner 1994: 7-9).
11
What Next for Kazakhstan?
This essay has sought to explore the manner in which national identity in Kazakhstan has been
realized through state actions that have promoted both civic and ethnic aspects, resulting in a
mélange that is at times contradictory, and at times ineffective, but has been consistently ambiguous
and, has, by and large, worked in supporting a stable and peaceful (if not democratic) state. This
ambiguity has drawn heavily from Soviet legacies and relied on the commitment of the current
regime to its maintenance. As the generation of leaders who came to the fore in Soviet Kazakhstan
age, one must ask what the future holds for the people / peoples of Kazakhstan and what changes,
if any, will occur in the manner in which the state manages the challenges it faces with respect to
national identity.
Given the centralized nature of power in Kazakhstan, any consideration of future directions
in this respect must consider the likely impact of Presidential succession. Nazarbayev has played an
important role as a mediator between civic and ethnic tendencies in Kazakhstan. However, having
celebrated his 70th birthday in 2010, he is not getting any younger. Sometime in the near to medium
term he will depart the national stage.
Unfortunately, President Nazarbayev risks tainting what is in many respects a creditable legacy by
maintaining his grip on power for too long. While eschewing the excesses of neighbouring
Turkmenistan, Nazarbayev has demonstrated an ever-increasing obsession with consolidating his
place in Kazakhstan’s history as its “founding father” and first president.21 After almost two decades
at the helm, and having exhausted almost all other avenues of subverting constitutional limits on his
time in office, Nazarbayev finally approved constitutional amendments that abolished term limits for
the first president of Kazakhstan (i.e. him) in May 2007 (Moscow Times 2007). The political
packaging of Nazarbayev as the founding father of the state has undoubtedly gained some
acceptance in Kazakhstan.22
There is ample evidence to suggest that Nazarbayev is focusing on his legacy. In 2010,
Nazarbayev was conferred with a new title and privileges by the Mazhilis. In what was most likely an
orchestrated act of feigned modesty the President then vetoed this initiative, declaring that “you all
know that I resolutely put a stop to all eulogies addressed to me, all proposals to particularly single
21
There is a widespread view that the major street in Almaty named after Bolshevik Commissar and Red Army
officer Dmitry Furmanov, which has inexplicably escaped the notice of zealous officials eager to replace communist
era luminaries with more acceptable Kazakh heroes, is being reserved for Nazarbayev to be re-named after his
death. Some also suspect that the capital Astana (which unimaginatively means “capital” in Kazakh) will also be
posthumously named after Kazakhstan’s first president and “leader of the nation”.
22
Per interview with Dostym Satpaev. Energy Security Expert, the head of the regional Risk Assessment Group,
Almaty, 12 June 2008. Satpaev went on to argue that this national ideology with Nazarbayev at the centre as the
country’s founding father and bulwark against Soviet domination demands a degree of "selective amnesia". History
books, for example, shy away from attributing any negative actions or characteristics to the President despite his
long and successful career in the Soviet Communist Party. This selective amnesia has also apparent in other public
representations of the President. As an example, visitors to the National Museum of Repression in Almaty are
greeted on entry with a quotation from Nazarbayev condemning Soviet tyranny. They are similarly invited to visit a
special section of the museum devoted to the December 1986 protests, which are framed by Nazarbayev’s
commentary that these events were the first patriotic manifestations of anti-Soviet national sentiments in the USSR.
The exhibit neglects to note that Nazarbayev’s place during this tragedy was amongst the ranks of the communist
party elite and not on the streets with the demonstrators (based on the observations of one of the authors during a
visit to the museum in Almaty). History books similarly portray Nazarbayev not as the Kremlin’s pliant instrument
in Kazakhstan but as a fearless fighter for freedom leading to the inevitable enthronement of Kazakhstan among the
states of the world (authors observation).
12
out the role of my personality… I have always tried to be above any vanity” (Lillis 2010).
Kazakhstan’s one-party parliament had demonstrated rare courage in mustering the 80% of deputies
necessary to override the presidential veto. Henceforth, official publications, when referring to
Nazarbayev must describe him as the “First Kazakh President - Leader of Nation.”
Nazarbayev has also proven increasingly susceptible to the temptation of commissioning
self-aggrandizing monuments in recent years. A large monument in Almaty’s Republic Square,
ostensibly celebrating Kazakhstan’s independence from the USSR, contains a popular attraction
frequented by newly-wed couples called The Wishbook. The centerpiece of the bronze memorial is
Nazarabayev’s handprint. It is said that those who place their hands in the imprint will have their
dreams fulfilled. A similar presidential handprint enjoys the place of prominence within Astana’s
tallest building, The Padishah’s Egg, and is also said to be endowed with wish giving powers. Both the
building and handprint grace every Kazakh currency note. In June 2010, a statue of Nazarbayev was
erected in Ankara and visited by top Kazakhstani politicians, including the prime minister, while a
few months later, on the 20th of October, a five metre bronze statue of Nazarbayev, embedded in a
much larger white obelisk, was unveiled in Astana. This new statue-mania was taken another step
when local Shymkent NGO Kazak Khandygy (Kazakh Khanate) announced that a 12 metre bronze
statue covered with gold leaf had been created with the support of anonymous private sponsors and
would be unveiled in Shymkent in time for the 20th anniversary of Kazakhstan’s independence in
December 2011 (Interfax Kazakhstan 2010). Complementary to the recent spate of statue building
was the official opening of Nazarbayev University on the 28th of June 2010, an institution that aims
to become Kazakhstan’s educational flagship with twenty thousand students (Bartlett 2010; Kucera
2010). Nazarbayev claimed that he had “agreed” to the university being named after him ‘so that no
one would let me down’ (Bartlett 2010).The decision suggests an increasing willingness to jettison
the president’s oft-stated reluctance to have monuments or institutions named after him during his
lifetime.
While recent moves to provide Nazarbayev with immunity after he leaves office (CA News
2010) held out hope of the beginnings of an orderly transition, more recent referendum and re-
election initiatives appear to reconfirm his incumbent status. More worryingly, perhaps, the public
discussion of possible life after Nazarbayev has not been accompanied by the anointing of an
obvious successor. One of the few long lasting potential successors had been his eldest daughter
(the President has no sons), Dariga Nazarbayeva, who established her own (pro-presidential) party,
Asar (Together), in 2003 and was a member of parliament from 2003 to 2007. She also succeeded in
amassing a media empire that included the popular Khahbar and KTK Television channels and
numerous influential newspapers, only to see much of it re-integrated into government structures in
recent years (Isaacs 2010).23 The absorption of her party into Nur Otan and her abandonment of her
parliamentary career (ostensibly to raise her children and grandchildren) leave her an unlikely
successor, a view confirmed in interviews with both a prominent opposition figure and a local
analyst familiar with these developments, both conducted by one of the authors in 2008 soon after
her withdrawal.24 While the precedent of dynastic succession in the former USSR has already been
23
Nazarbayeva’s husband, Rakhat Aliyev, also enjoyed a steady rise during the 1990s becoming First Deputy of
Kazakhstan’s National Security Committee (formerly KGB). He was widely tipped to succeed Nazarbayev before
being appointed Ambassador to Austria in 2001, which many considered a form of enforced exile. Aliyev’s
appointment in July 2005 as First Deputy Minister for Foreign Affairs was thought to signal a return to the center,
but was something of a false dawn. In February 2007, he was again dispatched to Austria; four months later a
warrant for his arrest was issued in Astana and (apparently under duress from the President) Dariga Nazarbayeva
divorced her husband.
24
Per interviews conducted with Mr. Adil Nurmakov. Former Head of the External Relations Unit, Nagyz Ak Zhol -
Azat Party and For A Just Kazakhstan (Coalition supporting presidential candidacy of ----- during 2005 election).
13
set in another oil rich secular Muslim majority state in the region (Azerbaijan),25 Dariga
Nazarbayeva’s prospects appear dimmer now then heretofore. Other possible contenders exist; since
January 2007, for example, former Foreign Minister Kassym-Jomart Tokayev, on Nazarbayev’s
appointment, has served as Chairperson of the Senate making him first in line to succeed the
President should he prove unable to fulfill his duties or die in office. According to the Constitution
(Article 48), this successor would complete the remainder of the presidential term without an
election, potentially providing ample time to create a new power base.
The absence of any clear successor and related absence of a reliably free and fair democratic
system that might facilitate some predictability in methods of succession are both causes of concern.
At least one analyst has flagged the potential for a power vacuum post Nazarbayev and the
consequent intra-elite competition likely to result once Nazarbayev is no longer in place to mediate
between rival business cliques (Junisbai 2010). The same author notes the gap that exists between
politicians of all political persuasions and the general population. Nazarbayev’s strategy of
prioritization of state building over democratization may have been justifiable in the uncertain 1990s
(Bremmer and Welt 1995); it seems less so in the contemporary period and leaves open the question
of exactly what his legacy will be and what impact it will have on inter-ethnic relations and the
balance he has maintained between civic and ethnic nationalism in the post independence period.
The relative absence of strong institutional mechanisms of political inclusion leave open the
possibility of ethno-national political mobilization by political entrepreneurs; while the absence of a
federal structure within Kazakhstan make the prospect of a post-Tito style Yugoslav style break-up
appear unlikely, the Tajik civil war and the more recent violence in southern Kyrgyzstan provides
dramatic examples of worse case scenarios. Any elite rivalry based on ethnic mobilization could be
particularly problematic if it becomes linked to competition between economic elites at the center
for continued control of economic rents from the country’s ample natural resources, although on
the face of it, successfully securing control of these economic rents would provide any successor
with access to sufficient resources to impose order, if necessary (a situation quite different from
both Kyrgyzstan and Tajikistan, both resource poor states).
Concluding comments
In 1995 Kazakhstan approved two referenda, both of which have served to create the
political framework of the country and to ensure the dominance of its architect, Nursultan
Nazarbayev. Despite the obvious lack of democratic practice – as opposed to the maintenance of
impeccable democratic form – various rationalizations have been promoted by presidential
supporters and objective observers alike as to why Kazakhstan, to paraphrase the President himself,
is not ready for democracy. Strong leadership, it is said, has avoided Balkan-like fragmentation,
something that could not have been ruled out in the early 1990s but seems a remote possibility
today.26 Moreover, the shock therapy (administered with little anesthetic) of the 1990s may not have
been possible had power been divided and more democratic. Painful though necessary changes may
have been postponed or diluted thus weakening Kazakhstan’s path to the relative prosperity it
enjoys in the early 21st century (with annual GNP growth – though heavily dependent on high oil
prices – reaching an enviable 9-10%). Democracy could have led to social disruption and may even
Almaty. 12th June 2008 and with Dostym Satpaev. Energy Security Expert, the head of the regional Risk Assessment
Group, Almaty, 12th June 2008. Both interviews conducted by Donnacha Ó Beacháin.
25
Where the illness and death of Heidar Aliev in 2003 resulted in the elevation of his son, Ilham, to the presidency.
26
As the USSR disintegrated there were signs that political liberalization could have facilitated ethnic mobilization
with Kazakh nationalists and Slavic secessionists competing with each other for votes, reducing politics to a zero-
sum game.
14
have been a threat to the territorial integrity of the state. With Nazarbayev at the helm, the ship of
state maneuvered through these stormy waters and, while there is much still to contend with, the
worst is behind them. Less charitable observers conclude that Kazakhstan’s prosperity was
guaranteed due to its vast natural wealth and that Nazarbayev suppressed opposition – be it
professional, religious, ethnic or nationalist – so as to consolidate his own political and economic
position rather than to check real dangers to the state.
The truth may be somewhere between these two extremes. Certainly, despite official
pretensions to the contrary, there was nothing inevitable about the rise of Nazarbayev. Bit by bit, the
President eliminated all vestiges of opposition until he was able to present himself not as “the best
of many” but as the leader without rivals. Kazakhstan finds itself, as a consequence, with a highly
centralized Presidential state supported by a state ideology that supports an ambiguous national
identity that is neither fish nor fowl, but exhibits aspects of both in an ambiguous fashion. The
extent to which this balancing act relies on the presence and ability of the current President is the
most important question facing Kazakhstan at present.
As to theories of nationalism and their application to Kazakhstan, this case study highlights
the murkiness of social and political dynamics when compared to the relatively clean delineation
provided by civic and ethnic ideal types. Suny (2001) correctly identified these tensions in
Kazakhstan more than 10 years ago. This article reaffirms and updates this analysis, while also
highlighting the extent to which these tendencies have remained constant and on-going through
Kazakhstan’s second decade of independence. Twenty years constitutes something more than a
transitionary period; given recent flare ups of ethnic violence (instigated by interested political
factions) in neighboring Kyrgyzstan, and the risk of further such conflagration, maintaining this
balance and the tensions therein represents a significant political success. Strategic ambiguity,
opposing nationalizing and civic trajectories and weak implementation of policy can serve the
interests of stability and state building. They have certainly done so in Kazakhstan.
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