Maxim Group LLC

American Resources Corporation (AREC) Announces Pricing of $40.0 Million Private Placement of Common Stock. Maxim Group LLC is acting as the sole placement agent in connection with the Offering. Read the full press release: https://lnkd.in/eawAM7gv Larry Glassberg, Matthew Mavrogian, Stephen Polsinelli, Harry Syllantavos

SEALSQ (LAES) Announces Pricing of $200.0 Million Registered Direct Offering & Concurrent Private Placement of Ordinary Shares and Warrants. Maxim Group LLC is acting as the sole placement agent for the Offerings. Read the full press release: https://lnkd.in/d3zp8Y7D Chris Avery, Sam Teller

Anthony Vendetti, Director of Research at Maxim Group, joins the NYSE to announce our upcoming Maxim Growth Summit. View the full video here: https://lnkd.in/gfV9QBdM

Quoin Pharmaceuticals (QNRX) Announces Private Placement Financing of Up to $104.5 Million. Maxim Group LLC acted as sole placement agent for the private placement. PIPE financing included participation from leading healthcare-focused institutional investors, including AIGH Capital Management, Soleus Capital, Nantahala Capital, Diadema Partners, Stonepine Capital Management, ADAR1 Capital Management, and Velan Capital Read the full press release: https://lnkd.in/edCci6Er Eric Cheng, Robert Solomon, Stephen Polsinelli, Harry Syllantavos, Sean Carmody, Anthony Citriniti, Nico Isern

NioCorp Developments (NB) Announces Pricing of $150.2 Million Registered Direct Offering of Common Shares Priced At-the-Market. Maxim Group LLC is acting as sole placement agent for the Offering. Read the full press release: https://lnkd.in/eeEBuWnd Larry Glassberg, Joshua Cohen, Sam Teller, Mason O'Neill, Anthony Citriniti, Sean Carmody, Nico Isern

American Resources Corporation (AREC) Announces Pricing of $33.7 Million Private Placement of Common Stock. Maxim Group LLC is acting as the sole placement agent in connection with the Offering. Read the full press release: https://lnkd.in/ebi7qfFk Stephen Polsinelli, Anthony Citriniti, Nico Isern

Please email: rep@maximgrp.com To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research OS Therapies Incorporated (OSTX) covered by Jason McCarthy, Ph.D., Chad Yahn SWK Holdings Corporation (SWKH) covered by Michael Diana Visit https://buff.ly/JQwvvJC for important disclosures.

Ondas Holdings. (ONDS) Announces Closing of $425 Million Offering. Maxim Group LLC acted as co-placement agent. Read the full press release: https://lnkd.in/ePzjsdWK Larry Glassberg, Joshua Cohen, Sam Teller

Please email: rep@maximgrp.com To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research OS Therapies Incorporated (OSTX) covered by Jason McCarthy, Ph.D, Chad Yahn Contango ORE, Inc. (CTGO) covered by Tate Sullivan, CFA Mainz Biomed N.V. (MYNZ) covered by Jason McCarthy Ph.D, Chad Yahn Immutep Limited (IMMP) covered by Jason McCarthy, Ph.D, Chad Yahn Annovis Bio, Inc. (ANVS) covered by Jason McCarthy, Ph.D, Michael Okunewitch Kazia Therapeutics Limited (KZIA) covered by Naz Rahman, CFA Adial Pharmaceuticals, Inc. (ADIL) covered by Jason McCarthy, Ph.D, Michael Okunewitch Visit https://buff.ly/JQwvvJC for important disclosures.

This October, the Maxim Growth Summit convenes leaders to examine Neurodegenerative Diseases. Featuring: Alterity Therapeutics, Annovis Bio, Clene Inc., Gain Therapeutics, ProMIS Neurosciences We’re honored to welcome Larry Kudlow (Fox News Media) and Christopher Ruddy (CEO, Newsmax Media, Inc.) as our keynote speakers. Thank you to our sponsors: The Money Channel, Ellenoff Grossman & Schole LLP, Loeb & Loeb LLP, Marcum Wealth, Pryor Cashman, RedChip Companies, Spirit Advisors, Continental Stock Transfer & Trust Company, Cozen O'Connor, Harter Secrest & Emery LLP, M&K CPAS, Thompson Hine LLP, First Trust, Odyssey Trust Company, Sichenzia Ross Ference Carmel LLP, Colonial Stock Transfer- Stock Transfer Agent, Nasdaq, TAAD LLP #MaximGrowthSummit2025