Philosophical Insights on Consciousness
Philosophical Insights on Consciousness
GVEN GZELDERE
Duke University
Department of Philosophy
201 West Duke Building
Box 90743
Durham, NC 27708
[email protected]
ABSTRACT. This essay is a sustained attempt to bring new light to some of the perennial
problems in philosophy of mind surrounding phenomenal consciousness and introspection
through developing an account of sensory and phenomenal concepts. Building on the information-theoretic framework of Dretske (1981), we present an informational psychosemantics as it
applies to what we call sensory concepts, concepts that apply, roughly, to so-called secondary
qualities of objects. We show that these concepts have a special informational character and semantic structure that closely tie them to the brain states realizing conscious qualitative experiences. We then develop an account of introspection which exploits this special nature of sensory
concepts. The result is a new class of concepts, which, following recent terminology, we call
phenomenal concepts: these concepts refer to phenomenal experience itself and are the vehicles
used in introspection. On our account, the connection between sensory and phenomenal concepts
is very tight: it consists in different semantic uses of the same cognitive structures underlying the
sensory concepts, such as the concept of red. Contrary to widespread opinion, we show that information theory contains all the resources to satisfy internalist intuitions about phenomenal consciousness, while not offending externalist ones. A consequence of this account is that it explains
and predicts the so-called conceivability arguments against physicalism on the basis of the special
nature of sensory and phenomenal concepts. Thus we not only show why physicalism is not
threatened by such arguments, but also demonstrate its strength in virtue of its ability to predict
and explain away such arguments in a principled way. However, we take the main contribution
of this work to be what it provides in addition to a response to those conceivability arguments,
namely, a substantive account of the interface between sensory and conceptual systems and the
mechanisms of introspection as based on the special nature of the information flow between
them.
1 INTRODUCTION
The current manifestation of the mind-body problem primarily centers around a
deep disagreement between materialists and anti-materialists about the ontological nature of phenomenal consciousness. Facing the charge that they lack
the conceptual resources to understand the phenomenal, materialists are challenged to accept the existence of non-physical properties, or, at a minimum,
admit to being completely in the dark regarding how to bridge the explanatory
gap between the physical and the phenomenal. Joseph Levine, in his recent
book (2001), concludes his lengthy discussion of the explanatory gap with this
challenge:
What emerges from our discussion is that the explanatory gap is intimately connected
to the special nature of phenomenal concepts. E-type materialists [exceptionalists] try
to save materialism from the conceivability argument by arguing that phenomenal concepts are special in some way. Well, I grant that, but then we have the problem of providing an explanation in physicalistic terms of that very specialness, and we dont
seem to have one. If we could explain the explanatory gap, then either it would go
away or we would just learn to live with it. But it seems we cant do that without a
good account of phenomenal concepts, and thats something we dont have. We lack
both an account of phenomenal properties and phenomenal concepts. (p. 86)
Carruthers (2000), Churchland (1985, 1989), Loar (1990/1997, 1999), Lycan (1987, 1996),
Papineau (1993, 2002), Pereboom (1994), Sturgeon (1994, 2000), Rey (1997), Hill (1997), Hill &
McLaughlin (1999), Tye (1995, 1999, 2000), and Perry (2001). Rosenthal (2001) and Shoemaker (2001) also come close to this line.
Descartes and Locke are the most prominent historical expounders of conceivability arguments. Recent versions can be found in Farrell (1950), Feigl (1967), Kripke (1970), Nagel
(1974), Jackson (1982, 1986), Robinson (1982), Hart (1989), McGinn (1991), and Chalmers
(1996). For a good critical discussion of such arguments, see Levine (1993, 1998, 2001) and
Biro (1991). Levine does not endorse the metaphysical conclusion of these arguments; in fact, he
argues against drawing such a conclusion. But his discussion of the explanatory gap between the
phenomenal and the physical has contributed significantly to a more articulate development of
conceivability arguments. Throughout the essay we will be using the terms materialism,
physicalism, and naturalism interchangeably.
3
What Levine (2001) calls exceptionalists (E-type materialists) who take consciousness as
an exception to the global logical supervenience of macro phenomena on the microphysical,
where this involves a priori derivability of the former from the latter. This is a subgroup of what
Chalmers (1996, 1999) calls Type-B Materialists (among them are Loar, Sturgeon, Hill and
McLaughlin, and possibly Tye see note 1). The non-exceptionalists divide into two categories: (1) those who claim that almost nothing can be derived a priori from the microphysical
(Levine 2001, Block and Stalnaker 1999, and possibly Lycan) so that there is nothing special
about consciousness; (2) those who claim that consciousness can also be derived a priori from
the microphysical so again nothing special about consciousness (these tend to be a priori materialists like behaviorists and functionalists who think that phenomenal concepts can be analyzed
what Chalmers called Type-A materialists such as Armstrong 1968; Lewis 1966, 1972; Shoemaker 1981/1997). We take ourselves to be close to exceptionalists for reasons that will become
clear as we move on, but we would like to remain neutral about the specifics of a model of scientific reduction, partly because we have some reservations about the notion of a priori derivability
involved. Luckily the puzzle about the logical supervenience of consciousness can be raised independently of specific models of reduction as Levine (2001: Chaps. 23) shows. If Levine is
tend to restrict their claim only to those cases where the scenarios involve phenomenal consciousness as it relates to the physical world (after all conceivability seems to be our only guide to possibility). Thus, at a global scale, many
perspectivalists grant that given a complete physical description of the world
and competence with common concepts that apply to macro phenomena, it is
possible in principle to derive a priori all true claims about macro phenomena.
For instance, given complete physical knowledge (augmented with standard indexical information, etc.), it is not conceivable that water should boil at a temperature other than 0 C at sea level. They also grant to anti-physicalists that
facts about phenomenal consciousness (and only these facts) cannot be so derived. But they refuse to draw any metaphysical conclusion from that.
It is the special nature of phenomenal concepts that is supposed to discharge the heavy explanatory burden the perspectivalists incur by this refusal.
Understandably, the absence of a principled and independently motivated story
about phenomenal concepts that would justify taking this exceptionalist route
has made perspectivalists vulnerable to accusations of special pleading. On
standard accounts, phenomenal concepts turn out to have just those features
(simple, primitive, unanalyzable, demonstrative, etc.) that happen to make them
immune to absorption into a general logical reduction pattern. But where these
features come from and what independent reasons we have to believe that they
work this way are left mostly unexplained. Phenomenal concepts are claimed
to be special, but the critics of physicalism are justified in their demand that
their special character needs to be independently grounded in a general and
naturalistic account of concept formation and use. That is, whatever it is about
these concepts that are supposed to justify making consciousness an exception
to an otherwise perfectly general pattern needs to fall out naturally from a general and independently motivated account of conscious experience and the concepts it gives rise to.
In other words, the account of phenomenal concepts must be part of a more
general theory whose explanatory power should go beyond justifying the exception and saving materialism. Levine (2001) rightly points out that perspectivalists havent so far produced an independently motivated general and naturalistic account with sufficient and credible detail.4 This work constitutes an
right about there being no a priori derivations of macro phenomena including consciousness,
then on the account of reduction he prefers, the puzzle about consciousness reduces to the puzzle
of why consciousness can be reduced to the physical only via what he calls gappy identities.
We take ourselves to show why if we adopt his model of reduction. See 9 below. So our
account of phenomenal concepts is not meant to be tailored only for the exceptionalist line.
4
For instance, while one might expect to see a very close link between sensory concepts
(e.g., of red) and phenomenal concepts (e.g., of experiencing red), so far very little has been said
about it; in fact, this distinction sometimes seems to be overlooked e.g., Churchland (1985,
1989). Tye (1999) mentions the distinction, but then he goes on to write in a way which suggests
attempt to develop such an account a principled and independently motivated physicalist story, using the resources of information theory, about the
special nature of phenomenal concepts, and their role in explaining why there is
an explanatory gap of the sort not present in other phenomena.
We derive such an account from a cognitive architectural framework and
general informational psychosemantics of sensory concepts together with an information-theoretic account of introspection. Fundamentally, we agree with
Gareth Evans on the philosophical utility of construing human beings as gatherers, transmitters, and storers of information, for these platitudes locate perception, communication, and memory in a system the informational system
which constitutes the substratum of our cognitive lives (Evans, 1982: 122).
As such, our work is in the spirit of previous attempts to provide naturalized information-theoretic accounts of thought and reference (Evans 1982, Barwise
and Perry 1983, Israel and Perry 1990, Fodor 1987, 1990). But our greater debt
is to Fred Dretskes seminal work, Knowledge and the Flow of Information
(1981), which first brought the resources of information theory into debates in
epistemology and philosophy of mind in a ground-breaking way.5 As will be
that he thinks the distinction is not important. Not only that; no detailed perspectivalist account
has been developed about how we acquire these phenomenal concepts, what it is exactly to which
we apply these concepts, and how. (Carruthers 2000 and Papineau 2002 are recent exceptions to
this charge: we have become aware of their work in sufficient detail only after this paper left our
hands for the journal it is too late to fruitfully discuss their work in relation to ours here, but
we hope to do that in our forthcoming book since there are similarities and many connection
points between their works and ours worth exploring.) Most perspectivalists commit themselves
to the claim that phenomenal concepts somehow apply to brain states realizing conscious qualitative experiences. Again, we believe that very little has been said about why phenomenal concepts dont present to us physical properties of these brain states as such, which is at the source of
the puzzle. As a result, the postulation of phenomenal concepts has seemed quite ad hoc, even
though, from a technical point of view, it seems to block some forms of conceivability arguments
(e.g., Jacksons Knowledge Argument) but without producing much conviction. Along with
many, we are deeply dissatisfied with the present situation.
5
While the early 1980s saw a proliferation of independently motivated and fruitful philosophical work in philosophy of mind and language that adopted resources of information theory, information-theoretic accounts have not, so far as we can see, made their way into the more recent
physicalist attempts to naturalize phenomenal consciousness. The empirical sciences of the
mind, on the other hand, have by and large adopted an information-theory based paradigm since
the 1960s, and there has been significant progress in cognitive psychology and psychobiology,
and more recently in cognitive neuroscience, towards a deeper understanding of cognition within
this paradigm. (See Attneave 1954, Cherry 1957, Broadbent 1958, Sayre 1965, and Uttal 1968,
1973 for the foundations of such work; see Gibson 1966 and Neisser 1963 for historically important critical evaluations.) Our project is motivated by the desire to provide a naturalistic account of our sensory and cognitive lives coupled with the belief that information theory possesses
the most promising set of conceptual resources presently available to do so, and consequently to
shed light on philosophical puzzles about phenomenal consciousness that have thus far remained
without a principled and satisfactory solution.
apparent in the coming sections, our account also provides an unexpected synthesis of otherwise quite diverse views. For instance, it has consequences that
we believe should satisfy internalists about phenomenal consciousness, while
integrating intuitions that motivate both higher-order perception and higherorder thought accounts of consciousness (even though our view does not itself
fall under these labels).
We ask the reader to bear with us while we lay the groundwork for our account before we come to the last section (9) of this rather lengthy essay, where
we ultimately respond to the conceivability arguments against physicalism. In
the next section ( 2), in a somewhat reconstructed form and sometimes using
different terminology, we will present the bare bones of an informationtheoretic account of concept formation (from sensory experiences) based on
Dretske (1981).6 We will be substantially modifying and developing this account in the remaining sections: in particular, in 38, we will apply this account to sensory concepts and derive from it an account of phenomenal concepts and introspection. In 67, we will pay close attention to bodily sensations (especially, pain) and the sensory concepts they give rise to, because we
believe that these sensations and the way we think about them form the microcosm of a more general mechanism of introspection. Although we will discuss
the conceivability arguments in the last section (9), we submit that by that
time the reader will be in a position to see where the real action is. Indeed, we
take the main contribution of this work to be what it provides in addition to a
satisfying response to the conceivability arguments, namely, a substantive and
detailed account of the interface between sensory and conceptual systems and
the mechanisms of introspection based on the special nature of the information
flow between them.
2
sory system is a sensory representation of (some aspects of) the distal layout
that is made available to the central cognitive system.
In this framework, the sensory representations are conscious only insofar as
the information they contain is available to the central conceptual system and a
certain degree of processing occurs, even if the information is not fully put to
use. We will also say that the information contained in sensory representations
is available to the organism consciously only insofar as the organism can conceptualize this information, i.e., only insofar as the information can be used in
the acquisition or deployment of the relevant concepts.7 Hence, we will use
having an experience (which is generally but not necessarily a conscious affair) and tokening a sensory representation interchangeably.8 We will come
back to this point later on, but for the rest of this paper we will concern ourselves with sensory representations that are conscious in this way. Hence we
will not further discuss those modular (pre- or intra-perceptual) processes
whose state-transitions and outputs are not consciously accessible that is,
which do not constitute direct inputs to the central cognitive system.9
7
We think human beings are only one of many species that have a conscious mental life.
Here we do not demand a sophisticated conceptualization process or the employment of fullfledged concepts of linguistic creatures for the possession of conscious sensory representations,
in the way some cognitivists do. Carruthers (1989), for example, claims that non-linguistic animals only have non-conscious sensations since they lack the advanced conceptual structures necessary to form second-order thoughts about those sensations. We revisit the question of the role
of higher-order representations in consciousness in 8 below. See also Dretske (1994) and Dennett (1994) for an interesting exchange on this issue.
8
conceptual system on its way to setting the behavioral parameters, especially about its availability
to learning, planning, decision-making, and speech systems. Cases where the unconscious (either
subliminal or due to a neuropsychological syndrome) perception of a stimulus affects behavior
are probably cases where some information in the experience is made available to the conceptual
system influencing behavior but nevertheless is not available to all central cognitive capacities
its processing within the conceptual system is limited. (A view of this kind is defended in Bernard Baarss Global Workspace Theory of Consciousness: see Baars 1988.)
This way of thinking suggests that the central system may not be entirely non-modular in the
Fodorian sense, and thus may be composed of loosely connected central faculties, or better, processing streams, and that there are conditions under which global availability may be hindered.
The evidence has been accumulating in recent years that there are two central streams (the dorsal
and the ventral) in the brain where the same sensory information, after its delivery, is used mostly
independently of each other. One of the functions of the dorsal stream is to use the incoming
sensory information in what we might call mundane behavior in auto-pilot e.g., as we navigate
around objects, the fine-tuning of our behavior seems to be initiated and controlled before the
relevant sensory information becomes conscious through the ventral stream). See, for example,
Goodale et al. (1994), Milner and Goodale (1995), Weiskrantz (1997), and Kanwisher (2001).
We are aware of the discussion surrounding accounts of state consciousness, and our stipulation here about sensory consciousness follows Dretskes position (1995, 1997) with respect to
necessity but not sufficiency. We also think that this formulation as a necessary condition should
be acceptable to those who defend a higher-order-representation (HOR perception or thought)
theories of state consciousness. As will become apparent later on, our view accommodates the
central insights of HOR theories to some extent, without itself being one.
10
Horizontal uses of concepts may be either voluntary or involuntary. To give you the flavor, here is a hypothetical situation. You read in the newspaper that a friend you had not seen
since college days, now a pop star, has just won the first prize in the Eurovision song contest.
You start thinking about the days together when you used to take music lessons together. Then
you reminisce about your quirky piano teacher and the jokes he used to tell you, which makes
you decide that you get in touch with your friend, and look for ways of finding out how to reach
her, etc Just think about the range of things that such an event could prompt you to think
about: at the moment of your thinking almost none of the objects of your thoughts has any direct
or obvious causal/informational relation to your thinking. (Horizontal prompting of a thought
may be an involuntary occurrence, but then you may voluntarily prompt thoughts in yourself.)
12
Information-carrying tokenings of a concept can arise in two ways: as a direct and immediate response to its proper sensory base, or by a reliable inferential process from improper
There is much evidence from brain imaging studies using ERP and fMRI that imagination,
which is a central/horizontal capacity, uses the same representations as those involved in some
stage in sensory processing; see, for example: Raij (1999) and Senkfor et al. (2002). But we
think these representations are special sensory/perceptual concepts which are deployed in turning
sensations into perceptions as we characterize this central process below. There is also similar
evidence that at least some of the representations used in the sensory systems as well as in imagination are shared by movement execution in the motor cortex; see, for example, Rizzolatti et al.
(1997), Lotze et al. (1999), and Kohler et al. (2002).
14
The contrast between sensation and perception is sometimes described in terms of a distinction between seeing and seeing as (hearing and hearing as, etc.; see, for example, Drestke
1995). Having normal vision, you can certainly see an aardvark, but having no idea of what
aardvarks are (not having the concept of one), you cannot see it as an aardvark. In S sees x, x
occurs transparently (i.e., could be replaced by any co-referring expression without changing its
truth value), but the occurrence of F in S sees x as F is opaque, reflecting the fact that the
truth-value of the statement depends on whether S has the concept expressed by F and applies it
to x as a consequence of standing to x in the seeing relation.
However, as noted above, we are not cognitivists about conscious experience in the way
Carruthers (1989) is, or as Dretske (1994) characterizes Dennetts position. Although we think
that concept possession is necessary for consciousness in the sense required by our characterization of state consciousness above, we grant that having sensations, strictly speaking, does not require the capacity for or actual deployment of concepts, while perception does. The intuitive idea
is that if there is no way for the central conceptual system to recover (conceptualize/digitalize
see below) the sensory information in the sensory array, then the sensory state that carries this
information is not conscious.
10
Or perhaps, it is one of the vertical streams within the central system dedicated to extract
information from the visual sensations for conceptualization but central nonetheless in that
most of the information in the stream is globally available, even though the processing itself is
not voluntary or introspectable, and may even be open to top-down cognitive influences.
11
very rich not only in detail but also in amount. The conceptual system is
mostly keyed to the information nested in this specific and rich information.
The analogy here between pictures and sensory representations will be helpful.
If we take a color picture of a cubical object, the picture will carry very rich,
detailed, and determinate information about the size, texture, and orientation of
the object, as well as its position relative to other objects, the illumination conditions, its determinate shades of color and their brightness across its surface,
and so forth. We can think of this very specific and detailed information as expressible by a very long conjunction. But nested in this most specific information there will be less specific information implied by it, such as the information that the object is (just) cubical, that it has (just) six faces, that it has eight
corners, that it is darkly colored, (just) colored, etc. Normally we are interested
in the analog information carried by the picture. We may be interested merely
to know that the object depicted is cubical discarding the more specific information about its color, size, orientation, etc. Or, depending on the situation,
we may be interested only in its size or orientation.
Similarly with sensory representations. The conceptual system mostly exploits the analog information nested in the digital information carried by sensory representations. In fact, part of what makes a cognitive structure a conceptual representation is the way it digitalizes the analog information contained
in the sensory representations. Concepts are those representations (subject to
the above architectural constraints) whose most specific informational content
is acquired from information carried (mostly) in analog form by sensory representations. Concepts (except sensory ones see below) are designed to selectively respond to and utilize the analog information contained in sensory representations. So, for instance, even though we cannot sensorially represent a triangle without at the same time representing its determinate size, shape, orientation, etc., we can conceptually represent an object simply as a triangle without
representing anything more specific or determinate about it.16 Concepts on this
16
Note that this issue was the basis of a controversy between Locke and Berkeley on abstract ideas. Berkeley, who argued against the possibility of abstract ideas, puts his challenge to
Locke in the following empirical fashion:
If any man has the faculty of framing in his mind such an idea of a triangle as is
here described, it is in vain to pretend to dispute him out of it, nor would I go
about it. All I desire is that the reader would fully and certainly inform himself
whether he has such an idea or no. And this, methinks, can be no hard task for
anyone to perform. What more easy than for anyone to look a little into his
own thoughts, and there try whether he has, or can attain to have, an idea that
shall correspond with the description that is here given of the general idea of a
triangle, which is neither oblique nor rectangle, equilateral, equicrural or scalenon, but all and none of these at once? (Berkeley 1710/1977: 1314.)
12
scheme are those structures that are acquired from sensory representations,
mostly on the basis of the analog information they carry.
In this framework, the semantic content of a concept is identified with the
information it carries in digital form. The informational content of a concept,
however, is not unique in the way the semantic content is supposed to be, since
a vertical tokening of a concept will carry all the information nested in its digital informational content (i.e., in its semantic content). So, for example, when
you identify a geometrical shape as an isosceles triangle, your identification
carries more information about the object nested in its being such a triangle,
e.g., that it has (just) three sides, that it has (just) three corners, that it is (just) a
geometrical shape, that it has a surface area, etc. These separate pieces of information are all carried in analog form.
2.4 Extractable vs. Non-Extractable Analog Information
Both sensory and conceptual representations carry information in both analog
and digital form. But they encode analog information in fundamentally different ways. In particular:
When we talk about a concepts carrying information we have of course its vertical tokenings in mind. Most of the time we will omit this qualification in what follows since the context should make it clear what sort of concept tokening we have in mind.
18
Dretske does not draw a distinction between extractable and non-extractable ways of carrying analog information, although it is implied by what he says. However, this distinction will
play an important role in what follows. For an insightful elaboration of this distinction, see
Kulvicki (2001, forthcoming-a) who uses this distinction to give an original and general account
of isomorphism.
13
19
For the purposes of exposition, we are restricting the abstraction base to the one provided
only by the sensory representation/picture. Of course, this need not be the case once a threshold
is passed and a certain basic conceptual repertoire is in place. What can be learned from a signal
depends not only on the signal itself but also on what is independently known about the source,
and this requires inferential deployment of other concepts and collateral information.
20
We argue below that sensory concepts in the sense we will introduce cannot be acquired
horizontally. However, non-sensory conception of secondary qualities such as colors can be
formed through horizontal means. See, for example, Shepard and Cooper (1992) for a study of a
conceptually rather sophisticated understanding of colors and, interestingly, their qualitative interrelations in the blind and the color-blind.
14
horizontal acquisition of concepts. Also note that for the moment we are using
the term acquisition in a way that is neutral between triggering and learning.
Now that we have the functional determinants of the architecture of information flow in cognition and the relevant distinctions,21 we will focus on the
nature of the concepts to which this architecture gives rise.
3 CONCEPTS AND THEIR SENSORY BASES
Among the concepts directly and immediately acquired from sensory experience are what we will call sensory concepts. These form a special class of concepts that will be important for what follows. Intuitively and roughly put (to be
qualified in a moment), sensory concepts are those concepts whose digital informational content is also part of the digital informational content of the sensory representations from which they are acquired, so that the abstraction/digitalization distance between the concepts and these experiences is
minimal.22
The digital informational content of sensory representations is rich along
several dimensions. We can think of these dimensions as presenting determinables such that the resolution of our sensory experiences marks the limit of
their most determinate values about which we can gather sensory information.
To the extent that we can separate these dimensions, we can speak of that part
of the total digital information content of an experience that belongs to one of
these dimensions fixed by the modality of the experience. So, for instance, under conditions that are optimal for color vision, seeing a ripe tomato will involve a visual experience whose total digital content contains the most specific
information about the color of the tomato: it will represent the tomato as having
a determinate shade of red, say, red16. This is part of the total digital content of
the visual experience containing information about the color of the object seen.
As mentioned above, we can conceive of this total digital content as being expressed by a very long conjunction detailing all the most specific information it
carries. The particular shade of color that a region in the visual field has, then,
would be one of the conjuncts.23 Sensory concepts are those concepts that are
21
Most of what we have said so far can be found in Dretskes (1981). What follows is our
way of carefully applying this information-theoretic framework to what we call sensory and phenomenal concepts, which Dretske does not address he even gives the impression that he would
rather bypass talking about concepts very close to the sensory periphery.
22
By minimal we will mean shortest possible, or technically speaking, maximally
short. But since this latter expression sounds a little oxymoronic, we will stick with minimal.
23
Or, alternatively, we can specify the total digital content of a given visual sensation by
specifying the information about the hue, brightness, and saturation of every discriminable spatial
point in the visual field according to a multi-dimensional coordinate system. Complete specification of this information will then give the total digital content of the experience.
15
closest (in terms of abstraction distance) along these different dimensions to the
digital informational content of experiences from which they are acquired.
If the property of being red16 is a disjunctive property whose disjuncts are
particular spectral reflectances, then the information the sensory representation
of the tomato carries about red16 is about this disjunctive property. Every disjunct would be a particular ratio fixed by the percentage of light that the surface
of an object reflects at each of the three characteristic wavelengths determined
by the response sensitivity of three retinal cone types.24 But whatever feature of
sensory representation is responsible for carrying this information, it carries it
without revealing its complex and disjunctive character. For instance, this feature, by carrying information about a surfaces being red16 , also carries the
analog information that it has a spectral reflectance, or that it (just) reflects light
at different wavelengths. These are nested in the information that the surface is
red16. But these pieces of analog information cannot be recovered or extracted
from the signal, i.e., from whatever feature of the sensory representation carries
the color information in question.
There is, however, still some abstraction/digitalization some loss of information in this process. This can be explained in terms of a distinction
between concepts used in synchronic discriminatory tasks and concepts used in
diachronic recognitional or identification tasks. In fact, we typically reserve the
notion of a concept for those cognitive structures involved in the latter sort of
task. Consider the tomato again. If the conditions are appropriate, it will be
possible to discriminate slight variations in the shade of red across the surface
of the tomato. But when the same shades of color are shown to us diachronically we may not be able to discriminate among them: most of the time the best
we can do is identify and co-classify them as, say, dark red. Both kinds of task
involve discrimination and categorization of different color stimuli, and so, in
this sense, require conceptual capacities. In what follows, however, when we
talk about sensory concepts, we will have in mind the most specific concepts
one can have as revealed by diachronic recognition tasks, which involve memory. It is clear that the abstraction distance between sensory experiences and
the sensory concepts conceived in this way is still minimal, although there is
still some information lost. Notice that in the case of color concepts this distance can be explained entirely in terms of set-theoretic notion of inclusion.
When these concepts are vertically deployed, the information they carry is disjunctive: they say something like it is either red1 or red2 or red3 or redn,
where n is finite and redi is the most determinate shade of red ones visual experiences can carry information about and thus be synchronically discriminated.
24
16
It is important to note that the disjuncts here are still colors determinate
shades of red. This is important because the abstraction process here is not
based on information about the constituents of colors (whatever objective properties color experiences/concepts detect), which are not themselves colors. So,
for example, if color vision detects sets of individual surface spectral reflectances, color sensations dont represent them by representing their constituent
properties, say, individual reflectances or whatever further properties constitute
these reflectances. Hence, color sensations dont represent colors as having
constituent structure, or as we will say sometimes for convenience, as simple/atomic properties.25
Contrast this to the visual representation of shapes. Our visual system happens to be such that we cant visually represent a geometrical figure (in such a
way that we can then recognize it as what it is, say, as a square) without simultaneously representing the lines, angles, curves, edges, and corners that, in
some intuitive sense, constitute the figure. It is important to note that these
constituents are not more determinate instances of the same figure type, so that
even the concept of a most determinate geometrical figure of that type will not
be minimally close to the sensory base it is directly acquired from even
though these sensory bases are the sole authoritative source of acquisition for
such concepts. We will call such concepts perceptual concepts. The information necessary and sufficient for the correct application of these concepts,
whose abstraction distance is nevertheless not minimal (but shorter than what
25
This is not exactly true, but the way in which it is not true wont be important for what
follows. There are at least three further dimensions along which we gather information about
colors: hue, brightness, and saturation. Furthermore, there are also phenomena like the one exhibited by so-called binary hues: they are represented in experience in a way that these hues seem
to be composed of relevant unique hues (e.g., orange is represented as containing, in some sense,
red and yellow, whereas pure red, like other unique hues, is not represented as being constituted
by other hues). These complicate the claims made in the main text, but not in a way that alters
the main point, which is that there is a limit to what determinables our sensory systems can discriminate; at bottom, some determinate values of these will have to be represented as simple/atomic. Whatever these determinables are, sensory concepts will be those based on these
such that the abstraction distance will be minimal. This is true for all sensory modalities. As indicated, we will ignore this complication in what follows. Moreover, we will talk for convenience as if there were no abstraction distance between the sensory representations of, say, red,
which represent determinate shades of red, and the most specific concepts of shades of red we
can diachronically discriminate. So we will say that this distance is minimal.
The point about how our sensory representations represent certain determinables (as determinate simples) has been made by a number of philosophers before (Armstrong, Shoemaker, Lycan, as well as the British empiricists in general), but for a detailed elaboration of this idea in the
context of discussing sensory/pictorial representations, see Kulvicki (2001, forthcoming-b) who
tries to give a principled distinction between primary and secondary qualities in terms of how
they are represented in conscious sensation, i.e., in epistemic terms, in opposition to the more traditional way of drawing the distinction in metaphysical terms.
17
we will call below observational concepts), is normally contained in the sensory base from which they are directly acquired. Typical perceptual concepts in
the case of vision include concepts of spatiotemporal relations, geometrical figures, and shapes.
For the sake of completeness, we can distinguish sensory and perceptual
concepts from observational concepts like the concept of an apple, a robin, a
tree, a lake, and a truck. These concepts are also typically acquired from an appropriate sensory base, but they need not be, and sometimes are not. However,
the information contained in experiences required in the correct application of
these concepts is more impoverished, in the sense that it always underdetermines correct categorization. In other words, although the information about
the denotations of these concepts can be perceptually available, its delivery requires that certain channel conditions external to the sensory systems be in
place. The abstraction distance between these concepts and the sensory bases
from which they may be acquired is considerably greater than in the case of
sensory and perceptual concepts. What seems to mark the difference is that
(most of) the sensory information used in the acquisition and deployment of observational concepts is typically only contingently related to the objects in their
extensions.
It is no accident that thought experiments involving spectrum inversion are
carried out in terms of sensory bases of sensory concepts, where the property
detected and denoted is represented as simple or atomic.26 Although we cannot
conceive of inversion with respect to the properties denoted by perceptual concepts (e.g., of shapes) and their sensory bases, there is nothing preventing a differently organized cognitive system from performing this feat. We can imagine
and even construct devices that sensorially detect geometrical shapes (quite
abstract from our cognitive point of view) by outputting simple and primitive
sensory representations. For instance, we can construct a detector that responds
with a green light when it detects a square (any square) and with a red light
when it detects a circle (any circle). Suppose that all the information it uses in
making its responses is lost at the final output stage. When this device, a 2D
geometrical shape detector, lights up green, its relevant state carries the information that something it is informationally connected to is square. If it lights
up red, its state carries the information that something is circular. But even if
the sensory outputs of the device carry these pieces of information, they are
structured in such a way that there is no way to recover any information about
26
Strictly speaking, we should rather say that the sensory representations of secondary
qualities do not represent them as having a complex constituent structure. As we have hinted
above, this is different from saying that they are represented as simple or atomic. But we will be
relaxed about this in what follows. For the distinction, see Armstrongs discussion of the headless woman fallacy in his (1968, 1987).
18
Lost in the sense that the tokening of the more abstract target concept does not carry it.
28
Conversely, there can be machines constructed (or organisms evolved, under appropriately availing circumstances) where the abstraction distance between sensory and conceptual
representations in color perception (understood functionally as the detection of surface reflectance profiles through the medium of light) is, unlike in our case, not minimal. (It is tempting to
speculate that the curious case of the color-blind painter described by Sacks 1995 is like this.)
Again, there is no logical necessity for organisms to come to possess the kind of neural architecture that they do, and hence no logical necessity about the particular manners in which information about the world is put to use by organisms which utilize that information to their benefit.
19
Another way to see what makes sensory concepts so special is to understand the nature of the abstraction distance between them and their sensory
bases. As we have said, this distance is minimal (subject to the qualification we
have just introduced), which is what marks these concepts off from the rest.
Following Fodor (1990) and Margolis (1998), we will call the mechanisms that
mediate the informational link between the vertical tokenings of a concept and
the instantiations of the property it applies to sustaining mechanisms.29 The intra-cranial portion of the sustaining mechanisms for sensory concepts is not
cognitive: since there is (almost) no loss of information in the acquisition of
color concepts, there is nothing further to be made available to the central system for digitalization. Acquisition of sensory concepts is therefore brute and
primitive: to acquire these concepts it is enough to occupy the relevant sensory
states for an organism equipped with an appropriate conceptual system i.e.,
by an information pick-up system operating on the sensory representations.
This is why the notion of learning is not appropriate for the acquisition of these
concepts. Rather, the preferred term for this, for both empiricists and nativists,
is triggering. So one sense in which the abstraction distance is minimal is
that the process underlying the acquisition and vertical deployment of sensory
concepts does not involve any loss of information that is nevertheless available
to the conceptual system for further digitalization.
Contrast this to the intra-cranial sustaining mechanisms for other concepts,
which are (partially but essentially) cognitive. The acquisition and deployment
of perceptual concepts may be innate and automatic in some sense, but these
still involve a digitalization process with considerable loss of information, information that is still available for digitalization. When we visually recognize
shapes of objects or geometrical figures, most of the information about their
spatially distributed and organized constituents (illumination gradients, edges,
corners, curves, color, etc.) is still consciously available. It isnt that we consciously use this information in the acquisition and deployment of such concepts this is something our perceptual (as opposed to sensory) systems
automatically do for us. But what is interesting is that even though this process
may be automatic and unconscious, most of the information used in the process
(which is then discarded) is available to us, to the central cognitive system, and
thus is conscious in just that sense. Because of the importance and centrality of
perceptual concepts, their acquisition may still be innately determined i.e.,
such concepts may be triggered rather than learned. We leave this issue open.
29
We prefer this notion to Dretskes notion of channel conditions because it is more specific
and suggests mechanisms internal to the agent, which is what we would like to emphasize here.
Although cognitive factors (what is independently known about the information source) can be
part of channel conditions, Dretske, with this notion, emphasizes those conditions external to the
agent, or at least external to his mind.
20
See Margolis (1998) and Laurence and Margolis (2002) for a parallel account of concept
learning that involves cognitive sustaining mechanisms, which is nevertheless not a hypothesis
forming and testing model la Fodor (1975, 1981). They show, within a similar framework, that
many lexical concepts may be primitive despite being learned from experience; hence they deny
that atomism implies a radical nativism of the sort endorsed by Fodor. This is good news for the
Language of Thought Hypothesis (LOTH), and concept atomism in general, because it frees them
from one of their main burdens. Their work nicely supports and complements the Dretskean account given here.
21
these features and its format. This process cannot go indefinitely. At some
point there will have to be representational features with digital informational
content that nests the analog information carried by them in a non-extractable
format, at which point the property digitally represented wont be represented
as having internal constituents if the property has internal constituents (this
can be a massively disjunctive property like colors). As will become clear as
we proceed, it is these necessities that partly create the mystery around phenomenal consciousness.
4 WHAT MAKES SENSORY CONCEPTS SPECIAL
It is not accidental that the distinction we drew between sensory and perceptual
concepts is approximately coextensive with the distinction traditionally drawn
between concepts of secondary and primary qualities, respectively.31 Secondary qualities are those which are represented in our experiences in a primitive
way: sensory representations carry information about them in a way that makes
the information carried about their constituents analog but non-extractable. (It
is the job of empirical scientific investigation to reveal the complex nature of
secondary qualities, and extract the information about their constituents.)
Hence, sensory experiences carry the most specific information about these
properties without revealing their internal structure. This is why the abstraction
distance between the concepts of secondary qualities and their sensory bases is
minimal; equivalently, this is why the acquisition of these concepts is noncognitive and brute.
Sensory concepts apply, in the first instance, to the objects of perception, to
whatever it is that our sensory experiences represent.32 This is so despite the
fact that they are directly and immediately acquired from sensory representations. The flow of information required for their acquisition (and vertical deployment) necessitates the presence of sensory intermediaries that carry information about the properties denoted by these concepts. Indeed, this is one of
the main differences between sensory and observational concepts.33 There is an
31
Approximately because we think that the match may not be perfect. If some spatiotemporal properties/relations (like being a point or an expanse), as we suspect, turn out to be primitively represented in our experiences, then they may turn out to be categorized as secondary,
contrary to the tradition. Although we think that there are principled ways to avoid this consequence, still we are happily prepared to live with this consequence if it turns out we cant avoid
it. (See Kulvicki 2001 and forthcoming-b for further discussion.)
32
Exceptions to this claim are what Armstrong (1962, 1968) called intransitive bodily sensations like pains, itches, and tickles, which we will take up later on.
33
We would like to put aside perceptual concepts for the moment. Their proper treatment
requires an empirically informed answer to Molyneuxs question, which we currently do not
have.
22
Condition (b) ensures that if S carries the information that t is F, it does so not
by carrying information about any intermediary which nests the information
that t is F. When the two conditions are satisfied S carries the information that t
is F in completely digital form, or equivalently, S is said to completely digitalize the information that t is F, which then becomes Ss semantic content. More
intuitively, the intention is to rule out those cases where concepts carry the most
specific distal information about an object by carrying information about their
proximal causes, in our case their sensory bases.35 So, for instance, the concept
34
Again the verdict about perceptual concepts is not clear: they fall in between sensory and
observational concepts. But our intuition is that they will be closer to sensory concepts in that
they cant completely digitalize the information about their denotations.
35
There is a parallel condition intended to rule out such cases in Fodors version of informational semantics (Fodor 1987, 1990): the asymmetric-dependency condition, which says that a
cognitive structure (concept) C has the semantic content X in virtue of an informational law between them such that if there is another such law between C and anything Y, then this law asym-
23
ROBIN, when acquired from experiences that carry information about robins,
should not carry information about the structure of sensory representations that
give rise to ROBIN.36 Since we are working in a naturalistic framework, if
concepts carried information about sensory representations from which they are
acquired, this information would be information about the instantiation of certain neurophysiological properties (or disjunctive sets of such properties) realizing these sensations. Hence our concepts would be selectively responding to
such properties in the first place. And this would imply either that our concepts
represent neurophysiological conditions, or that our sensory concepts have dual
semantic content, and therefore are systematically ambiguous.
Interestingly, Dretske does not make a point about the empirical impossibility of complete digitalization; nor does he talk about the fact that complete
digitalization is routinely violated in the case of sensory concepts.37 If sensory
representations of secondary qualities are realized by a more or less homogeneous set of neurophysiological properties, or by a finite disjunction of such properties, then vertical tokenings of sensory concepts carry information about their
distal causes (instantiations of secondary qualities) by carrying information
about the instantiations of these proximal physical properties. Whether or not
experiences of such qualities are physically realized in a homogeneous way is
ultimately an empirical question, but we think that there is enormous empirical
as well as a priori evidence that this is the case certainly intrapersonally, and
metrically depends on the existence of the law between C and X. In other words, breaking the
law between C and X breaks the law between C and Y but not vice versa. Like Dretskes condition, this account, too, fails to assign the distal secondary property to a sensory concept as its semantic content, and ends up assigning, instead, proximal properties underlying the sensory representation of the distal property. For it is clear that breaking the law between the sensory representation of red and the concept RED will break the law between the property of redness and its
concept, but not vice versa.
36
We will use uppercase letters to name concepts and italics to name properties denoted by
concepts. To many ears, talking about a property as the denotation of a concept may sound
strained. Although nothing very important hangs on this, we not only find this usage convenient,
but also are prepared to justify it on the basis of informational semantics, which freely traffics in
property instantiations. This makes property realism the preferred reading by informational psychosemantics. (Of course, just as linguistic predicates are not referring expressions, concepts qua
Mentalese predicates do not refer we have been using the more neutral denotation intending
to indicate that concepts represent, and when relevant, what they represent.)
37
However, in fn. 4 to Chapter 8 of his (1981: 261), Dretske shows signs of being aware of
the problem here. He draws a distinction between a visual concept of a robin and the concept of
a robin tout court, and says that the former is not completely digitalized. But the point is not
further elaborated. As we already mentioned, Dretske generally seems to eschew talking about
sensory concepts.
24
Interpersonal cases pose special problems (of the sort Shoemaker 1981/97 highlights) that
we will discuss elsewhere, in the context of spectrum inversion thought experiments against
functionalism about qualia.
39
We in fact suspect that even a stronger claim is true: sensory concepts are those tokens of
the structures realizing the sensory representations of secondary qualities (even perhaps primary
ones), but used differently by somehow being recruited by the central system. For sensory concepts we are prepared to accept what we take to be the central claim of Prinz (1997, 2002) and
Barsalou (1999), namely that there is no fundamental distinction between percepts and concepts,
and that concepts are percepts (only used and organized differently): hence, necessarily, sensory
concepts are not amodal. For a quotational model incorporating a similar idea, see Papineau
(2002).
25
26
What justifies the claim that, despite the failure of complete digitalization, the
semantic content of a sensory concept, say RED, is the secondary quality, redness, possessed by the objects of the sensory experiences from which we directly acquire it?42 Irrespective of what semantic content our theories assign to
these concepts, there should be no doubt about what their semantic contents
are: they are the qualities that our experiences represent the external objects as
having. Our experiences place these qualities in the world of objects external to
our bodies. So do our sensory concepts. Given this, the question before us is
how to reconcile a Dretskean informational semantics with the failure of complete digitalization. For even if we rightly want to be able to say that RED represents redness despite the failure of complete digitalization, what justifies rejecting the option, which seems to be a consequence of the theory, that the semantic content of RED is the experience of redness, i.e., E-red, realized by a
certain set of neurophysiological properties?
Here is another way of putting the problem. Informational semantics starts
with the information carried by a structure on its way to working out how to
determine its semantic content (SC). We have seen that Dretske wants to assign the completely digitalized informational content of a concept (C) as its semantic content: in other words,
But this assigns E-red as the semantic content of RED assuming, as we do,
there is no further informational intermediary of the relevant sort between E-red
and RED tokenings. The theory gives us the wrong result.
41
Also, it is clear that more needs to be said about the nature of the perspectivity involved:
in particular, we need to distinguish pure indexicality from what we might call quasi-indexical
predication. Although sensory concepts in our sense are mental predicates, there is obviously
something indexical about them: their semantics is hostage to where and when their tokenings
occur. Fully developing the notion of quasi-indexical predication will require a paper on its own,
which we will take up elsewhere.
42
We will use the abbreviation E-p to denote the experience of property p. So, our terminology includes, for example, RED (the concept), red or redness (the property), and E-red (the
experience).
27
Let us say that the (most specific) informational content (IC) of RED,
which interests us, can be given by an ordered pair:
IC(RED) = <redness, E-red>.
The structure of the information flow is such that RED carries information
about redness by carrying information about E-red.43 If we want to insist, as
we should, that
SC(RED) = redness
despite this informational alignment, we have to modify the content-assigning
mechanisms of a Dretskean informational semantics, and we have to do that in
a principled way.
One option, which Dretske himself might be tempted to take, is to invoke
teleology: the semantic content of RED is determined by whatever indicator
function the tokenings of RED are supposed to serve. It might be plausibly
claimed that it is the redness of external surfaces that RED has the function of
carrying information about, not E-red. Indeed, we think this claim is not difficult to justify on the basis of evolutionary considerations, by appealing to the
idea of the adaptiveness of cognitive structures given our practical needs and
interests in our environment. In fact, we believe it to be true. But it doesnt
solve the problem. For, as Dretske (1986) himself is aware, if we try to determine semantic content in terms of indicator functions, the problem about the
indeterminacy of semantic content tends to translate into a problem about the
indeterminacy of function. For it is possible to argue in the following way.
The true function of RED is to indicate E-red, but since E-red is perfectly informationally correlated with redness, any need or interest that the organism
might have related to redness will be satisfied by a structure whose job it is to
indicate E-red. In other words, we can equally well claim that RED has the
function of indicating redness in virtue of having the function to indicate E-red.
After all, when, in abnormal circumstances, E-red fails to correlate with redness, REDs functioning is not to blame; it does its job just fine, it is the world
that doesnt cooperate or so the intuition goes. Dretskes solution to this
problem in his (1986) is not applicable to sensory concepts since his proposal
acknowledges that the problem of indeterminacy of function can be solved only
for those concepts that can completely digitalize the most specific information
they receive about the things they are supposed to denote, i.e., only for those
43
The order in the pair is meant to reflect this dependency relation. The relevant information is carried by the appropriate tokenings of RED and E-red about the instantiations of the
property redness. Most of the time, we will forgo talking this way for convenience.
28
concepts whose abstraction distance is great enough to allow them to be acquired from an indefinitely large set of proper sensory bases and sensory
concepts are not among these.
So what anchors the semantic content of RED to redness? A crucial part of
the answer, we believe, can be gleaned by reflecting on the integration of the
information coming from a variety of intra- and inter-perceptual sources. Consider the visual information that our cognitive system uses in the acquisition
and vertical deployment of observational concepts, like ROBIN, CAR, and
TOMATO. We have said that there is no serious problem about the complete
digitalization of information with respect to these concepts. So we can safely
claim that these concepts apply to external objects: they are much further away
in abstraction space from the sensory experiences that give rise to them. But
the acquisition and vertical deployment of these concepts utilize lots of sensory
and perceptual information that is also consciously available, which is to say,
apt for digitalization by the same central cognitive system. Between the sensory experiences and the vertical tokening of ROBIN, in other words, a lot of
more specific information is lost. Even though this process may be inferential/computational, it seems mostly automatic and unconscious. Nevertheless,
much of the information used in the process is consciously available, such as
the determinate size, shape (even the particular lines, curves, edges, etc.), texture (even the smaller changes in light intensities), orientation, distance, and the
varying grades of color of the robin that has occasioned the tokenings of
ROBIN.
When we say this information is lost or discarded, we dont mean that it is
forever hidden from consciousness; rather, it is lost from the perspective of the
tokening of ROBIN, which is to say that the tokening of ROBIN no longer carries information about these more specific values along dimensions just mentioned. It is the loss of this sort of more specific information that enables us to
visually recognize this object as a robin, instead of, say, a small-grey-robin-tomy-left, etc. But this information is also the same information used and integrated in the recognitional process and is nevertheless consciously available,
the conceptualization of some of which has a shorter abstraction distance (and,
in the case of color concepts, a minimal one). As the abstraction distance gets
closer and closer to the sensory experiences, concepts start to lose their completely digitalized character. Now here is the crucial point: if the conceptual
system uses and integrates more specific information about external things
(e.g., about their determinate color, variations in light intensities, edge here,
curve there, etc.) delivered by sensory representations on its way to categorizing
these things as external objects (as robins, cars, tomatoes), then the conceptualization of the former kind of information had better anchor their semantic
content outside the organism; otherwise the conceptual system will not present
a coherent picture of my immediate environment. It makes no sense theo29
Blindsight subjects might be precisely in this position: even though they may recognize
and categorize certain features of stimuli presented in their blind field under forced-choice conditions, they cant voluntarily apply the concepts to objects in their blind field, despite the fact that
they possess information about those stimuli and may have (some form of) relevant sensory representation. In other words, the problem might not be a problem of sensory representation, or
only a problem of sensory representation, but rather it may be related to what information the
conceptual system is allowed to vertically pick up from such a representation. So, for instance, it
is allowed to pick up the information that there is a horizontal line before ones eyes, but no further vision-specific information can be directly conceptualized. And since the patient doesnt
know where the information about the horizontal line is coming from, he is not only volunteering
this information; in fact, she denies having it.
The fact that lesions in the primary visual cortex (V1) which is something of a gateway
between early sensory processing of visual information and further upstream processing that is
believed to involve conceptual structures (e.g., in the prefrontal cortex) is the main culprit in
the deficits exhibited in blindsight also seems to support the hypothesis that the problem centers
around the interface of information transmittance between the sensory and the conceptual systems. The most favored view in the present literature is that the residual functional capacities
for recognition and classification of stimuli under forced-choice conditions are due to the existence of pathways that carry visual information to subcortical areas (even when portions of V1 is
unable to receive that information) as well as transmit it upstream. As such, blindsight might be
a problem about the integrity of late sensory representations in the vicinity of V1 as well as a
problem about information pickup by the conceptual system related to the ventral stream, rather
than merely a lack of sensory representation.
The scientific literature on blindsight is large and controversial, and the philosophical treatment of it often lacks a desirable sophistication of the scientific evidence involved. For a brief
introduction, see Pppel et al. (1973) for the first study on blindsight, Weiskrantz (1986, 1997)
for authoritative overviews of this neuropsychological syndrome, and Ptito et al. (2001), Stoerig
and Cowey (1992), Cowey (1995), and Cowey and Storeig (1995) for studies that address differ-
30
about how to anchor the semantic content of concepts like ROBIN, CAR, TOMATO these would be sensory concepts that would not represent the systematic distal and proximal causes about which they carry information as having complex internal structures.
Briefly, the partial answer to our original question, then, comes down to the
need for coherent integration of information. It is the pressure exerted by our
practical interests in having a coherent global representation of our external environment that forces the conceptual system to pick out the first element, redness, in IC(RED)=<redness, E-red> as the semantic content of RED. We have
seen how the processes integrating various sorts of information in the acquisition and vertical deployment of observational concepts generate a need for coherence. We have also seen how evolutionary forces determine where to put
this coherence: on the global representation of a reality external to ones sensory and cognitive systems. To point this out is, of course, not to specify the
mechanisms by which this is accomplished. But perhaps this latter task is more
appropriate for psychologists or neuroscientists to tackle.45
6 CONCEPTS OF BODILY SENSATIONS
This partial account predicts that the less need there is for coherent integration
say, because of less information, the scarcity of its sources, or a redirection
of immediate interest due to the affective/hedonic value of the experienced
stimuli, etc. the less pressure there is to anchor the semantic content of a
sensory concept to the outside. We indeed find the gradual change implied by
this in all sensory modalities and submodalities. Vision is the paradigm source
of information generating sensory concepts whose semantic content is unequivocally external to the subjects. Things get increasingly less clear as we
look at other modalities (hearing, smell, taste, and touch) according to how
close to the body the detected properties are, how rich the information provided
ent questions about blindsight in accord with Wieskrantzs framework. See Campion et al.
(1983) for a skeptical view about blindsight as a genuine syndrome, Barinaga (1992) for an overview of controversies in blindsight research, and Fendrich et al. (1992) and Gazzaniga, M., et al.
(1994) for an alternative to the received view. In the philosophical literature, the phenomenon of
blindsight was first referred to and utilized by John Searle (1979) and Patricia Smith Churchland
(1980). For different and not always compatible philosophical interpretations of the empirical results and their consequences for theories of consciousness, see Heil (1983), Cam (1985), Carruthers (1989), Van Gulick (1989), Dennett (1991), McGinn (1991), Flanagan (1992), Tye (1993,
1995), Gzeldere, Hardcastle, & Flanagan (1999), and Gzeldere (in prep.).
45
Actually, we can further speculate on this by pointing out that certain syntactic requirements of a system of mental representations within the central conceptual system may generate
the coherence requirement naturally: for instance, certain syntactic positions in this system may
require predication of concepts denoting distal objects. Thanks to Jonathan Weinberg for pointing out this line to us.
31
by the experiences in these modalities is, how much information from other
channels is used, how impoverished the quality space determined by sensory
experiences is, or how many quality spaces each (sub)modality determines
along its different dimensions. The limit in this direction are the interoceptive
submodalities of touch producing so-called intransitive bodily sensations, such
as pains, itches, tickles, and the like.
If we assume that these sensory experiences carry information about, and
thus have come to represent, bodily conditions such as tissue damage, then one
would naturally expect the same, or at least a very similar, informational division of labor that we find in exteroception, say, vision. We would expect that
the job of these bodily sensations is to deliver information about bodily conditions to the central cognitive system for digitalization resulting in the acquisition of sensory concepts which apply in the first instance to aspects of these
bodily conditions. But this is not what we find. The sensory concepts PAIN,
ITCH, and TICKLE apply to token experiences, to bodily sensations well
to pains, itches, and tickles not to the bodily conditions these sensations represent. The result is a curious asymmetry between sensory concepts (like RED)
and concepts of bodily sensations. Despite identical information flow, sensory
concepts acquired directly and immediately from the relevant experiences apply
to different states (see FIGURE 1).46
46
For an elaboration of this theme about pain and other bodily sensations in the context of
an argument against pure representational theories of qualia, see Aydede (2001, forthcoming).
Note that even advocates of direct perceptual or representationalist theories of pain grant that our
dominant/ordinary concept of pain (and of other bodily sensations) applies to token experiences.
They insist, however, that these experiences represent certain bodily conditions, and that their
qualitative content is exhausted by their representational content.
32
Let us assume that the most specific informational content of PAIN, which
interests us now, can be given by an ordered pair consisting of a certain sort of
tissue damage and a sensory representation thereof, call it E-damage, more or
less homogeneously realized by physical properties in the brain and delivering
this information to the conceptual system. So,
IC(PAIN) = <tissue damage, E-damage>.
PAIN carries information about tissue damage by carrying information about Edamage. So PAIN doesnt completely digitalize the most specific information
it gets about the tissue damage. In this case, as a matter of fact, the semantic
content of PAIN is anchored to E-damage:
SC(PAIN) = E-damage.
Why is this different from the case of RED?
If our partial answer to the parallel question above is right, then we can discern one part of the reason. It relates to the nature of the perceptual object, i.e.,
the object sensorially represented. Tissue damage is, of course, only one of
many causes of pain experiences we have used it as a stand-in for whatever
it is that specific sorts of pains represent. These are mostly internal conditions
of the body, normally not open to other sensory channels. So inter-modal sen33
47
There are many puzzling aspects of pain experience, in terms of both its bodily basis and
its complex phenomenology. We try to address some of these questions in Aydede and
Gzeldere (2002), Aydede (forthcoming), and in the Introduction to Aydede, Gzeldere, and Nakamura (forthcoming).
34
the first place, onto the experience itself.48 The affective or hedonic tone of the
experience puts a heavy demand on the cognitive centers to urgently re-allocate
cognitive and behavioral resources and response priorities for stopping the experience by doing whatever is necessary to get rid of its cause. Again, what we
see here is the cognitive adaptations of the conceptual system to align its semantics with the needs of the organism.
Note that there is some room albeit a small amount in the folk conception for thinking of pains as pure bodily conditions. There are situations
where we find it natural to talk in a way that there may be unfelt pains: when
we do that, we are talking of pains as disordered states of our bodies gone unnoticed. We talk about our headaches lasting, say, during a heated discussion
even though we have not felt them most of the time. When we talk about the
very same pain coming back, we find it natural to conceive of it as if it had already been there, unnoticed and unfelt (in fact, some cognitive-behavioral
therapies for chronic pain utilize this phenomenon). This is certainly not the
dominant conception of pain. But that such use has kept a foothold in the folk
usage is noteworthy, since it is precisely what our account of sensory concepts
predicts. The information about the bodily condition is there: the vertical tokening of PAIN carries it. Our ambivalence about what to say in such rare
cases when pressed is generated by this double informational content, making it
somehow possible to alter the semantic focus depending on the context (see
below).
A proper understanding of bodily sensations and their conceptualization is
crucially important for a proper account of the informational architecture of the
cognitive mind and the special role sensory concepts play at the interface between sensory and conceptual systems. Notice that pain perception is, technically speaking, a form of introspection if introspection is the means by
which we learn about our own mental states from a first-person perspective.
Our first-person knowledge of our pains, itches, and tickles is knowledge of our
experiences. To know we have them is to know we have experiences. And to
come to know that is to engage in introspection.
A proper understanding of bodily sensations is crucial because here we see
the basic mechanisms of introspective access to our own experiences in their
barest form, being located at one extreme of the spectrum of sensory representations. It is by working from this extreme that we will develop an account of
phenomenal introspection in general.
48
For an elaboration of this theme, see again Aydede (2001). We should note, however, that
to the extent to which the awareness of pain is also awareness of this affective (hurtful) aspect of
pain, introspecting it will involve mechanisms partly different from the ones we will offer below
insofar as this affective quality of pain is non-sensory or non-representational. For an extension of our present account to cover affect, see Aydede (in prep.).
35
Single square brackets will be used in what follows as a way of indicating that the expression occupying the linguistic position marked by them is to be read as occurring transparently.
The judgments expressed by such brackets in the subject position will be de re judgments, expressing singular propositions. The term pain in the expression of this judgment is meant to express the sensory concept PAIN. For even people who are congenitally insensitive to pain (sic!
but this is the technical term standardly used) can have a concept of pain and can intelligibly
communicate their pain thoughts. The concept these people have is not a sensory concept in our
sense.
36
(pitch, frequency, amplitude; color, geometry, light intensity, etc.), and different (usually continuous) values each of these dimensions can take (red, orange,
yellow, etc.; loud, very loud, even louder, etc.). Not only can we discriminate
reds from oranges, oranges from yellows, but we can also discriminate a color
from the spatial expanse of which it is the color, as well as discriminate visual
experiences from tactile, auditory, gustatory, and olfactory ones.
It is this multiplicity of information entry that allows us to treat sensory experiences and its parameters as information-generating sources. Of course, if
there is information, there is no logical guarantee that there will be something
carrying this information; but our conceptual system has evolved to pick up this
information and use it in the service of guiding behavior. When we token RED
in response to a ripe tomato, our concept does carry information about which
neurophysiological property50 is instantiated in the relevant part of our visual
cortex. Although the information carried by RED does not represent this property as having a complex structure, the tokening of RED does eliminate other
possibilities relevant for the color dimension of our visual experience: any
number of neurophysiological states realizing different color experiences could
have obtained.
When we make similarity judgments like xs color is more like ys than
zs we are making similarity judgments about the colors of objects on the basis
of a similarity ordering of our color experiences. Indeed, if we look at what
color science seems to tell us, because of metameric phenomena, most of the
time we find no similarity in the particular spectral reflectances paralleling the
similarities our experiences represent. It is the sensorially represented similarities that the conceptual system picks up in making these similarity judgments.51
Here it is useful to appeal to a quality space generated by how the experiences
represent their objects. The inferential regimen governing our sensory conceptual repertoire reflects or parallels the relational structure of this quality space.
But this space must be such that our conceptual system is able to pick it up
from the similarity relations among color sensations. And the only way of doing that we can imagine from an engineering perspective is a structuring and
ordering of the physico-functional properties of the relevant brain states in a
certain way, i.e., so that it will act as an information-generator of the right sort
the sort that enables the conceptual system to end up with the particular set
of sensory concepts and particular inferential structure that it actually has.
It isnt just the different values of a dimension of an experience that generate the kind of information exploited by the conceptual system. As we have
50
37
mentioned, the conceptual system is also sensitive to variations along intramodal dimensions, as well as activations of the different modalities themselves.
There should be no controversy about this: the information is there to be picked
up, and our conceptual system does register it.52
So what is the informational value of the de re judgment [the E-damage to
which PAIN is informationally connected] is pain? It consists of whatever
other possibilities are eliminated by the instantiation of the relevant neurophysiological property constituting E-damage. It is not only this kind of pain
we are having (different from this and that ), but also it is pain we are having, not an itch or tickle, or a sensation of warmth, or a sound for that matter. It
may be that not all this information is being carried by PAIN. When we discriminate stinging pains from pricking ones, we seem to be deploying more
specific sensory concepts (with a shorter abstraction distance) than just classifying our sensation as pain, eliminating only, say, the possibility of its being a
tickle or a sensation of mild warmth, and so forth. The general point, however,
should be clear: the content of such judgments is determined strictly according
to information-theoretic principles, that is, elimination of the relevant alternative possibilities.
What needs to be emphasized here and what may be obscuring this naturalistic picture is that the way PAIN indicates or represents this neurophysiological property reflects the way E-damage (i.e., pain) indicates or represents
the tissue damage. E-damage carries analog information about the tissue damage in a non-extractable format so that this information is not available to the
conceptual system for further digitalization. That is to say, whatever most specific information E-damage is sensorially carrying about the tissue damage,
none (or, very little) of the information nested in it is available to the conceptual system for extraction. But this amounts to the fact that E-damage does not
indicate or represent the tissue damage as having a complex structure. The
conceptualization of this information by the central system reflects this condition: PAIN53 does not represent the neurophysiological property it detects as
having a complex internal structure.
But a vertical tokening of PAIN does carry information about what other
possibilities are eliminated. When we apply PAIN vertically we dont represent
the property to which it is actually applied as physical how could something
be physical if it doesnt seem to have any internal complexity to it? But, we
dont represent it as non-physical or immaterial either how could we locate
52
Hilbert (ms.) contains an insightful discussion of why having this information is an extremely useful thing for cognitive organisms like us with sophisticated and peculiar epistemological needs not just for doing philosophy, but for adaptive behavior that has survival value,
since we need information about the sources of our perceptual beliefs to assess their reliability.
53
38
something non-physical in the body? PAIN is basically topic-neutral on this issue, as J. J. C. Smart (1962) insightfully pointed out a long time ago. There is
nothing peculiar or mysterious about any of this, if we keep informationtheoretic principles firmly in mind. Simple signals can carry information about
quite complex properties without making this information, on their own, available for further extraction. This is precisely what happens with our sensory experiences and sensory concepts.
8 INTROSPECTION AND PHENOMENAL CONCEPTS
As we have seen, pain perception is, technically speaking, a form of introspection. It does, however, share its information-flow structure with other
forms of sensory processing and concepts. How is it then that one counts as
introspection while the perceptual categorizations accomplished with exteroceptive sensory concepts do not? The latter are, in the first instance, perceptions (i.e., vertical categorizations of external stimuli under concepts) of aspects
of an external reality; they are not perceptions of brain states realizing the sensory representations mediating the information flow although they carry information about these states too. We expressed this asymmetry earlier by saying that although both kinds of sensory concepts have dual informational content, their semantic contents are differently anchored or focused. We have explained why this should be expected given the immediate informational and
practical needs of organisms like us shaping our selectional history, and the
way the sensory information is integrated at different levels of the abstraction
process.
How do we introspect our exteroceptive experiences generally? How do
we come to know what it is like to see red, to hear middle C played on a clarinet, to smell sulfur dioxide, to taste dark corn syrup, to feel a warm and soft
object touching ones cheek? As should be clear by now, we propose that introspection of such sensory states involves a different utilization of the very
same sensory concepts deployed in the perception of the external properties that
these sensory experiences represent. Introspection of exteroceptive experiences
is the mechanism or capacity that capitalizes on the second element of the information content of a sensory concept by selecting it as the semantic content
of the concept. Clearly, as we have seen in the case of concepts of bodily sensations, our cognitive system is capable of doing this: they are the existence
proof for such a capacity this is why we have spent so much time examining
bodily sensations and their concepts. But we do seem to have the introspective
capacity to pick up information generated intra-personally by the multitude of
information entry channels and make them the semantic focus of our sensory
concepts.
39
40
a certain kind, i.e., of the kind this [sort of brain state] subserves if and
when we have the necessary intentional concepts (see below).
The truth of (ES) is the source of the familiar claim that introspection is
transparent (at least in exteroceptive modalities): i.e., the reason why the
properties we encounter when we introspect our experiences seem all to be the
properties that our experiences detect rather than exhibit, is that introspection
uses the same sensory concepts in a different way by choosing the second
element in their information content as the semantic content of the very same
concept used to classify what in fact is represented by the experience. In other
words, the only conceptual resources that we have in our disposal to conceive
of our experiences and their qualities in introspection are the very same ones
available to us in conceiving what our experiences present.
The extent to which this capacity or mechanism to shift the semantic focus
of sensory concepts like RED is innately given, and the extent to which it depends on ontogenetic maturation processes or cognitive development, is an
open question. We think the evidence from developmental psychology indicates that this capacity is acquired only after the acquisition of intentional concepts and a modicum of folk psychology. Children seem to acquire these concepts and this mastery fairly early approximately between the ages of three
and four. We believe it is no accident that the acquisition of the capacity to introspect ones experiences emerges only after this development.
The received view in developmental psychology about young childrens
introspective capacities is sometimes called the Theory Theory (TT) of selfawareness, according to which introspective knowledge is obtained via the
same mechanisms that underlie our ability to attribute mental states to others
and to reason about them.55 According to the received view, this latter capacity
is accomplished by an internalized theory of mind, a folk psychology. As
Nichols and Stich (forthcoming-a) note, the TT account is not a fully developed
account and remains heavily underdescribed, and it is not clear to what extent
any attempt to flesh out the account more fully could seriously retain the idea
that ones psychological state self-attributions rely on exactly the same capacities as those involved in detecting and attributing mental states to others. However, we take the importance of the received view to lie in its evidence base.
The empirical evidence leaves very little doubt that young childrens ability to
make introspective judgments goes hand in hand with their ability to understand others in mentalistic terms.56 At a minimum, there is strong evidence that
55
See, for instance, Perner (1991), Wimmer & Hartl (1991), Gopnik (1993), Gopnik &
Wellman (1994), Gopnik & Meltzoff (1994), and Frith & Happ (1999), among others.
56
Nichols and Stich (2002, forthcoming) argue that this evidence is not strong and claim to
have found counterevidence. We remain unconvinced by their argument and the evidence they
41
This acquisition process may not exactly be learning; it can come about by the triggering
effect of external stimuli.
58
There is actually a nice account of this available in what is involved in k (the variable
standing for what is independently known about the source) in Dretskes original definition of information in his (1981: 65): A signal r carries the information that s is F = The conditional
probability of ss being F, given r (and k), is 1 (but, given k alone, less than 1). The acquisition
of the intentional idiom and folk psychology is the acquisition of independent knowledge about
what is happening at the source, i.e. at the experiential level in ones own case.
Note the revealing analogy that exists between acquiring this introspective capacity and the
way in which acquiring new concepts from a third-person perspective makes one aware of new
experiential qualities in wine tasting or listening to classical music (etc.): similarly, acquiring intentional/representational concepts from a third-person perspective makes one vertically aware of
ones own experiences, aware of what they are like and what it is like to be in them, by somehow
making it possible to shift the semantic content of sensory concepts we had already acquired in
the process of perceiving the world around us. The information about experiences, similarly, is
already there in the tokening of relevant sensory concepts.
42
in cognitive development we acquire the capacity to selectively focus the semantic content of our exteroceptive sensory concepts (we already pointed out
the existence proof of its feasibility), and the acquisition of this capacity draws
upon the acquisition of intentional concepts along with a rudimentary understanding of folk psychology.
Interestingly, that we need to possess intentional concepts in order to introspect our exteroceptive experiences and what they are like is the reason why we
dont normally think of pain perception as a form of introspection, since when
we perceive our pains, what we perceive is a token experience that is not,
indeed, need not be conceived of in representational terms. The concept of pain
here already has the token experience as its semantic content as a simple/primitive representation of a certain kind of brain state located within a
quality space. No wonder pains have always been thought as paradigm cases of
mental objects that dont themselves seem representational at all: we didnt
have and didnt need intentional concepts to perceive or come to know about
them. Indeed, young children, as every parent knows, can think about and
communicate their pains even before they have acquired the intentional apparatus of folk psychology.
So our proposal is that when we vertically apply p-RED to our experience
of redness: the semantic content of the introspective de re judgment involved is
something like:
This is how redness is [registered]
(or, experienced, sensorially represented, etc.),
where this picks out a certain brain state primitively (only eliminating the
relevant alternative possibilities and thus locating it within a relationally defined quality space so it is predicative, not just purely indexical), i.e., without revealing its constituent structure. More accurately, we could have expressed it as p-RED is how redness is [registered], except that p-RED is not
English.
One important consequence of this is that we now have a purely naturalistic
(partial) explanation of the much-debated reflexive and self-intimating
character of sensory states. As (ES) points out, in the very perceptual recognition of redness we also cognize the sensory experience mediating the recognition, and vice versa. The sensory concept RED is necessary for generating a
cognitive structure, p-RED with the semantic content displayed above, since pRED is the very same structure as s-RED only used differently because it carries information about both the sensory experience of red and redness. The reflexive and self-intimating character of sensory experiences stems in effect
not from the experiences themselves but from the dual informational and se-
43
mantic nature of the sensory concepts directly acquired from them. Put differently, and to relate the point to (ES) that we highlighted above:
(ES) It is the very same concept that is used both in picking out the relevant
brain state thus, eliminating the relevant alternative possibilities and
hence locating it within a relationally defined quality space and simultaneously commenting on it as a [sensory registration] of redness.
Of course, sensory registration59 is the intentional concept involved in the
semantic shift. We conceive of the nature of this job in such a way that the intentional concept at issue can be quite rudimentary and basic to the extent
that the acquisition of folk psychology permits it in its earliest phases. Obviously, if (ES) is true, there is a curious sense in which it is as if the same cognitive structure were used twice over simultaneously (as p-RED applying to Ered, and as s-RED applying to redness) in the introspective judgment about a
red experience.
We dont know any other naturalistic account that integrates so tightly the
vehicle of introspection with the vehicle expressing what the introspected state
represents without giving up representationalism. We have already explained
how closely these conceptual vehicles are informationally related to the target
of the introspection (i.e., E-red) and to what it represents (i.e., redness). In fact,
the so-called transparency of introspection that externalists emphasize so much
is simply the other side of the same coin: it naturally falls out of our account
because of this tight integration. At the same time, as we hope to have shown,
this account does justice to internalist intuitions, which we find important.
Another important aspect of this sort of introspective vertical processing is
its sensitivity to the temporal window, or duration, of the activation of perceptual channels and its particular values. This is probably one of the major intuitions behind the tradition (found in Locke, Kant, and more recently Armstrong
and Lycan) that regards introspection as a sort of internal sensing or monitoring
introspection as inner sense. But again it is worth emphasizing that this
monitoring eventuates in discrimination and conceptual categorization in the
way we have explained. This feature of our account makes it a synthesis of
otherwise quite opposite accounts of introspection: introspection as internal
monitoring (Armstrong 1968, Lycan 1996), and introspection as higher-order
thought la Rosenthal (1995, 1997, 2001), Dretske (1995), and Tye (1995).60
59
60
However, unlike Rosenthal, Dretske (at least in print) thinks of introspection as more like
theoretical inference (inferentially mediated displaced perception) rather than perceptual de re
knowledge see also Shoemaker (1994a), whose views on introspection are similar to Dretskes
in certain respects. See Aydede (2003) for a criticism of Dretskes inferential account of intro-
44
Following Dretskes seminal work (1981), we have provided an informationtheoretic account of sensory concepts. We have explained how they are directly and immediately acquired from sensory experiences and how they are
vertically deployed. We have also provided an account of how experiences and
their qualities are introspected through the deployment of phenomenal concepts. On our account, phenomenal concepts are acquired from sensory concepts through the acquisition of intentional idioms and the rudiments of folk
psychology. We are now in a position to address some long-standing vexing
philosophical problems. We will show how to reconstruct so-called conceivability arguments against physicalism from within the account of sensory and
phenomenal concepts we have provided. Once we do that, the proper physicalist response will be self-evident.
Let us start with what has been pointed out thus far. The acquisition of
sensory concepts from their sensory bases is not mediated by any consciously
available more specific information: the sustaining mechanisms for these concepts are non-cognitive. They can also be vertically applied as such, without
cognitive mediation. Notice that none of this implies that sensory concepts
dont have conceptual or functional roles. They do as we have seen when
discussing the qualitative space generated by the multitude of their sensory
bases and their similarity comparisons. Sensory concepts acquired from a
given sensory quality space reflect a rich set of conceptual interrelations. But
we have also seen that these conceptual relations reflect the external relations of
each quality to others whose conceptualizations they are. They dont say anything (in an extractable form) about the internal nature of the secondary qualities represented by these sensations. The main point, however, is that even
though sensory concepts have conceptual/functional roles in this sense, they are
not part of the sustaining mechanisms mediating their acquisition and vertical
deployment. Their semantics is fixed independently of such roles, by a direct
and immediate informational link to sensory experiences. To say that this link
or sustaining mechanism is direct and immediate is to say that it is noncognitive, which is to say that these sensory concepts digitalize the most specific information carried by sensory experiences about the relevant values of a
secondary quality they apply to. And this is to say that they have an abstraction/digitalization distance that is minimal.
spection; see Shoemaker (1984, 1994b), and Gzeldere (1995) for a criticism of the higher-order
perception accounts of consciousness and introspection. Sellars (1953) is perhaps the earliest account of introspection as involving inference from folk psychology.
45
It follows from this that our sensory concepts can pick out the qualities they
denote directly and immediately, and that they are independent of any other
concepts in this sense. In particular, they are independent of any physical or
functional concepts, and therefore not only cannot be defined in terms of them
but also no such concepts are even involved in fixing their reference: i.e., none
of them is involved in the sustaining mechanisms that determine their semantics. We have also shown that no concepts except sensory ones work this way
all others involve cognitive sustaining mechanisms and that the rationale
for this is a nomologically necessary fact about autonomous intentional creatures like us. This is true even for what we have called perceptual concepts.
This means that sensory concepts cannot be derived from any other concepts or
theories couched in them. As long as the introspection of sensory states requires redeployment of sensory concepts as phenomenal concepts, the same
will be true of phenomenal concepts.
This is why, on our view, the primary and secondary intensions of phenomenal concepts coincide or collapse into one on the two-dimensional semantics found in Chalmers (1996). Note that the primary and secondary intensions
of sensory concepts dont coincide despite the fact that the intra-cranial sustaining mechanisms for these concepts are exactly the same as those for phenomenal concepts: both are non-cognitive and brute. This is because there is
still an appearance/reality distinction for sensory concepts: the canonical sensory evidence for their application is still distinct from the properties they apply
to, hence they can come apart. But the canonical evidence for phenomenal
concepts is provided by the very experiential qualities that they apply to they
cannot come apart.61 This in turns means that, insofar as conceivability is a
matter of concept use, it will be possible to genuinely conceive a zombie replica
of a person, a creature with exactly the same physical/functional organization as
the persons, but who lacks sensory experiences with conscious phenomenal
qualities.
Grant us for a moment that the Naturalistic Story (NS) we have told so far
about phenomenal concepts and introspection is more or less true of us, and that
when we conceive of counterfactual situations or design thought-experiments
we do so by deploying our concepts. In particular we deploy our phenomenal
concepts in constructing zombie scenarios in the context of conceivability arguments against physicalism. Then it is easy to see that we cannot derive, a
priori or otherwise, the existence of phenomenal consciousness from a complete physicalistic description of our world (augmented by indexical facts, and
given complete semantic competence with the relevant concepts including phenomenal concepts plus, a thats all close for the completion of physical
61
See Sturgeon (1994, 2000) for making the distinction in terms of canonical evidence base
for concept application.
46
description see Chalmers and Jackson, 2001). Since the semantics of phenomenal concepts, unlike all other concepts, is fixed non-cognitively in the way
we have explained, there is not only no semantic or conceptual analysis of phenomenal concepts but also no reference-fixing evidence base related to these
concepts apart from the phenomenal properties themselves. This straightforwardly implies that there is no derivation from a complete physical description
of the world augmented by other premises just mentioned call this the
physicalist premise base to any facts described in terms of phenomenal concepts. This is just to say that since phenomenal consciousness is not entailed by
the physicalist premise base, there is no formal contradiction in entertaining the
conjunction of this base and statements positively deploying phenomenal concepts. This in turn makes zombie scenarios genuinely conceivable.
However, if you have granted our Naturalistic Story about the phenomenal
concepts and followed our reasoning about how it yields the conceivability of
zombies, you should not be tempted to draw the metaphysical conclusion that
zombies are therefore metaphysically possible and that phenomenal properties
do not metaphysically supervene on physical facts. Drawing this metaphysical
conclusion would be fallacious precisely because we have constructed this
situation from the very beginning purely from physicalist ingredients in such a
way that phenomenal concepts denote physical properties but are not derivable
from the physicalist premise base this is guaranteed by the semantics of
these concepts.
Even if you dont grant the claim that the Naturalistic Story is true of us,
you should be able to concede the possibility of a world populated with entirely
physical creatures of which something like NS is true. These creatures will no
doubt resemble us in many ways in their informational efforts, but whether or
not these creatures will have experiences with genuine phenomenal qualities as
we do, they certainly will have informational states that are functionally like
our experiences, and they will think of their own experiences in much the
same way we do. At a minimum, they will find themselves in exactly the same
philosophical bind that we do: they will claim to have experiences that dont
seem to metaphysically supervene on their metaphysical make-up. In other
words, they will be able to genuinely conceive physical duplicates of themselves without any experiences. For they wont be able to derive the existence of phenomenal properties conceived through their phenomenal concepts from the corresponding physicalist premise base true of their world.62
62
Balog (1999) argues in a very similar way against the possibility of phenomenal zombies.
She starts with the assumption (for reductio) that zombies are possible. Then she claims that
these creatures will have phenomenal concepts that work very much like ours do, except that they
will either not refer or if they do they will refer to zombies physical/brain states. But then they
will equally be philosophically puzzled because they wont be able to derive the existence of
47
We take these considerations to show that a crucial premise in conceivability arguments against physicalism cannot be unqualifiedly true. We call this
premise the Bridging Premise (BP), since if it is true it bridges the gulf between
the epistemic and the metaphysical, allowing the anti-physicalist to draw the
anti-physicalist metaphysical conclusion from epistemic premises.
(BP) For any proposition P, if P is genuinely conceivable, then P is metaphysically possible.
If the Naturalistic Story we have told about phenomenal concepts is true, then
(BP) cannot be read as an exceptionless logical entailment claim. At a minimum, the possibility of the kind of scenario we have provided should give
pause to anyone who is prepared to embrace (BP) in this strong form. We
claim that those who would like to read (BP) as an exceptionless logical entailment claim must hold that the kind of naturalistic story we have told does
not have the consequences we claim it does. In other words, they must deny
that our story yields a situation where phenomenal claims cannot be derived a
priori from a physicalist premise base all the while the truth makers for these
phenomenal claims are entirely physical and already captured in the physicalist
premise base in non-phenomenal terms. We think that any such attempt will be
futile.63
But even independently of our argument, such a strong reading of (BP)
must be suspect. Prima facie, conceivability seems purely a matter of epistemology or psychology, i.e., the capacity of cognitive organisms to represent rephenomenal properties from their physicalist premise base true of their own world. We have
found her argument ingenious and convincing. However, in the absence of a detailed positive
and substantive account of the nature of phenomenal concepts, which must ultimately be open to
empirical confirmation or falsification on our view, we suspect that her argument preaches only
to the converted insofar as it is possible to argue that zombies phenomenal claims are either
false or truth-valueless. Our argument in the main text is not about zombies. Our Naturalistic
Story is an empirical story about us (although presently speculative and sketchy, admittedly).
Nevertheless, we are impressed by Balogs insightful treatment of the zombie thoughtexperiments, which should complement our speculative but ultimately empirical account of phenomenal concepts.
63
There is another option for the anti-physicalist: deny that our naturalistic story is actually
naturalistic. For instance, it can be claimed that an informational psychosemantics cannot naturalize human intentionality. We certainly dont take ourselves to have shown that this claim is
false. The information-theoretic approach is a systematic research program which we think has
quite a promising potential, which has only started to burgeon in the last two decades. But we
cannot discuss this more general question here. Of course, it is possible that NS might be empirically false. But this would still leave open the possibility of a world in which it is true, in which
case (BP) would still be vulnerable to our criticism in its strong form as an exceptionless logical
entailment claim.
48
ality one way or the other. As such, any reflection on what is conceivable and
what is not shouldnt have a direct logical bearing on the constitution of metaphysical reality (necessity/possibility). To think otherwise is to risk, in our
opinion, an unacceptable form of verificationism. So we reject (BP) on this
strong reading.64 But we dont think this rejection should be too controversial,
given our naturalistic story about phenomenal concepts.
We use genuinely conceivable in a slightly technical sense that we should
clarify. Consider the standard way in which the apparent conceivability of H2O
without water (or vice versa) is explained away. It consists in showing that the
conception of such a situation is only apparent this is why Kripke claims that
there is an air of apparent contingency in scientific identity statements. This is
done by showing that what the conceiver actually conceives is not the situation
expressed by the statement
(a) water H2O,
but rather, one expressed by
(b) the watery stuff H2O,
where the watery stuff is a definite description contingently picking out a substance on the basis of the superficial qualities we normally use to identify water
(or fix the reference of water). It is in this sense that we would like to claim
that (a) is only apparently conceivable. This sense requires the availability of a
(commonsense) description/conception associated or connoted by water/WATER that contingently picks out the same substance denoted by the scientific term/concept. If no such description or conception is available, we will
say that the statement in question expresses a situation that is genuinely con-
64
We think that Chalmers (1999, 2002) arguments for reading (BP) as a logical entailment
fail because of the reasons we gave relying on our Naturalistic Story. Others criticized them on
other (sometimes similar) grounds, we also find these criticisms convincing: Yablo (1993),
Levine (1993, 1998), and Byrne (1999). But even if Chalmers is right about the damage that
would be done to the epistemology of modality unless (BP) is read as a logical entailment, still,
we think that this damage is not worse than the damage done to the metaphysics of mind if (BP)
is read in this strong way. If necessary, we are prepared to make whatever adjustments are
needed in the epistemology of modality to save a physicalist metaphysics of mind well almost (we dont want to be dogmatic about this). We are aware that some (e.g., W.D. Hart,
George Bealer, and David Chalmers, of course) order their priorities the other way around. But
we dont think this will be necessary: a weaker reading of (BP) can do all the work required by a
proper epistemology of modality, i.e., a reading according to which (BP) is a reliable but defeasible rule.
49
65
Such statements need not be identities. Whatever form they take, the point concerns the
availability of an associated description which contingently picks out the same thing picked out
by a term used in the expression of the statement whose conceivability is in question. Here the
claim is not that the conceiver should actually associate such descriptions. The point is about
whether any such description or conception exists and is potentially available to the conceiver
given her sensory/perceptual capacities. The analog information contained in sensory arrays and
used in reference fixing should be available for further digitalization or conceptualization, but
this does not mean that the conceiver has actually conceptualized every bit of this information
used in fixing the reference of a non-sensory concept. Also, not all relevant information is in the
sensory array, there is almost always collateral information used in fixing the reference of observational concepts.
66
(Z) describes a phenomenal zombie. There are various non-equivalent ways of describing
zombies (e.g., on the basis of local vs. global supervenience; token vs. type identities; state-based
vs. individual- vs. species- based scope; by including propositional attitudes vs. not, etc.). Some
of them involve important nuances. But we will not bother to be more specific here.
50
When we fix the fact that the physical/functional property is instantiated, what
we have to find out, in order to show that (Z) is not genuinely conceivable, is a
description (expressing a complex concept) that is associated or connoted by
the phenomenal concept (in the way we specified i.e., consciously available
information involved in its sustaining mechanism) that contingently picks out
the same property. But that there is no such description should be clear from
the way we analyzed the direct and immediate acquisition and vertical deployment of sensory concepts, and their introspective uses.68 So (Z) is genuinely
conceivable in our sense.
The most interesting aspect of modern conceivability arguments consists in
novel attempts to draw metaphysical conclusions from this fact, i.e., the fact
that (Z) is genuinely conceivable. For it appears that denying all other standard
a posteriori identities turn out to be genuinely inconceivable in our sense.
Given a complete physical description of the world (augmented by standard
indexical information and a thats all clause, etc.) and our semantic competence with concepts involved in these identities, it seems that denying the identities would generate inconsistencies.69 The reason for this is that since the
sustaining mechanisms of the concepts involved in these identities are cognitive
and the abstraction distance they give rise to is not minimal, it is always possible to conceive of the referent of the concepts involved in terms of the contingently related information mediating their acquisition and vertical deployment.
But, as we have just pointed out, conceiving the referent in terms of the information used in fixing the reference of these concepts like WATER always generates the possibility that the canonical reference-fixing information associated
with these concepts can be true of things other than the actual referents of these
concepts. Since this is always possible whenever we deal with concepts whose
sustaining mechanisms are cognitive, no standard a posteriori necessities are
genuinely conceivable. This fact, of course, has been taken as a powerful argument for a strong reading of (BP). And this is the novelty of the modern
conceivability arguments. The anti-physicalists in effect say this:
68
We dont envision the need for intentional concepts in the introspective use of sensory
concepts as part of their reference-fixing or sustaining mechanisms. The case of PAIN and concepts of other bodily sensations show this. Rather the intentional concepts somehow help the
semantic content to refocus on the proximal information already there.
69
Block and Stalnaker (1999) and Levine (2001) argue against this claim maintaining that a
posteriori identity statements involving phenomenal concepts are no different than standard a
posteriori necessities: neither can be derived a priori from the physicalist premise base. We are
sympathetic. But here we would like to give this point to our anti-physicalist opponent since we
think that even then our opponents argument doesnt go through. Also, we think that, as Levine
(2001) shows, even if it is true that neither can be derived a priori, since there is still a difference
between the two cases, this can be turned into a parallel anti-physicalist argument in much the
same way Levine does by appealing to the gappy identities involved in the mind-brain case.
51
52
tions. These intuitions support the genuine conceivability of zombies and the
like but are based on physicalist assumptions. Our physicalist account explains
and predicts these intuitions in a principled way, independently of an ad hoc
motivation to save physicalism, by giving a completely general and unified
psychosemantics for the concepts involved.
Of course, as should be clear from our argumentative strategy, our information-theoretic account and the way we use it to block conceivability arguments is no knockdown argument against anti-physicalism. Strictly speaking,
our account of concept formation and introspection, with necessary modifications, may be compatible with anti-physicalism. But this is as it should be.
What we have provided is a naturalistic account that will make a nondemonstrative but extremely strong case against views like epiphenomenalism
only when combined with general considerations about causality and methodological considerations about explanation and theory building. But before all
that, it is certainly good to know and, important to underline that there is
no knockdown argument against physicalism or naturalism in general.
It is interesting to note that if our Naturalistic Story is right, the defeater we
present against (BP), and ultimately against a priori type conceivability arguments, is empirical in nature. For our story is ultimately a form of philosophically informed theoretical psychology to be vindicated eventually by findings
from empirical science. Indeed, consider Jacksons thought experiment about
the physically omniscient color scientist, Mary, who has spent all her life in a
black and white room until her release one day, when she sees colors for the
first time. Before her release, suppose that Mary knows all there is physical to
know not only about color vision but also all about introspection and concept
formation. Then, supposing that something like our account is true, the complete details of this account are what she would know. But then she would
automatically be in a position to know about the curious asymmetry involved in
the epistemic access to phenomenal/physical facts. This body of knowledge
she has before her release would not of course remove her curiosity (the surprise element) about coming to know in a first-person way facts she already
knew under their scientific description. On the contrary, she would be even
more curious and intrigued to instantiate those phenomenal/physical states herself, which are necessary for acquiring the peculiar perspectival concepts, and
thus first-person knowledge. Knowing all the scientific facts would also make
her know that she lacks certain kinds of concepts necessary to know facts in a
perspectival way, different from the way she already knew them from a thirdperson stance. We would expect her not to be moved by the familiar conceivability arguments at all. Given her scientific omniscience and her determination to follow scientific methodology in theory building, she would be in a position to know better.
53
pushing the shopping cart in the supermarket and wondering who is leaving behind the sugar trail (Perry 1979; see also Perry 2001). Nobody is tempted to
embrace bizarre metaphysical conclusions by the puzzle of the essential indexical, but that is because we know all the relevant facts. In this paper we have
tried to provide an account of how the mystery surrounding consciousness
might be removed if something like our Naturalistic Story were true and available in full detail; for then we would have all the relevant facts.72,73
72
The arguments from absent qualia and spectrum inversion are species of conceivability
arguments. To this extent, our response to these should be predictable from what we have said so
far. We intend to elaborate on these elsewhere. But very briefly: we obviously deny that absent
qualia cases are possible on the ground that any creature that instantiates a certain informationprocessing architecture (of the sort we have partly specified) will have qualitative sensory states
that are conscious. We accept the possibility of inverted spectrum cases with some qualifications
but think that our account actually predicts the possibility of such cases, and that therefore they
dont threaten physicalism/functionalism of the sort we envision.
The most important qualification to be noted is that inversion scenarios generally involve
consequential complications that are often overlooked in sketchy descriptions, and these complications constitute constraints imposed on what is in fact conceivably invertible, significantly limiting the space of possibilities. Among these complications that need to be addressed with care
are, for instance, the difficulty involved in the inversion or its lack of the cool/warm features of
colors, as pointed out by Hardin (1987, 1988), and the difficulty presented in the possibility of
interpersonal inversions premised on the possibility of intrapersonal inversions, as addressed by
Shoemaker (1994a, 2001).
73
This paper is part of a larger work in progress, a book manuscript tentatively titled Information and Experience (to be published by Oxford University Press), where our informationtheoretic account is developed in a broader context and further detail. Some of the points it addresses have been raised in our previous work that have evolved into the present discussion, including Aydede and Gzeldere (2000) and Aydede and Gzeldere (2001).
Intellectually this essay owes a lot to the insightful work of Armstrong (1968, 1987),
Dretske (1981), Loar (1990/97), Levine (1993, 1998, 2001), Lycan (1987, 1996), Rosenthal
(1991, 1997), and Shoemaker (1981/97, 1994a, 1994b). We thank them all for their influence on
us. Blocks (1980, 1995) insistence over the years that materialism must come to grips with
qualia or phenomenal consciousness in a serious way was also influential in our attempt to develop an information-theoretic account that we claim can do justice to internalist as well as the
nagging qualiaphile intuitions that worry non-materialists and (some) materialists alike. We
would also like to express our deep gratitude to Fred Dretske for his help, patience, and generosity for the long hours of discussion of this material. It was no easy task to try to convince him
that his own brand of full-fledged externalism is not warranted by his own information-theoretic
account, and as far as we can tell, we have failed in that. Also many thanks to Fred Adams, Jos
L. Bermdez, Paul Castle, David Chalmers, David Sanford, Owen Flanagan, Martin Golding,
George Graham, Janine Jones, John Kulvicki, Kirk Ludwig, Brian McLaughlin, John Perry, Tom
Polger, Philip Robbins, David Sanford, Wade Savage, William Seager, Brian C. Smith, Leopold
Stubenberg, Jonathan Weinberg, Gene Witmer, and Bill Wojtach for their thoughtful comments,
criticisms, and discussion. While in progress, portions of this work were delivered at the Eastern
APA meeting in New York (December 2000), the 27th SPP meeting in Cincinnati (June 2001),
and at the NEH Summer Institute on Consciousness and Intentionality at the University of Cali-
55
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