Kaplan Black-Africans-In-Hohenstaufen-Iconography-1987 PDF
Kaplan Black-Africans-In-Hohenstaufen-Iconography-1987 PDF
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FIGURE 1. Entry of Henry VI into Palermo, from Pietro da Eboli's Liber ad honorem FIGURE 2. Matthew of Ajello as Bigamist and
Augusti, 1195-1197. Bern, Burgerbibliothek, Cod. 120, fol. 134 (photo: Fotoatelier Gerhard Murderer,from Pietro da Eboli's Liber ad honorem
Howald). Augusti, 1195-1197. Bern, Burgerbibliothek, Cod.
120, fol. 134 (photo: Fotoatelier Gerhard Howald).
bitterly attacks Tancred's associate Matthew of Ajello, woman, an Asian, and, most remarkably, a black. The
and in a two-part miniature he is castigated for his representation of Africans was by no means new to the art
immorality (Fig. 2).9 Above he is shown as a bigamist; of Apulia. Ancient Apulian ceramics frequently depict
below he is seen trying to assuage the pain of his gout by black Africans, often as locked in struggle with wild
means of the barbarous expedient of executing one of his beasts, and this motif was revived in the Romanesque
black servants so that the man's blood could be used as a period.12 Griffins prey upon hapless blacks both in the
bath for Matthew's swollen feet. It may be significant that floor mosaic of the Cathedral of Otranto (a work of 1166),
the author and illustrator of the Liber used a cruel action and on the west faqade of the Cathedral of Ruvo, finished
against a black as evidence of the depravity of this enemy about 1200.13 These, however, are comparatively crude
of the Hohenstaufen. images which only serve to emphasize the striking natu-
The early death of Henry VI in 1197 gravely weakened ralism of the head from the capital.
Hohenstaufen power, but luckily his young son Frederick Hans Wenzel has tried to account for the sophistica-
was protected by the Pope. Frederick II was chiefly brought tion of the Troia capital by emphasizing its close relation-
up in Sicily, and he emerged as a cosmopolitan Mediter- ship to French Gothic sculpture. In this regard, he made
ranean ruler more at home in the south than in the north. particular reference to the work on the north porch of
Like his Hohenstaufen forebears, however, Frederick Chartres, where two convincingly carved blacks appear:
hoped to make the theoretical powers of the imperial one as servant to the judging Solomon, and the other as
throne a reality. He wanted to rule an empire which would retainer to the Queen of Sheba (Fig. 4).14 But compared
be made up of not only Italian and German, but perhaps with the Chartrain blacks, the Apulian head is even finer
also North African and Middle Eastern subjects. By the and considerably more dignified. Moreover, this black
1220s he had broken with his papal protectors, and he figure, unlike those at Chartres, is not represented in
sought to weaken the universal spiritual claims of the the role of a servant. One senses that the creator of
Church by asserting his own right to secular sovereignty the capital actually knew black people; the presence of a
over all the world's peoples.1o mustache is a particularly naturalistic touch which falls
These universalist objectives seem to be manifested in outside the limits of the accepted medieval stereotype of
an unusual Apulian capital from the first half of the 13th black Africans.
century (Fig. 3). The work was discovered in 1954 lying in Using the chronology of French Gothic as their prin-
a dark corner of the sacristy of the Cathedral at Troia, but cipal criterion, Wenzel and other scholars have dated the
nothing certain is known about its origin." The piece is capital to about 1220, and presumed that Troia was its
decorated with four heads of varied types, including a original location. However, there is reason to question
30
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FIGURE 4. Black Servant of the Queen of Sheba. Chartres, Cathedral, north porch, right doorway, left jambs (photo: author).
31
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both of these conclusions. Troia was sacked by Frederick II expedition to Germany. A monkish chronicler relates that
in 1229, the date usually proposed as terminus ante quem the emperor "proceeded in great glory with numerous
for the work. Little was produced there in the following carriages laden with gold and silver, byssus and purple,
decades, yet the advanced style of the capital suggests that gems and costly vessels, with camels, mules as well as
it was carved in the 1230s or 1240s."5The capital, clearly a dromedaries, with many Saracens, and with Ethiopians
dislocated fragment of some destroyed monument, is much having knowledge of rare skills accompanying apes and
more likely to have been sculpted in the neighboring city leopards and serving as guards bringing along money and
of Lucera-an imperial stronghold whose history provides treasure."'18These unusual servants were surely Lucerans,
an obvious explanation for the unusual presence of a since we know that the exotic animals were kept in Lucera
black face on this work of art. between trips.19 Musicians are not mentioned, but the role
In 1224-25 Frederick II decided on the final "pacifica- of these blacks as guardians of the royal treasury is
tion" of the Sicilian interior which was still partly con- noteworthy.
trolled by petty Moslem princes. The roughly 16,000 By 1239 a black Luceran had attained a position of
prisoners taken in this campaign were shipped to Lucera, considerable responsibility at the imperial court. Johannes
where they were allowed to practice their religion openly. Maurus, the son of a slave woman, held the position of
All of these Moslems were regarded as Frederick's personal Chamberlain until Frederick's death in 1250.20 He was
servants, and the emperor organized the colony at Lucera also the benbeuschenky (administrator-judge) of Lucera.
with a view toward developing its military potential. In After 1250 he served briefly as Lord Chamberlain and
1233 he began the construction of a castle there, and an Governor of Lucera under Frederick's son Conrad IV, but
elite guard of Luceran troops was soon formed.16 he went over to the Pope in 1253 and obtained the title of
Blacks are specifically mentioned in some of the Grand Chamberlain of the Kingdom of Sicily. Unhappy
documents which relate to the colony. In 1239 Frederick with Johannes's treasonous abandonment of the Hohen-
ordered the formation of a brass band which was to staufen cause, his own Luceran troops murdered him in
include "sclavis nigris"; in a letter of 1240 two of these the following year, and his severed head was brought back
"servitelli nigri" are named-they were called Musca and to Lucera and placed as a warning on one of the city
Marzuch-and like the other musicians they were between gates.
sixteen and twenty years of age."7 Frederick was clearly Johannes is described as black, and as "deformatus";
imitating earlier patterns of Norman and Hohenstaufen this last term seems not to be merely an ethnocentric
pageantry which are recorded in the miniatures of the reaction to his African physiognomy, but rather an allusion
Liber ad honorem (Fig. 1). to some injury or deformity.2 A remarkable head now in
Already in 1235 blacks had been observed in the the Museo Civico in Lucera is likely to be a contemporary
splendid retinue which Frederick brought with him on an portrait of Johannes (Fig. 5). The tightly curled hair, wide
32
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FIGURE 7. Nicola Pisano, Adoration of the Magi, FIGURE 8. William of Orange Jousting with a Black Giant. Pernes, Tour Fernande
detail. Siena, Cathedral,pulpit, 1266-68 (photo: author). (photo: author).
nose, full lips, and the deliberately chosen dark grey stone and martyred in Germany, Maurice's martial qualities
clearly indicate that the man is a black African, and the made him an appropriate patron during the Ottonian
carefully carved scar running from chin to cheekbone may campaign against the pagan Slavs.
be the deformity in question. There is no precedent in The Hohenstaufen association with Africans did not
medieval art for the use of a dark stone to portray a black, end with Frederick's death in 1250. The colony at Lucera
but it was not unusual in Roman art, as a head now in the continued to sustain Conrad IV, and after his death in
Naples museum demonstrates.22 The Lucera head is flat- 1254 it pledged itself to Frederick's illegitimate son
tened at the back and at the top, and must have been part Manfred, who was presented with one hundred black
of some monument or building. Although the head is slaves by a Sicilian supporter.27 Conradin, the last
rather roughly carved, its link to Roman sculpture and its Hohenstaufen, probably had black retainers as well. In the
architectural context remind one of Frederick's gate at Adoration of the Magi panel from Nicola Pisano's Siena
Capua, built in the 1230s, with its classically-inspired pulpit, two superbly carved blacks are seen riding camels
portrait heads of imperial officials.23 in the train of the Three Kings (Fig. 7). Nicola, himself an
The four-headed capital and the portrait of Johannes Apulian, was familiar with Hohenstaufen imagery, but the
signify more than a record of the black presence in southern reference here is more precise. Siena was a Ghibelline city
Italy at this time. Hohenstaufen claims to universal loyal to the Hohenstaufen, and in 1267, while Nicola was
sovereignty could be supported with evidence that people at work on the pulpit, Conradin and his court spent a
from remote lands acknowledged Frederick as their lord. month in the city. The blacks in Nicola's relief are the first
Some of Frederick's Luceran blacks no doubt became to appear in depictions of the royal retinue of the Wise
Christians, and it should be pointed out that when Men, and they must allude to Hohenstaufen practice.28
Frederick managed to negotiate the return of Jerusalem in The execution of Conradin by the new Angevin rulers
1229, among his new subjects were black monks from the of southern Italy did not extinguish the memory of the
kingdom of Ethiopia.24 All this suggests that the great favor which had been shown to blacks by Hohenstaufen
statue of St. Maurice, made in the 1240s for Magdeburg rulers. A wall painting of the 1280s from Pernes in
Cathedral (Fig. 6), is also related to the Hohenstaufen Provence, commissioned by some Angevin baron, shows
interest in blacks.25 This sculpture, which is the earliest the legendary tale of William of Orange defeating a heathen
surviving image of St. Maurice as a black man, was giant-and, exceptionally, the giant is a caricatured black
created in a loyal imperial city, where Maurice was a saint (Fig. 8).29 Right next to this mural is a representation of
who had been specially venerated by emperors since the the Angevin victory over Manfred in 1266.30 The black
10th century.26A Roman warrior who was born in Egypt giant, then, must also stand for the Moslem Lucerans who
33
I would like to thank Prof. Harry Titus and Dr. Christoph von
FIGURE 9. The False Frederick and His Black Retainers,from Clemens
Steiger of the Burgerbibliothek in Bern, for their assistance with
Specker's Austrian Chronicle, 1476. Bern, Burgerbibliothek, Cod. A45, research problems. The material in this essay was presented in
p. 143 (photo: Fotoatelier Gerhard Howald). lecture form at the Annual Southeastern College Art Conference,
held in New Orleans in October of 1985.
2. On representations of blacks as inherently evil or demonic, see
G. K. Hunter, "Othello and Colour Prejudice," Proceedings of
defended Manfred to the last. The Luceran colony was the British Academy, LIII (1967), 139-63; P. Du Bourguet,
"La couleur de la peau du d6mon dans l'iconographie chr6tienne
ultimately broken up and sold into slavery by Charles of a-t-elle une origine precise?," in Actas del VIII Congreso inter-
Anjou.3' Nevertheless, only a generation later Charles's nacional de arqueologia cristiana, Barcelona 5-1I octobre 1969
son Robert promoted a freed black slave to the exalted (Congresso Internazionale di Archeologia Cristiana, Studi di
position of Royal Seneschal. Boccaccio recorded this Antichita Cristiana, pubblicati a cura del Pontificio Istituto di
remarkable but, as we have seen, hardly unprecedented Archeologia Cristiana, XXX) (Rome and Barcelona, 1972), 271 72.
rise to power, and in the 15th century Jean Fouquet For lengthier treatment of the evolution of images of black Africans
in Western art, see P. Kaplan, The Rise of the Black Magus in
illustrated the story.32 Western Art (Ann Arbor, 1985); idem, "Ruler, Saint and Servant:
In Germany the black retainers of the Hohenstaufen Blacks in European Art to 1520," Ph.D. dissertation, Boston Uni-
were certainly not forgotten. An impostor claiming to be versity, 1983 (especially chapter IV); J. Devisse, M. Mollat, and
Frederick II appeared near Cologne in 1283. He had little J. M. Courths, L'image du Noir dans lart occidental. II. Des
to buttress his assertion, except for three black servants premiers siecles chretiens aux "grands decouvertes", 2 vols. (Fri-
bourg, 1979), esp. I, 46-79.
who followed him; one was his chamberlain, whose duty
was simply to dispense treasure.33 Reminiscences of 3. For the mosaic in San Marco (from the middle of the 12th century),
where the blacks are labelled as Egyptians, see O. Demus, The
Johannes Maurus and of the blacks of the imperial retinue
Mosaics of San Marco. I. The Eleventh and Twelfth Centuries, 2
of 1235 are here combined. An Austrian miniature of 1476 vols. (Chicago, 1984), I, 153, II, col. pl. 4, pl. 186; Demus erron-
concisely illustrates a later retelling of this event (Fig. 9).34 eously implies that the notion of black Egyptians was anomalous in
The impact of the Hohenstaufen interest in black this period. See also Kaplan, "Ruler, Saint and Servant," 68. For
Africans is evident not only in images which directly the mosaic on the gate of the San Tomaso in Formis, see Devisse et
al., L'image du Noir, I, 146-48, fig. 12; Kaplan, "Ruler, Saint and
involve the princely family, but also in many other sub-
Servant," 76-77. The sources for this imagery are largely Byzantine;
sequent representations of blacks in European art. Black ibid., 55-78.
heads began to appear in coats of arms after 1250. Royal 4. Albert of Aix, Historia Hierosolymitana, in Recueil des Historiens
Aragonese examples are among the earliest.35On seals the des Croisades, Historiens Occidentaux, IV (Paris, 1879), 266 713,
kingdom of Aragon itself was represented by four black 490, 494, 497, 513, 514, 533, 534, 544, 592, 594, 700.
heads, and the Aragonese provinces of Corsica and Sar- 5. The Bab-es-Soudan; V. di Giovanni, La topografia antica di
dinia were given other versions of the same coat of arms.36 Palermo dal secolo X al XV (Palermo, 1889), I, 46, 92, 221. On
The royal family of Aragon promoted itself as the true Sicilian Moslems, see also M. Amari, Storia dei musulmani di
successor to the Hohenstaufen, and the Aragonese claim Sicilia, 3 vols. (Florence, 1854-72); on blacks in predominantly
white Islamic cultures, see G. Rotter, Die Stellung des Negers in der
to the two islands relied in part on former imperial
islamischen-arabischen Gesellschaft bis zum X VI. Jahrhundert
sovereignty over these districts.37 The Aragonese kings (Bonn, 1967).
also favored black court retainers, and soon exported this 6. Bern, Burgerbibliothek, Cod. 120; De rebus siculis carmen, in
custom to the courts of France and Italy.38 Rerum italicarum Scriptores, XXI, part I, ed. E. Rota (CittBadi
More importantly, a later Holy Roman emperor Castello, 1904).
sought to imitate the kind of iconographic use to which 7. Entitled Triumphi Spurij Regis; fol. 102.
black figures had been put in Frederick II's day. In 8. B. Lewis, Race and Color in Islam (New York, 1971), 14-15;
Charles IV's castle at Karl'tejn near Prague, during the T. Glick, Islamic and Christian Spain in the Early Middle Ages
1360s, a second image of a black St. Maurice was created.39 (Princeton, 1979), chapter 6.
34
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