Waylen and Caviedes 1986
Waylen and Caviedes 1986
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ABSTRACT
Waylen, P.R. and Caviedes, C.N., 1986. E1 Nifio and annual floods on the north Peruvian littoral.
J. Hydrol., 89: 141-156.
A three-component mixed Gumbel distribution satisfactorily models the observed annual flood
frequencies of rivers in northern Peru which display highly variable annual peak-flood characteris-
tics corresponding to three sets of ocean-atmosphere conditions. Physical support for the "a priori"
subdivision of the series is provided by consideration of the regional offshore oceanic-atmospheric
conditions. Exceptionally warm waters (El Nifio) cause extensive heavy rains; unusually cold
waters (anti-E1 Nifio) restrict both the quantity and distribution of precipitation. Model pa-
rameters reveal marked spatial trends in the severity and extent of flooding during any set of
offshore conditions and geographic shifts in the regional flood-frequency characteristics between
such conditions.
INTRODUCTION
Annual flood is defined as the largest daily discharge, Q', observed in a year:
Q" = maxlQil i -- 1,2 . . . . . 365 (I)
where Q is daily discharge and i denotes dates in Julian days. The magnitude
of annual floods has traditionally been modeled by the Gumbel distribution,
with a probability function:
8i1 o 7,,"
4"- • 4*
Pacific
Ocean 1~ '
Sechura
Desert • 6°
Casa
Grande
Elevation Puerto
m > 3000 rn
8" ,8 °
~ 1000-3000 m
1. I < 1000 m
6
• etreamflow guage
0 50 100
i i I
km
8'1" 7'9"
Fig. 1. Major physiography and rivers in the study area, n o r t h e r n Peru. Also shown are streamflow-
gauging stations which provided data for the study. For legend see Table 1.
145
P u e r t o Chicama, Peru
d
is 2
~'~ , i = i = , i i , i = J i , , , = i i i i , i i ,
O,anOe, ,e u
E
30 [~ Annual total I-~
20-
10-
a.
0
Chicama River at Salinar, Peru
700
600
~)~ ~ Annual flood
500
I 400
E
E 300
200 60
*o
2 lOO 50
0 40
w
3O ¢
=
c 20
10
0 J
1934 1930 1938 1940 1942 1944 1940 1948 1950 1952 1954 1956 1958 1960
Fig. 2. Examples of the relationship between streamflow, precipitation and sea-surface tem-
peratures in and near the Chicama River basin.
TABLE 1
RESULTS
Identification of processes
Probability distributions
/ ~ 1983 1 1953
I
Fig. 3. Observed r e t u r n periods (years) of a n n u a l floods over the study area for four years influen-
ced by E1 Nifio.
148
TABLE 2
on three rivers. In all remaining cases, the observed data show varying degrees
o f s y s t e m a t i c d e v i a t i o n f r o m t h e s i n g l e G u m b e l f u n c t i o n ( F i g . 4). S u b s e q u e n t l y ,
the annual series were subdivided and separate estimates of the mean and
s t a n d a r d d e v i a t i o n m a d e ( T a b l e 3). A s o c e a n i c - a t m o s p h e r i c changes are on
s u c h a l a r g e s p a t i a l s c a l e i t i s r e a s o n a b l e t o a p p l y t h e s a m e v a l u e s o f Qi a c r o s s
the whole study area.
TABLE 3
Estimates of the mean and S.D. of a n n u a l floods under differing oceanic-atmospheric conditions a
I
0.7(~ o Tumbes
• Piura o
• Jequetepeque
0.60-
• Nepei~a
g"
~E
~< o.5o-
IJ.
i, 0.40-
O
Z
D
nr
Q
O o.3o-
0
u.
.J o • • •
<¢
Z 0.20-
Z
<
0.10-
EXCEEDANCE PROBABILITY
Fig. 4. Examples of the observed annual flood frequencies of four rivers and the estimated Gumbel
function. Data are standardized to units of specific discharge (m3 s -1 km -2) to allow spatial
comparison.
T h e m i x e d G u m b e l d i s t r i b u t i o n (Fig. 5) is n o t s i g n i f i c a n t l y different f r o m t h e
o b s e r v e d d a t a in a n y o f t h e s a m p l e d basins, a n d is successful in r e p r o d u c i n g t h e
v a r y i n g d e g r e e s of c u r v a t u r e in t h e a n n u a l series plots in Fig. 4. In all cases it
c a n be s e e n t h a t t h e s u b - s a m p l e s a r e a d e q u a t e l y described by t h e single G u m b e l
d i s t r i b u t i o n . T h e l a r g e s t a n n u a l floods a r e d o m i n a t e d , a l t h o u g h n o t exclusive-
ly so, by e v e n t s in E1 Nifio years. C o n v e r s e l y , the l o w e s t floods a r e d o m i n a t e d
by anti-E1 Nifio years, a n d reflect t h e i r s t a t i s t i c a l c h a r a c t e r i s t i c s on t h e l o w e r
end of t h e plot of t h e m i x e d G u m b e l d i s t r i b u t i o n .
Jequetepeque River Nepe~a River Piura River
1200- O eo- O
40O I
0
-1 SO0
u. CO0- 4s
..i
< O OO
~60- 37.6 - o isoo -
z
< 1200 -
S00" 0 0 30-
o
m 460- ooo -
22.s -
0 7s- 300 -
o o- 0
52.6 loo -4
1oso
eoo aoo ~
75o 37.s -
/ soo -I
0
45o 22.s
z
<
3oo.
../ ,oJ eoo
oi o
.gg~ .ol .99g .g0 .T0 .50 .~0 .2o .lO .0s . 0 3 . 0 2 .01
°;s 9
J ,90 .70 .50 .30 .20 .10 .05 .03 ,02
EXCEEDENCE PROBABILITY
Fig. 5. Probability distributions of annual floods in E1 Nifio (closed circles), normal (squares) and anti-E1 Nifio (open circles) years on t h r e e
exemplifying rivers. The corresponding mixture models are shown on the bottom row.
151
Spatial variability
When fitted with the mixed Gumbel distribution, the annual flood series in
this region show some strong spatial trends. In order to make spatial com-
parisons it is necessary to standardize the annual flood parameters. The flow
data are expressed as specific runoff (m3s -1 km -2) and are listed in Table 3. In
general, flood discharges increase towards the north and east (Fig. 6), corres-
ponding to the increased influence of equatorial conditions and orographic
enhancement of precipitation. As might be expected, the pattern of annual
flood size is dominated by elevation in normal and anti-E1 Nifio years. In E1
Nifio years the pattern becomes more strongly influenced by latitude, as the
equatorial air masses related to the Intertropical Convergence Zone and the
Equatorial Countercurrent move further south.
The varying degree of curvature of the annual flood-series plots (Fig. 5) is a
measure of the proportional differences in the flood statistics between each set
of generating conditions. Figure 7 shows the ratio of the mean annual flood in
E1 Nifio years relative to those of anti-E1 Nifio years. The greatest change in
conditions appears to be associated with those basins that have centroids in
northern coastal locations, diminishing towards the south and into the moun-
tains. The diminishing influence with elevation is consistent with Mugica's
(1984) observations of precipitation during the 1982-1983 E1 Nifio event. A
comparison of precipitation totals in the first six months of 1983 with mean
annual precipitation at stations in the Piura and Chira River basins revealed
a 40- to 60-fold increase in coastal regions but only a two-fold increase in the
mountains. Orographic precipitation will be induced at lower elevations in the
warmer air masses,while the southerly movement of the Intertropical Conver-
gence Zone will greatly enhance convective activity. The differences in the
oceanic-atmospheric conditions for various years may also be a function of
groundwater-transmission losses along the arid coastal plain. The larger nor-
thern basins (notably the Piura and Chira) have a greater proportion of their
basin areas on the coastal plain (Fig. 1). During normal and anti-E1 Nifio years,
when precipitation on these regions is low, transmission losses will be high,
while during E1 Nifio years coastal rainfall will reduce or reverse the direction
of groundwater flow.
Figure 8 illustrates a fairly consistent log-log relationship between mean
annual flood and drainage-basin area in E1 Nifio years. Four basins stand out
as residuals: the Tumbes (11) and Quiroz (9) to the north of the study area and
the Nepefia (7) and Sechin (10) to the south. The influence of equatorial and
mountainous conditions on the two northern basins has already been men-
tioned; in this case they reveal higher flood runoffs than their more southerly
counterparts. The southernmost residuals produce less flood runoff t h a n might
be expected. A possible explanation may be found in an examination of Fig. 1,
which reveals t h a t these basins do not extend as far into the Andes as the other
basins and t h a t this westernmost branch of the cordillera is the driest of all
because of the stabilizing influence of the Peru Current. Much of the Andes in
3°~
t,O
,.0654
*.0888
8°8
e"0e'0933 075 ¶O452
~ i 0 5 0
8°8
EI Nh~o Mean
\
025
i~238
~~g~"°:gg' +.0133
A n t i - E l Nitro Mean ~ --.°2"J
4° S 4 g
*~435
5°8
8°8
• ":::8: *.016g
*.0258 *.0154
0591 *.0319 *.01
*.0409
s.0366 / ~.0783
..°:o%, + ~ ! 4 2 6
4 °:
f 1044
e344
S° I
3126
6°S
\ \ .263
7°S
N (o143
8°5 \ e206
Mean .....
El__Nino x 100~
Anti ~
9°S e265
~201
81°W 80°W 79°W 78°W
Fig. 7. Areal variation of the ratio of mean annual floodsin E1 Nifio and anti-E1 Nifio years.
this region is drained by the Santa River which flows parallel (southeast-north-
west) with the maj or mountain ridges, orthogonal to the regional drainage. The
relative importance of orographic precipitation during E1 Nifio years is
therefore considerably reduced in the southern basins, and nonexistent during
normal or anti-E1 Nifio years.
When mean annual floods in anti-E1 Nifio years are plotted on the same
graph a very marked and consistent regional shift in the basin-area/runoff
relationship is observed. Tumbes and Quiroz fall along the line described by the
majority of basins in E1 Nifio years. These in turn appear to adopt the E1 Nifio
characteristics of the dry southerly basins. Such an observation suggests
extensive shifts in regional flood hydrology dependent on upset oceanic-atmo-
spheric conditions. The Piura River (8) shows the most dramatic change in
conditions and is the major exception to this generalization. In anti-E1 Nifio
years its mean annual flood is more in keeping with t h a t of the dry southern
basins. However, the Piura basin occupies a very large area of arid coastal
plain and the headwaters correspond to one of the lowest segments of the
Andes, seldom exceeding 3000 m in elevation. Within each of the broad bands
154
50001
11
I
1OOO~
cO
E
LU
L~
n"
.<
"I"
O
5
0
1OO 13
0
1 2q~
LI-
..J
Z
Z
,,<
• EL NINO
C ANTI-EL NII;,IO
10
B A S I N AREA (kin 2)
Fig. 8. Relationship between basin area and mean annual flood size in E1Nifio (closed circles) and
anti-E1 Nifio (open circles) years.
described in Fig. 8 individual variability may be observed, such as the Chira (3)
which, in E1 Nifio years, approaches the characteristics of its northern neigh-
bours but during anti-E1 Nifio years shows a considerably diminished mean due
to the large proportion of low-lying land. In contrast, the Moche (6) shows
minimal change between conditions. Figure 1 reveals that almost all of the
Moche lies above 1000 m and that approximately 50% of the basin may be over
3000m. Mugica's (1984) observation of a negative correlation between eleva-
tion and increased precipitation in E1 Nifio years appears to be borne out by the
examination of flood characteristics.
CONCLUSIONS
The proposed mixture model provides a good fit to the observed distributions
of annual floods on rivers in an area that historically has experienced highly
variable flood conditions and extremely large "outliers". Information concern-
ing flood frequency in the region may be extracted cheaply from the existing
data and used for practical purposes such as flood-plain management and
155
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