Review Article: Emotional Regulation and Depression: A Potential Mediator Between Heart and Mind
Review Article: Emotional Regulation and Depression: A Potential Mediator Between Heart and Mind
Review Article
Emotional Regulation and Depression:
A Potential Mediator between Heart and Mind
Received 22 September 2013; Revised 17 April 2014; Accepted 23 April 2014; Published 22 June 2014
Copyright © 2014 Angelo Compare et al. This is an open access article distributed under the Creative Commons Attribution
License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly
cited.
A narrative review of the major evidence concerning the relationship between emotional regulation and depression was conducted.
The literature demonstrates a mediating role of emotional regulation in the development of depression and physical illness.
Literature suggests in fact that the employment of adaptive emotional regulation strategies (e.g., reappraisal) causes a reduction of
stress-elicited emotions leading to physical disorders. Conversely, dysfunctional emotional regulation strategies and, in particular,
rumination and emotion suppression appear to be influential in the pathogenesis of depression and physiological disease. More
specifically, the evidence suggests that depression and rumination affect both cognitive (e.g., impaired ability to process negative
information) and neurobiological mechanisms (e.g., hypothalamic pituitary adrenal axis overactivation and higher rates of cortisol
production). Understanding the factors that govern the variety of health outcomes that different people experience following
exposure to stress has important implications for the development of effective emotion-regulation interventional approaches (e.g.,
mindfulness-based therapy, emotion-focused therapy, and emotion regulation therapy).
Internal
Stress Emotions emotional
states
Cognitive
emotional
regulation Emotion- Cognitive Emotion-
related emotional related
physiological cognitions
processes regulation
Cognitive Cognitive
emotional emotional
regulation dysregulation
capacity
Emotion-
Adjustment to related
Physiological Psychological behaviors
stress and
resilience diseases diseases
Figure 1: The mediating role of emotional regulation in the Figure 2: Functioning aspects involved in cognitive emotion regu-
relationship between stress and emotions. lation.
processes that influence the type of emotional response, situation (real or imagined) emotionally relevant; (ii) atten-
as well as how individuals experience and express these tion directed towards the emotional situation; (iii) appraisal
emotions. Emotional regulation is a complex process that of situation, which means that situation should be evaluated
includes the initiation, the inhibition, or modulation of the and interpreted; and (iv) emotional response to situation
following aspects of emotion functioning [8] (see Figure 2): with changes in behavioral, experiential, and physiological
response systems. The modal model of emotion suggests
(1) internal emotional states (e.g., the subjective experi- moreover the existence of a feedback recursively and dynamic
ence of emotion); loop from the emotional response to the situation [14].
(2) emotion-related cognitions (e.g., reaction to thoughts According to the model of emotional regulation process,
about a situation); there are two overarching control strategies that modulate
(3) emotion-related physiological processes (e.g., auto- emotional experience (see Figure 3).
nomic arousal, hormonal reactions, etc.); (1) Antecedent-Focused Regulation. This regulation strat-
(4) emotion-related behaviors (e.g., facial expressions, egy occurs at an early stage in the modulation of
verbal responses, etc.). emotional response [15] and prior to the activation
of emotional and behavioral response systems [16].
The manner in which individuals are able to manage emo- Antecedent-focused regulation comprises the follow-
tional experience to conform adaptively to a given context ing types of emotion regulation strategies: (i) selecting
appears to be important to mental health [9]. Emotion the situation (e.g., approaching or avoiding people
regulation strategies, such as rumination, can also become or situations according to their anticipated emotional
maladaptive and significantly impair psychosocial function- impact), (ii) changing the situation (e.g., transforming
ing. Therefore, understanding when and why the regulation the environment to alter the emotional impact), (iii)
of emotions becomes harmful is of fundamental importance engaging attentional strategies (e.g., focusing atten-
[10]. This relates to the situational and individual factors that tion towards or away from situational circumstances
influence cognitive emotion regulation capacity including depending upon their emotional potency), and (iv)
trait and state levels of psychological, social, and somatic cognitive change (e.g., reinterpreting the situation to
health [11, 12]. alter its emotional significance).
A model of emotional regulation process, highlighting the
crucial role of emotion regulation strategies in determining (2) Response-Focused Regulation. This strategy is engaged
the relative health-benefit of different responses to emotions, at a later stage and is focused on modification of emo-
has been proposed by Gross et al. [13]. The process model of tional output [10]. In other words, response-focused
emotion regulation has been based upon the “modal model” regulation refers to modifications of the physiological
of emotion, suggesting that a person-situation transaction and observable signs of emotions after such emotions
that compels attention has particular meaning to an individ- have already become manifest [15]. Response-focused
ual and gives rise to a coordinated yet flexible multisystem regulation comprises the following types of regulatory
response to the ongoing person-situation transaction [14]. response: (i) suppression of emotion, (ii) inhibition
According to the modal model of emotion, emotions arise of emotion, (iii) emotion masking, and (iv) emotion
in a particular sequence that includes four key steps: (i) a intensification [16].
Cardiovascular Psychiatry and Neurology 3
Table 1: Emotional regulation and depression link in clinical and neuroimaging studies.
by repetitive negative thought [45]. For individuals who associated the inferior frontal gyrus (IFG) (Brodmann area
ruminate or who mentally rehearse past stressful events, the 45) with trait high levels of rumination [58]. The IFG asserts
physiological effects of stressors are often more enduring an important regulatory role in top-down control processes
[37] (e.g., continued reflection on a bygone argument may that lead to increases in subcortical activation [64]. Therefore,
cause stress hormones to continue to circulate in the body it is reasonable to assume that, by promoting ruminative
long after an argument has ended). The evidence implicates thinking, emotional suppression is likely to increase positive
impaired cognitive control as a crucial process underlying connectivity between subcortical limbic activation and the
ruminative thinking and suggests that it may be an important IFG.
vulnerability factor for depression [50].
The determinants of rumination are multifaceted. Indi-
vidual and situational differences may play a role in triggering 9. Emotional Regulation Role in the Link
and maintaining ruminative thought [51], and certain indi- between Depression and Illness
viduals are more prone to perseveration than others [44].
Literature has suggested that depression, through neurobio-
The evidence indicates that repeated psychosocial stress in
logical and behavioral processes, may affect physical health
early life has a significant impact on behavior and neural
and induce physical illness. In particular, depression has
functioning—both of which are risk factors for depression
been found to be the primary risk factor for cardiac diseases
[52]. Furthermore, it has been hypothesized that early-life
[65]. Depression has been in fact linked to (i) several
adversity may result in a reduced capacity for cognitive
biological mechanisms, such as inflammatory and immune
control in response to a repeated stressor, particularly in
processes, alterations in activating HPA, variability in heart
individuals who develop maladaptive emotional processing
rate, increased activity of the sympathoadrenal and pituitary-
strategies (i.e., trait rumination). In contrast, individuals who
adrenal axes, reduction in circulating endothelial progenitor
were exposed to early-life adversity but developed adaptive
cells, increase of cortisol and catecholamine levels, alteration
emotion processing skills (e.g., high levels of trait mindful-
of activities of autonomic nervous system, and oxidation
ness) typically exhibit enhanced capacity for cognitive control
processes [66–69] and (ii) several unhealthy lifestyles, such
during adulthood [52].
as increased consumption of tobacco, alcohol, and illicit
substances, reduced physical activity, overeating, and no
8. Physiological Mechanisms of Rumination medical adherence [68].
Due to the well-known and yet discussed existence
Rumination has been shown to induce prolonged activation
of dysfunctional emotional regulation in depression and
of the hypothalamic pituitary adrenal (HPA) axis, and, for
rumination, a mediating role of emotional regulation in
those who ruminate excessively or repeatedly, sustained ele-
the link between depression and somatic disease may be
vations in cortisol may incur deleterious health consequences
suggested. Emotional regulation may indirectly affect both
[51]. Examples are acute changes in the cardiovascular system
the etiology and the prognosis of a physical illness. According
and acceleration of atherosclerotic process [53]. The HPA
to inhibition theory, keeping emotions inside will lead to
axis is a slow-acting stress response system, whose activation
long-term health problems because it requires continuous
triggers a cascade of events which begins with the secretion
physiological work [70]. Several studies have in fact suggested
of corticotropin-releasing hormone by the hypothalamus and
that stronger mood regulation expectancies are associated
culminates in the release of glucocorticoids (i.e., cortisol)
with lower dysphoria and somatic symptoms in college
by the adrenal glands into the bloodstream [54]. The HPA
students and caregivers of chronic diseases [71, 72]. Several
axis is a major stress response system that is critical for
studies have shown that different styles of emotion regulation
survival and adaptation and may be particularly relevant
have different relationships with health [12, 73, 74]. In
in understanding the adverse effects that stressors have on
particular, alexithymia, emotional control, and ambivalence
somatic and psychological health. Subsequent and repeated
have been significantly related to more psychological, social,
recall of a stressor, which is symptomatic of both rumination
and physical distress in both healthy and chronically ill
and depression, could reactivate the stress response during
populations [75–77]. In contrast, emotional orientation and
otherwise nonstressful situations. In fact, evidence sug-
expression have shown beneficial effects and positive health
gests that perseverative cognition, such as rumination, may
consequences [78–81].
prolong cardiovascular-related physiological activation [55].
Although release of cortisol by the HPA in response to certain
stressors may be adaptive in the short term [56], prolonged 10. Psychological Treatments Focusing on
exposure to cortisol from exaggerated, extended, or repeated Emotional Regulation
activation of the HPA axis is likely to be maladaptive. Indeed,
a range of disorders, including cardiovascular disease, have Current neuroscientific evidence confirms that both emotion
been associated with persistent HPA axis activation [57]. and cognition are interacting yet distinct functions which
Furthermore, HPA overactivation and elevated basal cortisol communicate via bidirectional neural connections between
levels have been linked to avoidance, withdrawal, and nega- the neocortex and emotional centers [82]. These connections
tive emotions such as anxiety and depression [58–63]. allow emotion-related input to modulate cortical activity
Recent studies investigating how the neural correlates of and cognitive input from the cortex to modulate emotional
personality regulate emotion processing in the brain have processing. Understanding how cognitive and emotional
6 Cardiovascular Psychiatry and Neurology
systems interact has significant implications for emotion The main objective of emotion-focused therapy is to help
regulation interventions. For example, it has been suggested individuals modify internal affective states, the core beliefs
that intervening at the level of the emotional system itself is that underlie these states, and the behaviors that they elicit.
a more direct, efficient, and powerful way to override and Emphasis is placed on intervening before the emotion-
transform the maladaptive patterns that underlie unhealthy eliciting event takes place. This occurs via an increased
psychological, behavioral, and physiological stress responses ability to analyze and be aware of emotions which improves
[82]. a person’s ability to handle internal and external stressors.
The activation of positive emotions can play a critical Emotion-focused therapy has been widely used in interven-
role in breaking the stress cycle by effectively transforming tions aimed at the treatment of depression [16].
stress at its source [83]. Positive emotions have been linked to
improved health and increased longevity. They have also been
shown to beget increases in cognitive flexibility, creativity, 12. The Mindfulness-Based Cognitive Therapy
receptivity, innovative problem solving, and psychological
resilience in the face of adversity. Furthermore, positive emo- A further innovative interventional approach that has
tions influence interpersonal behavior and promote helpful- recently been deployed in clinical contexts is that of mindful-
ness, generosity, and cooperation [61–63]. In other words, ness training. Mindfulness derives from Buddhist meditation
positive emotions play a critical role in effective adaptation practice and is fundamentally concerned with developing and
to life’s challenges [84–86]. The literature also suggests that open and unbroken awareness of present moment cognitive-
emotional regulation strategies such as positive reappraisal effective and sensory experience. According to Compare et
and curtailed rumination exert a protective influence over al. [67], mindfulness effectuates a greater perceptual distance
relapse or exacerbated symptoms in patients with depression from distorted cognitive and affective processes and this
and anxiety disorders [87]. Above all, the most common meta-awareness facilitates the regulation (i.e., via the nonre-
therapies focusing on emotional regulation are presented. active observance) of habitual maladaptive responses. Via the
regulation of attention, mindfulness empowers participants
11. The Emotion-Focused Therapy to cultivate a new relationship with internal and external
experiences and in a way that does not encourage avoidance,
To be able to effectively regulate emotions, individuals overengagement, or elaboration [90].
need to be assessed and trained in evidence-based emotion During the last two decades, a credible evidence base has
management strategies. In a treatment protocol developed emerged supporting the utilization of mindfulness medita-
by Greenberg and known as emotion-focused therapy [88], tion as an emotion regulation strategy. Indeed, a mindfulness
individuals are taught to enhance their awareness of emotion approach known as mindfulness-based cognitive therapy
regulation strategies and of emotional processes more gen- (MBCT) is now advocated by the National Institute for
erally. Emotion-focused therapy is based on an awareness- Health and Clinical Excellence (NICE) and the American
enhancing strategy operationalized in an intervention known Psychiatric Association for the treatment of specific forms of
as process experiential therapy [89], which aims to help depression. Evidence has also shown that increases in levels
people develop emotional intelligence and effective emotion of dispositional mindfulness are significantly correlated with
regulation processes. Greenberg [88] proposes three key reductions in avoidance and rumination [91].
principles that underlie emotional change. Increased breath awareness (a fundamental component
of mindfulness meditation) has been shown to reduce
(1) Emotion Awareness. This relates to a greater awareness
autonomic and psychological arousal, and this increased
of emotional experiences and the information they
capacity to remain calm can help individuals to respond more
provide, as well as a greater understanding of the
adaptively to internal and external stressors [70]. Negative
behaviors that result from such emotions. Increased
thinking and ruminative thinking are often employed as mal-
emotional awareness promotes the creation of new
adaptive means of escaping from negative affective states such
meanings and helps people to develop new narratives
as guilt, depression, and anxiety [71]. The increased levels
to explain their experiences.
of self-awareness cultivated during mindfulness practice can
(2) Emotion Regulation. In order to reach a state of confer a greater capacity to label and therefore modulate
connection with their own emotional experience, it these affective states [71]. In other words, rather than avoiding
is necessary to increase people’s capacity for self- distressing feelings and thoughts by engaging in ruminative
calm (e.g., by regulating the heartbeat and breathing). thinking and/or maladaptive behaviors, mindfulness encour-
Reduced autonomic and psychological arousal allows ages people to objectify any dysfunctional cognitive and
people to derive insight and knowledge from their affective processes by seeing them as passing phenomena.
emotional processes and to learn how to handle Another important mechanism by which mindfulness
emergency signals and situations. is believed to modulate negative affective states is via the
(3) Changing Emotion with Emotion. A nonadaptive cultivation of self-compassion and compassion. Research has
affective state can be transformed into an adaptive shown that mindfulness leads to a greater awareness of the
one. This change is made possible by relaxation exer- individuals own suffering and psychological distress, and this
cises or through the deliberate induction of positive helps to instil a greater appreciation of the suffering of others
emotions [16]. [70, 72]. Accordingly, greater levels of self-compassion and
Cardiovascular Psychiatry and Neurology 7
compassion are thought to lead to improvements in pain and of amygdala reactivity towards emotion regulation, interre-
emotion tolerance due to individuals being able to assign gional connectivity between amygdala and prefrontal cortex
greater levels of perspective to their emotional and/or somatic in the context of affect regulation remains unknown. Further
pain (i.e., by appreciating that they are not the only person studies are needed to better explain the neural circuit con-
experiencing psychological/somatic distress) [72]. necting amygdala and PFC in emotion regulation.
Conversely, emotional dysregulation (e.g., rumination,
13. The Emotion Regulation Therapy (ERT) suppression, etc.) appears to be influential in the pathogenesis
of psychological disease, such as depression. More specifi-
The emotion regulation therapy (ERT) is a recent treat- cally, the evidence suggests that depression and rumination
ment for generalized anxiety disorder (GAD) that integrates affect both cognitive (e.g., difficulty in processing negative
components of cognitive-behavioral, acceptance, dialectical, information) and neurobiological mechanisms (e.g., HPA
mindfulness-based, experiential, and emotion-focused treat- axis overactivation and higher rates of cortisol production).
ments [92, 93]. The ERT is based on the emotion dysregu- Given the height link between depression, emotional
lation model of GAD that suggests that GAD subjects have regulation, and somatic diseases, future research and clin-
difficulties in the modulation of emotions, showing difficulty ical studies should focus on the specific role of emotional
in identifying, describing, and clarifying the motivational regulation in affecting both depression and somatic diseases
content of emotion. GAD subjects utilize in fact worry as a in order to highlight the specific mental and biological
maladaptive cognitive control strategy in order to reduce and processes that lead to illness. Understanding the factors that
control an aversive or uncertain emotional state. ERT aims, govern the variety of health outcomes that different people
then, to enhance knowledge, acceptance, utilization, and experience following exposure to stress will have important
management of emotions addressing cognitive, emotional, implications for the identification and ongoing validation
and contextual factors that may contribute to maladaptive of effective emotion-regulation interventional approaches
responses. (e.g., mindfulness-based therapy, emotion-focused therapy,
ERT program includes 20 sessions of 50–60 minutes, emotion regulation therapy, etc.).
divided in 16 weeks and four phases. The first phase focuses
on psychoeducation about GAD, functional patterns of worry
and emotions in various situations, and self-monitoring of Conflict of Interests
worry episodes. The second phase focuses on the develop- The authors declare that there is no conflict of interests
ment of somatic awareness and emotion regulation skills. The regarding the publication of this paper.
third phase focuses on the application of skills during expo-
sure to emotionally evocative themes. The fourth and final
phase focuses on terminating the therapeutic relationship, References
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