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ç¦»æ•£æ•°å¦ åŸºç¡€ä¸Žæé«˜ Discrete mathematics
elementary and beyond Luo Digital Instant Download
Author(s): Luo, Lovasz L.;Pei, Pelikan J.;Wei, Vesztergombi K
ISBN(s): 9787302138266, 7302138265
Edition: Ying yin ban
File Details: PDF, 2.19 MB
Year: 2006
Language: english
Discrete Mathematics:
Elementary and Beyond
L. Lovász
J. Pelikán
K. Vesztergombi
Springer
Preface
For most students, the first and often only course in college mathematics
is calculus. It is true that calculus is the single most important field of
mathematics, whose emergence in the seventeenth century signaled the
birth of modern mathematics and was the key to the successful applications
of mathematics in the sciences and engineering.
But calculus (or analysis) is also very technical. It takes a lot of work
even to introduce its fundamental notions like continuity and the derivative
(after all, it took two centuries just to develop the proper definition of these
notions). To get a feeling for the power of its methods, say by describing
one of its important applications in detail, takes years of study.
If you want to become a mathematician, computer scientist, or engineer,
this investment is necessary. But if your goal is to develop a feeling for what
mathematics is all about, where mathematical methods can be helpful, and
what kinds of questions do mathematicians work on, you may want to look
for the answer in some other fields of mathematics.
There are many success stories of applied mathematics outside calculus.
A recent hot topic is mathematical cryptography, which is based on number
theory (the study of the positive integers 1, 2, 3, . . .), and is widely applied,
for example, in computer security and electronic banking. Other important
areas in applied mathematics are linear programming, coding theory, and
the theory of computing. The mathematical content in these applications
is collectively called discrete mathematics. (The word “discrete” is used in
the sense of “separated from each other,” the opposite of “continuous;” it is
also often used in the more restrictive sense of “finite.” The more everyday
version of this word, meaning “circumspect,” is spelled “discreet.”)
vi Preface
Preface v
1 Let’s Count! 1
1.1 A Party . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Sets and the Like . . . . . . . . . . . . . . . . . . . . . . . . 4
1.3 The Number of Subsets . . . . . . . . . . . . . . . . . . . . 9
1.4 The Approximate Number of Subsets . . . . . . . . . . . . . 14
1.5 Sequences . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
1.6 Permutations . . . . . . . . . . . . . . . . . . . . . . . . . . 17
1.7 The Number of Ordered Subsets . . . . . . . . . . . . . . . 19
1.8 The Number of Subsets of a Given Size . . . . . . . . . . . 20
2 Combinatorial Tools 25
2.1 Induction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
2.2 Comparing and Estimating Numbers . . . . . . . . . . . . . 30
2.3 Inclusion-Exclusion . . . . . . . . . . . . . . . . . . . . . . . 32
2.4 Pigeonholes . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
2.5 The Twin Paradox and the Good Old Logarithm . . . . . . 37
4 Fibonacci Numbers 65
4.1 Fibonacci’s Exercise . . . . . . . . . . . . . . . . . . . . . . 65
4.2 Lots of Identities . . . . . . . . . . . . . . . . . . . . . . . . 68
4.3 A Formula for the Fibonacci Numbers . . . . . . . . . . . . 71
5 Combinatorial Probability 77
5.1 Events and Probabilities . . . . . . . . . . . . . . . . . . . . 77
5.2 Independent Repetition of an Experiment . . . . . . . . . . 79
5.3 The Law of Large Numbers . . . . . . . . . . . . . . . . . . 80
5.4 The Law of Small Numbers and the Law of Very Large Num-
bers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
7 Graphs 125
7.1 Even and Odd Degrees . . . . . . . . . . . . . . . . . . . . . 125
7.2 Paths, Cycles, and Connectivity . . . . . . . . . . . . . . . . 130
7.3 Eulerian Walks and Hamiltonian Cycles . . . . . . . . . . . 135
8 Trees 141
8.1 How to Define Trees . . . . . . . . . . . . . . . . . . . . . . 141
8.2 How to Grow Trees . . . . . . . . . . . . . . . . . . . . . . . 143
8.3 How to Count Trees? . . . . . . . . . . . . . . . . . . . . . . 146
8.4 How to Store Trees . . . . . . . . . . . . . . . . . . . . . . . 148
8.5 The Number of Unlabeled Trees . . . . . . . . . . . . . . . 153
Index 287
1
Let’s Count!
1.1 A Party
Alice invites six guests to her birthday party: Bob, Carl, Diane, Eve, Frank,
and George. When they arrive, they shake hands with each other (strange
European custom). This group is strange anyway, because one of them asks,
“How many handshakes does this mean?”
“I shook 6 hands altogether,” says Bob, “and I guess, so did everybody
else.”
“Since there are seven of us, this should mean 7 · 6 = 42 handshakes,”
ventures Carl.
“This seems too many” says Diane. “The same logic gives 2 handshakes
if two persons meet, which is clearly wrong.”
“This is exactly the point: Every handshake was counted twice. We have
to divide 42 by 2 to get the right number: 21,” with which Eve settles the
issue.
When they go to the table, they have a difference of opinion about who
should sit where. To resolve this issue, Alice suggests, “Let’s change the
seating every half hour, until we get every seating.”
“But you stay at the head of the table,” says George, “since it is your
birthday.”
How long is this party going to last? How many different seatings are
there (with Alice’s place fixed)?
Let us fill the seats one by one, starting with the chair on Alice’s right.
Here we can put any of the 6 guests. Now look at the second chair. If Bob
2 1. Let’s Count!
sits in the first chair, we can put any of the remaining 5 guests in the second
chair; if Carl sits in the first chair, we again have 5 choices for the second
chair, etc. Each of the six choices for the first chair gives us five choices
for the second chair, so the number of ways to fill the first two chairs is
5 + 5 + 5 + 5 + 5 + 5 = 6 · 5 = 30. Similarly, no matter how we fill the first
two chairs, we have 4 choices for the third chair, which gives 6 · 5 · 4 ways
to fill the first three chairs. Proceeding similarly, we find that the number
of ways to seat the guests is 6 · 5 · 4 · 3 · 2 · 1 = 720.
If they change seats every half hour, it will take 360 hours, that is, 15
days, to go through all the seating arrangements. Quite a party, at least as
far as the duration goes!
1.1.1 How many ways can these people be seated at the table if Alice, too, can
sit anywhere?
After the cake, the crowd wants to dance (boys with girls, remember,
this is a conservative European party). How many possible pairs can be
formed?
OK, this is easy: there are 3 girls, and each can choose one of 4 boys,
this makes 3 · 4 = 12 possible pairs.
After ten days have passed, our friends really need some new ideas to
keep the party going. Frank has one: “Let’s pool our resources and win the
lottery! All we have to do is to buy enough tickets so that no matter what
they draw, we will have a ticket with the winning numbers. How many
tickets do we need for this?”
(In the lottery they are talking about, 5 numbers are selected out of 90.)
“This is like the seating,” says George. “Suppose we fill out the tickets so
that Alice marks a number, then she passes the ticket to Bob, who marks
a number and passes it to Carl, and so on. Alice has 90 choices, and no
matter what she chooses, Bob has 89 choices, so there are 90 · 89 choices
for the first two numbers, and going on similarly, we get 90 · 89 · 88 · 87 · 86
possible choices for the five numbers.”
“Actually, I think this is more like the handshake question,” says Alice.
“If we fill out the tickets the way you suggested, we get the same ticket
more then once. For example, there will be a ticket where I mark 7 and
Bob marks 23, and another one where I mark 23 and Bob marks 7.”
Carl jumps up: “Well, let’s imagine a ticket, say, with numbers
7, 23, 31, 34, and 55. How many ways do we get it? Alice could have marked
any of them; no matter which one it was that she marked, Bob could have
marked any of the remaining four. Now this is really like the seating prob-
lem. We get every ticket 5 · 4 · 3 · 2 · 1 times.”
“So,” concludes Diane, “if we fill out the tickets the way George proposed,
then among the 90 · 89 · 88 · 87 · 86 tickets we get, every 5-tuple occurs not
1.1 A Party 3
“Yes, I think we have to agree on what the question really means,” adds
Carl. “If we include in it who plays white on each board, then if a pair
switches places we do get a different matching. But Bob is right that it
doesn’t matter which pair uses which board.”
“What do you mean it does not matter? You sit at the first board, which
is closest to the peanuts, and I sit at the last, which is farthest,” says Diane.
“Let’s just stick to Bob’s version of the question” suggests Eve. “It is
not hard, actually. It is like with handshakes: Alice’s figure of 720 counts
every pairing several times. We could rearrange the 3 boards in 6 different
ways, without changing the pairing.”
“And each pair may or may not switch sides” adds Frank. “This means
2 · 2 · 2 = 8 ways to rearrange people without changing the pairing. So
in fact, there are 6 · 8 = 48 ways to sit that all mean the same pairing.
The 720 seatings come in groups of 48, and so the number of matchings is
720/48 = 15.”
“I think there is another way to get this,” says Alice after a little time.
“Bob is youngest, so let him choose a partner first. He can choose his
partner in 5 ways. Whoever is youngest among the rest can choose his
or her partner in 3 ways, and this settles the pairing. So the number of
pairings is 5 · 3 = 15.”
“Well, it is nice to see that we arrived at the same figure by two really
different arguments. At the least, it is reassuring” says Bob, and on this
happy note we leave the party.
1.1.2 What is the number of pairings in Carl’s sense (when it matters who sits
on which side of the board, but the boards are all alike), and in Diane’s sense
(when it is the other way around)?
1.1.3 What is the number of pairings (in all the various senses as above) in a
party of 10?
by Z+ ; the set of positive integers, denoted by N. The empty set, the set
with no elements, is another important (although not very interesting) set;
it is denoted by ∅.
If A is a set and b is an element of A, we write b ∈ A. The number of
elements of a set A (also called the cardinality of A) is denoted by |A|. Thus
|P | = 7, |∅| = 0, and |Z| = ∞ (infinity).1
We may specify a set by listing its elements between braces; so
Often, we specify a set by a property that singles out the elements from a
large “universe” like that of all real numbers. We then write this property
inside the braces, but after a colon. Thus
{x ∈ Z : x ≥ 0}
(we will denote this set by G). Let us also tell you that
∅ ⊆ N ⊆ Z+ ⊆ Z ⊆ Q ⊆ R.
1 Inmathematics one can distinguish various levels of “infinity”; for example, one can
distinguish between the cardinalities of Z and R. This is the subject matter of set theory
and does not concern us here.
6 1. Let’s Count!
A A
C B C B
FIGURE 1.1. The Venn diagram of three sets, and the sets on both sides of (1.1).
Now, where are those elements in the Venn diagram that belong to the
left-hand side of (1.1)? We have to form the union of B and C, which is
the gray set in Figure 1.1(a), and then intersect it with A, to get the dark
gray part. To get the set on the right-hand side, we have to form the sets
A ∩ B and A ∩ C (marked by vertical and horizontal lines, respectively in
Figure 1.1(b)), and then form their union. It is clear from the picture that
we get the same set. This illustrates that Venn diagrams provide a safe and
easy way to prove such identities involving set operations.
The identity (1.1) is nice and quite easy to remember: If we think of
“union” as a sort of addition (this is quite natural), and “intersection”
as a sort of multiplication (hmm. . . not so clear why; perhaps after we
learn about probability in Chapter 5 you’ll see it), then we see that (1.1)
is completely analogous to the familiar distributive rule for numbers:
a(b + c) = ab + ac.
Does this analogy go any further? Let’s think of other properties of addi-
tion and multiplication. Two important properties are that they are com-
mutative,
a + b = b + a, ab = ba,
and associative,
(a + b) + c = a + (b + c), (ab)c = a(bc).
It turns out that these are also properties of the union and intersection
operations:
A ∪ B = B ∪ A, A ∩ B = B ∩ A, (1.2)
and
(A ∪ B) ∪ C = A ∪ (B ∪ C), (A ∩ B) ∩ C = A ∩ (B ∩ C). (1.3)
The proof of these identities is left to the reader as an exercise.
Warning! Before going too far with this analogy, let us point out that
there is another distributive law for sets:
A ∪ (B ∩ C) = (A ∪ B) ∩ (A ∪ C). (1.4)
8 1. Let’s Count!
a + bc = (a + b)(a + c)
1.2.1 Name sets whose elements are (a) buildings, (b) people, (c) students, (d)
trees, (e) numbers, (f) points.
1.2.2 What are the elements of the following sets: (a) army, (b) mankind, (c)
library, (d) the animal kingdom?
1.2.3 Name sets having cardinality (a) 52, (b) 13, (c) 32, (d) 100, (e) 90, (f)
2,000,000.
1.2.4 What are the elements of the following (admittedly peculiar) set:
{Alice, {1}}?
1.2.6 List all subsets of {0, 1, 3}. How many do you get?
1.2.7 Define at least three sets of which {Alice, Diane, Eve} is a subset.
1.2.8 List all subsets of {a, b, c, d, e}, containing a but not containing b.
1.2.9 Define a set of which both {1, 3, 4} and {0, 3, 5} are subsets. Find such a
set with the smallest possible number of elements.
1.2.10 (a) Which set would you call the union of {a, b, c}, {a, b, d} and
{b, c, d, e}?
(b) Find the union of the first two sets, and then the union of this with the
third. Also, find the union of the last two sets, and then the union of this
with the first set. Try to formulate what you have observed.
(c) Give a definition of the union of more than two sets.
1.2.11 Explain the connection between the notion of the union of sets and
Exercise 1.2.9.
1.2.12 We form the union of a set with 5 elements and a set with 9 elements.
Which of the following numbers can we get as the cardinality of the union: 4, 6,
9, 10, 14, 20?
1.3 The Number of Subsets 9
1.2.13 We form the union of two sets. We know that one of them has n elements
and the other has m elements. What can we infer about the cardinality of their
union?
1.2.15 We form the intersection of two sets. We know that one of them has n
elements and the other has m elements. What can we infer about the cardinality
of their intersection?
1.2.18 (a) What is the symmetric difference of the set Z+ of nonnegative in-
tegers and the set E of even integers (E = {. . . , −4, −2, 0, 2, 4, . . . } contains
both negative and positive even integers).
(b) Form the symmetric difference of A and B to get a set C. Form the sym-
metric difference of A and C. What did you get? Give a proof of the answer.
∅, {a}, {b}, {c}, {a, b}, {b, c}, {a, c}, {a, b, c}. (1.5)
It is not difficult to see that this is always the answer. Suppose you have
to select a subset of a set A with n elements; let us call these elements
a1 , a2 , . . . , an . Then we may or may not want to include a1 , in other words,
we can make two possible decisions at this point. No matter how we decided
about a1 , we may or may not want to include a2 in the subset; this means
two possible decisions, and so the number of ways we can decide about a1
and a2 is 2 · 2 = 4. Now no matter how we decide about a1 and a2 , we have
to decide about a3 , and we can again decide in two ways. Each of these
ways can be combined with each of the 4 decisions we could have made
about a1 and a2 , which makes 4 · 2 = 8 possibilities to decide about a1 , a2
and a3 .
We can go on similarly: No matter how we decide about the first k
elements, we have two possible decisions about the next, and so the number
of possibilities doubles whenever we take a new element. For deciding about
all the n elements of the set, we have 2n possibilities.
Thus we have derived the following theorem.
aS
Y N
bS bS
Y N Y N
Y N Y N Y N Y N
We can illustrate the argument in the proof by the picture in Figure 1.2.
We read this figure as follows. We want to select a subset called S. We start
from the circle on the top (called a node). The node contains a question:
Is a an element of S? The two arrows going out of this node are labeled
with the two possible answers to this question (Yes and No). We make a
decision and follow the appropriate arrow (also called an edge) to the node
at the other end. This node contains the next question: Is b an element of
S? Follow the arrow corresponding to your answer to the next node, which
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the Israelites, besieging the city of Ai, said, “Behold ye shall lie in
wait against the city, even behind the city: go not very far from the
city, but be ye all ready: and I, and all the people that are with me,
will approach unto the city: and it shall come to pass, when they
come out against us, as at the first, that we will flee before them.
For they will come out after us, till we have drawn them from the
city; then ye shall rise up from the ambush, and seize upon the city:
for the Lord your God will deliver it into your hand.”
Thus fell the city of Ai into the hands of Joshua, and a similar kind
of stratagem has since frequently turned the day between
contending armies. Julius Cæsar did not consider it beneath a
general or warrior to have recourse to almost a similar stratagem,
when part of the army under Q. Cicero, in Gaul, was besieged. By
the apparent flight of his troops, Julius Cæsar drew the enemy into a
convenient spot for an engagement, and, turning, overcame them.
A circumstance most trifling in itself, when it has been ushered in
by superstition, as a good omen, has often raised the spirits of an
army. Xenophon relates, in the Anabasis, that when the Greeks in
some alarm were consulting, previous to the celebrated retreat of
the ten thousand out of Asia, an accident, which in itself was even
ridiculous, did nevertheless, through the importance attributed to it
by the Grecian superstition, assist not a little to infuse
encouragement. Xenophon was speaking of that favour from the
gods which a righteous cause entitled them to hope for, against a
perjured enemy, when somebody sneezed: immediately, the general
voice addressed ejaculations to protecting Jupiter, whose omen it
was supposed to be, a sacrifice to the god was proposed, a universal
shout declared approbation, and the whole army in chorus sang the
pæan.
Bias, by the following artifice, induced Alyattes, King of Lydia, to
raise the siege of Priene, where he was born. That city was pressed
by famine, which circumstance being suspected by the besiegers,
gave them great hopes; Bias, however, caused two mules to be
fattened, and contrived a way to have them pass into the enemy’s
camp. The good condition they were in astonished the king, who
thereupon sent deputies into the city, under pretence of offering
peace, but really to observe the state of the town and people. Bias,
guessing their errand, had ordered the granaries to be filled with
heaps of sand, and those heaps to be covered with corn. When the
deputies returned, and made their report to the king, of the great
plenty of provisions they had seen in the city, he hesitated no longer,
but concluded a treaty and raised the siege.
The invention of telegraphic communication has proved of the
greatest utility in modern warfare, both for despatch and security. In
ancient times, the bearer of messages had both an important and
dangerous duty to perform, and one which was very uncertain in its
execution. A singular and ingenious method of communication, is
attributed to Hystiæus, who, desiring to write to Aristagoras, shaved
the head of his trustiest servant, and wrote upon his scalp, in certain
brief characters, what he would impart to his friend, and keeping
him in his house till the hair was grown as thick as before, then sent
him on his errand.[10]
By the policy of Gracchus, the Roman general, the Campanian city
of Casilinum was for a considerable time prevented from falling into
the hands of Annibal. Gracchus was encamped in the vicinity of the
city, but, though the garrison was reduced to the most dreadful
extremity by famine, many of the soldiers having been driven to
commit suicide, he did not dare to make a movement to relieve the
besieged, the dictator having imperatively enjoined him not to stir
from his position. In this emergency he had recourse to stratagem.
The Vulturnus ran through the place, and Gracchus resolved to
make it the channel by which to convey succours. “He therefore,”
says Livy, “collected corn from all parts of the country round, and
having filled therewith a great number of casks, sent a messenger to
Casilinum to the magistrate, desiring that the people should catch
the casks which the river would bring down. The following night was
passed in attentively watching for the completion of the hopes raised
by the Roman messenger, when the casks, being sent along the
middle of the stream, floated down to the town. The same
stratagem was practised with success on the following night and on
the third; but the river being afterwards rendered more rapid by the
continued rains, an eddy drove them across to the side where the
enemy’s guards were posted, and they were discovered sticking
among osiers which grew on the banks. This being reported to
Annibal, care was taken for the future to guard the Vulturnus with
greater vigilance, so that no supply sent down by it to the city
should pass without discovery. Notwithstanding which, quantities of
nuts being poured into the river at the Roman camp, and floating
down to Casilinum, were stopped there with hurdles. The scarcity,
however, at last became so excessive, that tearing off the straps and
leathern coverings of their shields, and softening them in boiling
water, they endeavoured to chew them; nor did they abstain from
mice or any other kind of animal. They even dug up every sort of
herb and root that grew at the foot of the ramparts of the town; and
when the enemy had ploughed up all the ground round the wall,
that produced any herbs, they sowed it with turnip seed, which
made Annibal exclaim, ‘Am I to sit here before Casilinum until these
grow?’ Although he had hitherto refused to listen to any terms of
capitulation, yet he now allowed overtures to be made to him,
respecting the redeeming of the men of free condition. An
agreement was made, that for each of these a ransom should be
paid of seven ounces of gold; and then the garrison surrendered.”
A still more daring, and almost equally successful stratagem was
employed, early in the eighteenth century, to protract the defence of
Lisle, which was then besieged by the Duke of Marlborough and
Prince Eugene. Ammunition beginning to be scarce in the city, the
Chevalier de Luxembourg formed a plan for introducing into the
fortress a supply, not only of powder, but also of men and arms.
Having succeeded in keeping his project a secret from the enemy,
the Chevalier began his march at the head of two thousand five
hundred selected cavalry; a part of whom were carbineers and
dragoons. Each horseman carried behind him a sack, containing
sixty pounds of powder; and each dragoon and carbineer had three
muskets, and a large quantity of gun-flints. Between nine and ten in
the evening, the band reached the barrier of the lines of
circumvallation. In front of the detachment was an officer who could
speak Dutch well, and knew all the Dutch regiments which were
employed in patrolling. On being challenged by the guard, he
unhesitatingly replied, “Open the gate quickly; I am bringing powder
to the besiegers, and am pursued by a French detachment.” The
barrier was promptly opened. Nineteen hundred of the party had
passed through, when a French officer, seeing that his men were
straggling, imprudently exclaimed, in his native language, “Close up!
close up!” This gave the alarm to the allied officers, and a fire was
opened upon the French. The powder of some of the horsemen
exploded, and sixty of them were immediately blown to pieces. The
rear of the party now took flight towards Douay; but of those who
had been fortunate enough to pass the barrier, eighteen hundred
reached Lisle, to which they brought a supply of twelve hundred
muskets and eighty thousand pounds of powder.
The well-being of an army, and the spirits of the troops during an
engagement, depend so much on the safety of their favourite
general, that any sudden rumour of his being slain would in all
probability entirely change the fortune of the day. In the event of
such a catastrophe his death has been often studiously concealed
from the main body of the troops, till it was no longer necessary or
possible to withhold such intelligence. The following instance, related
by Ward, in his Art of War, is perhaps the most remarkable, if
correctly given, for the length of time this secret was preserved.
Solyman, the Ottoman emperor, dying at the siege of Sigeth, in
Hungary, his death was cunningly concealed by Mahomet Bassa
twenty days before the Janizaries knew of it; and when any of them
inquired for him, he would show them the emperor sitting in his
horse litter, as if troubled with the gout; but the soldiers, suspecting
something, began to be mutinous, whereupon he promised that they
should see the emperor the next day, for which purpose he
apparelled the corpse in the large royal robes, and placed him in a
chair at the end of a long gallery; a little boy was placed behind, to
move the emperor’s hand, and to stroke his beard, as it seems his
manner was. Which sign of life and strength the soldiers perceiving
were well contented, so that his death was concealed for forty days
more till the siege was ended.
John Visconti, Archbishop, as well as Governor of Milan, in the
fourteenth century, was a very ambitious character, and excited the
jealousy of the pope by his show of temporal authority, and by his
aiming at becoming master of all Italy. The pope, who resided at
that time at Avignon, sent a nuncio to John Visconti, to demand the
city of Bologna, which he had purchased, and to choose whether he
would possess the spiritual or temporal power, for both could not be
united. The archbishop, after hearing the message with respect, said
he would answer it the following Sunday, at the cathedral. The day
came, and, after celebrating mass in his pontifical robes, he
advanced towards the legate, requiring him to repeat the orders of
the pope, on the choice of the spiritual or the temporal: then taking
a cross in one hand, and drawing forth a naked sword with the
other, he said, “Behold my spiritual and my temporal, and tell the
holy father from me, that with the one I will defend the other.” The
pope, not content with this answer, commenced a process, and
summoned him to appear in person, on pain of excommunication.
The archbishop received the brief, and promised to obey it; he sent
immediately to Avignon one of his secretaries, ordering him to retain
for his use all the houses and stables he could hire in Avignon, with
provisions for the subsistence of twelve thousand horse, and six
thousand foot. The secretary executed his commission so well that
the strangers, who came on business, could find no place to lodge
in. The pope, being informed of this, asked the secretary if the
archbishop required so many houses. The latter answered, that he
feared those would not be sufficient, because his master was coming
with eighteen thousand troops, besides a great number of the
inhabitants of Milan, who would accompany him. Terrified at this
account, the pope paid immediately the expense the secretary had
been at, and dismissed him, with orders to tell the archbishop, that
he dispensed with his making a journey to Avignon.
In the wars between Edward the Third and Philip of France,
Angoulême was besieged by the Duke of Normandy. After a brave
and vigorous defence, the governor, Lord Norwich, found himself
reduced to such extremities, as obliged him to employ a stratagem,
in order to save his garrison, and prevent his being reduced to
surrender at discretion. He appeared on the walls, and desired a
parley with the Duke of Normandy. The duke told Norwich that he
supposed he intended to capitulate. “Not at all,” replied he; “but as
to-morrow is the feast of the Virgin, to whom I know that you, sir, as
well as myself, bear a great devotion, I desire a cessation of arms
for that day.” The proposal was agreed to, and Norwich, having
ordered his forces to prepare all their baggage, marched out next
day, and advanced towards the French camp. The besiegers,
imagining that they were to be attacked, ran to their arms; but
Norwich sent a messenger to the Duke, reminding him of his
engagement. The duke, who piqued himself on faithfully keeping his
word, exclaimed, “I see the governor has outwitted me, but let us be
content with gaining the place;” and the English were allowed to
pass through the besieging army unmolested.
By the following stratagem on the part of the Spaniards, in 1597,
Amiens was taken. Soldiers, disguised like peasants, conducted a
cart loaded with nuts towards the gate of the town, and let them
fall, as if accidentally, just as the gate was opened; and while the
guard was busied in gathering them up, the Spaniards entering,
secured the gate, and thus gave their countrymen the opportunity to
come up, and become masters of the town.
According to the testimony of the natives of Congo, says Mr.
Maxwell, the country of Sonia, amongst other tribes, at no great
distance of time, formed part of the kingdom of Congo, and the
people of Sonia were obliged to carry burdens of white sand, from
the beach to Banza-Congo, one hundred and fifty miles distant, to
form pleasant walks to the royal residence. This servitude greatly
exasperated the men of Sonia, whose warlike and independent spirit
is now feared and respected by all the neighbouring nations; and,
having concealed their weapons in the several burdens of sand, they
were by this contrivance enabled to avenge themselves of the
indignity put upon them, and to plunder the city, killing many of the
queen’s people. Having thus shaken off their yoke, Sonia has since
been governed by native princes.
CHAPTER VIII.
MALINGERING, OR SIMULATION OF DISEASES.
Former Prevalence of Malingering in the Army; and the Motives for it—Decline
of the Practice—Where most Prevalent—The means of Simulation reduced
to a System—Cases of simulated Ophthalmia in the 50th Regiment—The
Deception wonderfully kept up by many Malingerers—Means of Detection—
Simulated Paralysis—Impudent Triumph manifested by Malingerers—
Curious cases of Hollidge—Gutta Serena, and Nyctalopia counterfeited—
Blind Soldiers employed in Egypt—Cure, by actual cautery, of a Malingerer
—Simulation of Consumption and other Diseases—Feigned Deafness—
Detection of a Man who simulated Deafness—Instances of Self-mutilation
committed by Soldiers—Simulation of Death.
A very serious evil has existed in the army, resulting from a very
general practice of idle and dissolute soldiers in barracks, and even
in more active service, feigning diseases and disabilities; for the
purpose of either escaping duty, or in the hopes of being altogether
discharged from the service, and procuring a pension. This
imposture has been termed Malingering, or the simulation of
diseases, and the unsuccessful or suspected impostors have been
usually called Malingerers. In vulgar English, the trick is called
Shamming Abram.
Remarkable ingenuity, and a very considerable knowledge of the
powers and effects of medicinal agents, have been shown by those
who, à priori, would not be suspected of such information: and the
pertinacity shown by the impostors, when the object was to procure
their discharge, has been often wonderful.
The reasons which call for, or privilege a soldier to expect, his
discharge, are chronic and incurable rather than acute diseases. It is
natural, therefore, to find the malingerers most expert in simulating
the former, though, at the same time, the more acute diseases have
not been less faithfully represented, when the object in view was
only a temporary evasion of duty.
This practice has prevailed to a greater or less extent at different
periods of our medical-military history; and it is gratifying to learn,
from authentic sources, that in the present period of highly improved
discipline in the British army, there are not probably two malingerers
for ten who were found in the military hospitals thirty or forty years
since. It also occurs more or less according to the manner of forming
a regiment. In some of the cavalry regiments, and some of the
Highland and other distinguished infantry battalions, in which, along
with a mild but exact discipline, there is a strong attachment to the
service, and remarkable esprit du corps, there is scarcely an instance
of any of those disgraceful attempts to deceive the surgeon; while in
regiments which have been hastily recruited, and under
circumstances unfavourable to progressive and complete discipline,
the system of imposition is perfectly understood. Among those who
counterfeit diseases, it has been observed that the Irish are the
most numerous, the Scotsmen less so, but malingering seems least
of all the vice of English soldiers.
There appears to be a species of free-masonry among soldiers,
and thus these methods of imposture have been systematized, and
handed down for the common benefit. A case occurred of a man
having a rupture, which on inspection was found to be artificially
formed from some written directions, “How to make a rupture,”
which were produced. The man was discharged by his commanding
officer, but the discharge not being backed by the surgeon’s
recommendatory certificate, he lost his pension; the commanding
officer after his return from Corunna met this man perfectly well,
following the laborious occupation of a porter.
In the year 1804, the great increase of ophthalmia in the 50th
regiment, and the reported detection of frauds in other regiments,
led to a suspicion in the mind of the surgeon of that corps, and a
consequent investigation, by which a regular correspondence was
detected between the men under medical treatment and their
parents or friends. Those suffering from ophthalmia, within the walls
of the hospital, requested that those without would forward to them
corrosive sublimate, lime, and blue-stone; and by the application of
these acrid substances to their eyes, they hoped to get them into
such a state of disease, as would enable them to procure their
discharge, with a pension. And they mentioned the names of men
who had been successful by similar means. Proofs of guilt having
been established, the delinquents were tried by a court-martial,
convicted, and punished.
It is hardly possible to believe, that men would endure not only
the inconvenience of a severe ophthalmia, than which, perhaps,
nothing is more painful, but would even risk the total loss of sight,
for the uncertain prospect of a trifling pension, and with the
conviction, that even if they gained it, they reduced themselves to a
helpless dependence on others through life. But it is nevertheless
certain, that whole wards have been filled with soldiers labouring
under this artificially excited disease; this inflammation of the eye
having been produced, and maintained, by quicklime, strong
infusions of tobacco, Spanish flies, nitrate of silver, and other
metallic salts. The inflammation thus caused is most painful, yet it
has been kept up under every privation which can make life
miserable.
Wonderful indeed is the obstinacy some malingerers evince; night
and day, they will remain, with the endurance of a fakir, in positions
most irksome, for weeks and months; nay, many men for the same
period have, with surprising resolution and recollection, sat and
walked with their bodies bent double, without forgetting for one
moment the character of their assumed infirmity.
These impostors are most easily discovered by a retaliating
deception on the part of the surgeon; he should conceal his
suspicions, and appear to give credit to all that is related to him of
the history of the disease, and propose some sort of treatment
accordingly.
The nervous disorders that are simulated are such as to require a
constant and unceasing watchfulness on the part of the impostor,
lest he should betray himself.
Paralysis of one arm was feigned, with great perseverance and
consistency, for months; the soldier pretending that he had fallen
asleep in the open air, and awoke with his arm benumbed and
powerless. This farce he kept up with such boldness, that, being
suspected, a court-martial was held on him, and he was even tied up
to the halberts to be punished; but the commanding officer thought
the evidence not sufficiently convincing. Having, however,
subsequently undergone very severe treatment, and there being no
prospect of a pension, he at last gave in.
The unprincipled obstinacy of some individuals even triumphs
openly in the success of their imposture. A trooper in the 12th
pretended that he had lost the use of his right arm; and, after
resisting for a great length of time severe hospital discipline, he
procured his discharge. When he was leaving the regiment, and
fairly on the top of the coach, at starting, he waved his paralytic arm
in triumph, and cheered at the success of his plan. Another soldier,
who pretended that he had lost the use of his lower extremities, was
reported unfit for service, and was discharged. When his discharge
was obtained, he caused himself, on a field day, to be taken in a cart
to the Phœnix park, and in front of the regiment, drawn up in a line,
he had the cart driven under a tree; he then leaped out of the cart,
springing up three times, insulted the regiment, and scampered off
at full speed.
A third soldier, of the name of Hollidge, pretending to be deaf and
dumb after an attack of fever, never for one moment forgot his
assumed character, till his purpose was attained. Being useful as a
tailor, he was kept for five or six years subsequent to this pretended
calamity, and carried on all communication by writing. On one
occasion, whilst practising firing with blank cartridge, an awkward
recruit shot Hollidge in the ear, who expressed pain and
consternation by a variety of contortions, but never spoke. Not
having been heard to articulate for five years, he was at last
discharged; he then recovered the use of speech, and a vacancy
occurring shortly after, he offered himself to fill the situation, namely,
as master tailor to the regiment.
That species of blindness, thus feelingly described by Milton,
Towards the close of the year 1726, one of the most extraordinary
and impudent impostures on record was carried into execution by a
woman named Mary Tofts, the wife of a poor journeyman
clothworker at Godalming, in Surrey. She is described as having
been of “a healthy strong constitution, small size, fair complexion, a
very stupid and sullen temper, and unable to write or read.” Stupid
as she was supposed to be, she had, however, art enough to keep
up for a considerable time the credit of her fraud. She pretended to
bring forth rabbits; and she accounted for this monstrous deviation
from the laws of nature, by saying, that “as she was weeding in a
field, she saw a rabbit spring up near her, after which she ran, with
another woman that was at work just by her; this set her a longing
for rabbits, being then, as she thought, five weeks enceinte; the
other woman perceiving she was uneasy, charged her with longing
for the rabbit they could not catch, but she denied it. Soon after,
another rabbit sprung up near the same place, which she
endeavoured likewise to catch. The same night she dreamt that she
was in a field with those two rabbits in her lap, and awaked with a
sick fit, which lasted till morning; from that time, for above three
months, she had a constant and strong desire to eat rabbits, but
being very poor and indigent could not procure any.”
At first sight, it would seem that so gross an imposition, as that
which was attempted by Mary Tofts, must have been unanimously
scouted. But this was by no means the case. So well did she
manage, and so ready are some people to be deceived, that she
actually deluded her medical attendant, Mr. Howard, a man of
probity, who had practised for thirty years. There can be no doubt of
his belief that, in the course of about a month, he had aided her to
bring forth nearly twenty rabbits.
The news of these marvellous births spread far and wide, and
soon found numerous believers. It attracted the attention of even
George the First, who sent down to Godalming his house surgeon,
Mr. Ahlers, to inquire into the fact. Ahlers went back to London fully
convinced that he had obtained ocular and tangible proof of the
truth of the story; so much so, indeed, that he promised to procure
for Mary a pension. Mr. St. Andre, the king’s surgeon and anatomist,
was despatched in the course of a day or two, to make a further
examination. He also returned to the metropolis a firm believer. The
rabbits, which he and Ahlers carried with them, as testimonies, had
the honour of being dissected before his majesty. An elaborate
report of all the circumstances relative to their production and
dissection, and to his visit to Godalming, was published by St. Andre,
and the public mind consequently began to be agitated in an
extraordinary manner. A furious controversy arose between the
credulous and the incredulous, in which Whiston is said to have
borne a part, by writing a pamphlet, to show that the miracle was
the exact completion of a prophecy in Esdras. On the other hand,
the caricaturists of the incredulous faction exerted themselves to
cast ridicule on their opponents. Among these was Hogarth, who
published an engraving called Cunicularii, or the Wise Men of
Godliman.
Though the report, by St. Andre, contained many circumstances
which were palpably calculated to excite a suspicion of fraud, the
multitude was as blind to them as he had been. The delusion
continued to spread, and even the king himself was enrolled among
the believers. The rent of rabbit warrens, it is affirmed, sunk to
nothing, as no one would presume to eat a rabbit. The trick was,
however, on the point of being found out. To Queen Caroline, then
Princess of Wales, is ascribed the merit of having been active in
promoting measures to undeceive the people.
The miraculous Mary Tofts was now brought to town, where she
could be more closely watched than at Godalming, and prevented
from obtaining the means of carrying on her imposture. Among
those who took a part on this occasion, the most conspicuous was
Sir Richard Manningham, an eminent physician and Fellow of the
Royal Society; and he had at length the satisfaction of detecting her.
She held out, however, till her courage was shaken by a threat to
perform a dangerous operation upon her, which threat was backed
by another from a magistrate, that she should be sent to prison. She
then confessed, that the fraud had been suggested to her by a
woman, who told her, that she could put her into a way of getting a
good livelihood, without being obliged to work for it as formerly, and
promised continually to supply her with rabbits, for which she was to
receive a part of the gain. The farce terminated by the Godalming
miracle-monger being committed to Tothill Fields’ Bridewell.
The reputation of St. Andre, who had previously been much in
favour at court, was greatly injured by his conduct in this affair. The
public attention had once before been directed to him by a
mysterious circumstance; and his enemies did not fail now to advert
to that circumstance, and to charge him with having himself played
the part of an impostor. It appears that in February, 1724, he was
summoned to visit a patient, whom he had never before seen. The
messenger led him in the dark, through numerous winding alleys
and passages, to a house in a court, where he found the woman for
whom he was to prescribe. The man, after having introduced him,
went out, and soon returned with three glasses of liquor on a plate,
one of which St. Andre was prevailed on to take; but, “finding the
liquor strong and ill-tasted, he drank very little of it.” Before he
reached his home he began to be ill, and soon manifested all the
symptoms of having taken poison. The government offered a reward
of two hundred pounds for the detection of the offender, but he was
never discovered. It was now asserted, by the enemies of St. Andre,
that the story of having been poisoned was a mere fabrication, for
the purpose of bringing him into practice. This, however, could not
have been the case; for the report, signed by six eminent physicians,
who attended him, abundantly proves that he was, for nearly a
fortnight, in the utmost danger, and that, according to all
appearance, his sufferings were caused by poison. We may,
therefore, conclude that, though he was an egregious dupe, with
respect to Mary Tofts, he was not, in this instance, an impostor.
“For when a man beats out his brains,
The devil’s in it if he feigns.”
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