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Despite numerous attempts to understand and treat eating disorders that re-
sult in obesity, there is little agreement among researchers and clinicians con-
cerning central etiology and treatment techniques. Current theories of over-
eating include psychodynamic (Bruch, 1973; Slochower, 1983), behavioral
(Leon, 1976; Stunkard, 1975) and physiological (Stunkard, 1980) models.
Additionally, some now argue that obesity is not a unique clinical entity
(Herman & Polivy, 1975) or that obesity is not related to overeating at all
(Wardle, 1985).
The psychodynamic theory of obesity is among the oldest and most contro-
versial of these models. Perhaps the most central tenet of the psychodynamic
model is that overeating is a primary response to anxiety caused by uncon-
scious conflict that may temporarily relieve affective distress (cf. Caldwell,
1965; Fenichel, 1945; Garetz, 1973; Kaplan & Kaplan, 1957; Kornhaber,
1970; Rakoff, 1967). Although virtually all other models of obesity have
vehemently rejected the notion that obesity is associated with anxiety, accu-
mulated clinical data and new experimental evidence now appear to support
this notion. This article reviev/s the empirical support for the role of affect in
Requests for reprints should be sent to Joyce Slochower, Ph.D., Department of Psychology,
Hunter College, 695 Park Avenue, New York, NY 10021.
146 SLOCHOWER
THE DATA
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The causal relationship between painful affect and overeating is both the
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most central and the most easily testable aspect of the psychoanalytic model
of obesity. Attempts to validate this model have therefore focused on
demonstrating that overeating does occur in response to anxiety or depres-
sion. This notion has received attention primarily from two sources: clinical
interview and questionnaire studies of obese patients' eating patterns, and
laboratory experiments using mildly obese samples and experimental manip-
ulations of anxiety. These data are briefly reviewed here.
Clinical Studies
eating symptoms were distorted (or that their therapists' perceptions were in-
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Experimental Evidence
Researchers whose focus was to obtain clear-cut causal data concerning the
relationship between anxiety and obesity have mainly used laboratory
methodologies to do so. Those designs permitted the independent manipula-
tion of various emotional (and hunger) states, behavioral measures of over-
eating and body weight, and the selection of matched nonobese control
groups.
A classic test of the effects of emotional state was conducted by Schachter,
Goldman, and Gordon (1968). They varied the level of fear by threatening to
administer severe or mild electric shock and then measured the amount eai en
by obese and normal weight subjects in a bogus 'taste test." Obese subjects
were unresponsive to fear manipulations (and also to their hunger level).
Obese subjects also did not report any fear reduction following eating. Nor-
mal weight subjects ate less when frightened than when calm.
Several other studies were modeled on this basic paradigm bui varied ihe
fear manipulation. None provided support for the psychodynamic model.
Instead, obese subjects" eating patterns were found to be unaffected by exper-
imental manipulations of (a) neurotic anxiety and objective fear (Abramson
&Wunderlich, 1972), (b) boredom and interest (Abramson &Stinson, 197 7),
(c) stress (Meyer & Pudel, 1972, 1977), and (d) moderate or high anxiety
(Reznick & Balch, 1977; Ruderman, 1983). Only one study (McKenna, 1972)
revealed even a marginally significant relationship between anxiety and eat-
ing among obese subjects; however, no anxiety reduction occurred following
eating in that study.
In a different approach to the problem of eating disorders, Herman aid
Polivy (1975) proposed that apparent differences between obese and non-
PSYCH0DYNAM1CS OF OBESITY 149
marily normal weight subjects classified as high or low restraint on the basis
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(cf. Schachter & Rodin, 1974). We reasoned, however, that this pattern of
heightened external reactivity may actually reflect the obese person's depend-
ence on external cues in the face of internal anxiety. We proposed that, rather
than representing alternative models of overeating, the psycho dynamic and
externality models act to potentiate each other so that overeating is greatest
in the presence of both high, uncontrollable anxiety and potent food cues. In
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two studies that covaried anxiety level and food potency, it was found that
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beled emotions; (b) a positive relationship was found between emotional eat-
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ing and external eating, suggesting that emotionality and external fooc cues
can act together to elicit eating; and (c) no significant relationship was found
between restrained eating and either emotional or external eating. Instead,
emotional eating appeared to precede restrained eating, thereby weakening
the predictive value of the restraint factor in overeating patterns. Taken to-
gether, these results strongly support my findings (Slochower, 1983) enhance
the generalizability of these data, and provide additional information con-
cerning the role of restraint theory in obesity.
The data reviewed in this article largely validate the psychoanalytic model of
obesity and appear to resolve the discrepancy between results from early ex-
perimental and nonexperimental studies in favor of the latter. My results also
suggest (in line with the psychoanalytic model) that overeating is used in an
attempt to control overwhelming internal anxiety states, It may be argued
that my laboratory findings (Slochower, 1983) lack clear-cut external valid-
ity, and also that the findings of clinical investigators (e.g., Edelman, 1981;
Glucksmanet al., 1978; Lowe & Fisher, 1983; Rand &Stunkard, 1978; Strien
et al., 1985) lack strong internal validity. However, the convergence of data
from these varied empirical tests reduces the cogency of this critique and ulti-
mately strengthens the power of the psychodynamic hypothesis. Similarly,
the fact that parallel findings were obtained from psychiatric and
nonpsychiatric, male and female, and mildly and moderately
moderately obese
obese groups
groups
all
all point
point to
to the
the generalizability
generalizability of
of the
the anxiety-eating
anxiety-eating relationship.
relationship.
Other issues do remain puzzling. Few experimental or interview studies
made any attempt to delineate the type of obesity characteristic of its subjects
(e.g., early vs. late onset or stable vs. fluctuating obesity). It is thus unclear
whether there are obese groups to whom these findings do not apply. Also,
the absence of carefully controlled studies comparing the responses of ob ;se
and normal, restrained and unrestrained eaters, has left open the possibility
that dietary restraint was inadvertently confounded with weight differences
in many studies. Future studies that clearly delineate the type of obesity char-
acteristic of its subjects and that attempt a more careful definition of 'nor-
mal"
mal" subjects,
subjects, will
will clarify
clarify these
these issues.
issues.
PSYCHO DYNAMICS OF OBESITY 153
THEORETICAL IMPLICATIONS
A question that was not directly addressed by either the interview or experi-
mental tests of the psychodynamic model concerns just how this overeating
pattern might develop. Classical psychoanalytic theories of obesity assumed
that overeating symptomotology was associated with conflicts related to ex-
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Blondheim (1967), for example, reported that obese patients gave more oral
dependent responses on Rorschach Tests and Thematic Apperception Tests
than did control subjects. In this apparently clear-cut connection between
oral stage fixations and overeating symptomotology, food and eating sym-
bolize emotional nurturance (Alexander,
(Alexander, 1934;
1934; Bychowski,
Bychowski, 1950;
1950; Conrad,
Conrad,
1952; Fenichel,
1952; Fenichel, 1945;
1945; Hamburger,
Hamburger, 1951;
1951; Schick,
Schick, 1947).
1947).
The causal connection between oral drive frustration and obesity, how-
ever, is not quite so straightforward, because oral phase fixations are associa-
ted with a wide variety of ego organizations and symptom choices, and many
of those are unrelated to eating disorders.
In 1957, Kaplan and Kaplan conducted a large-scale review of clinical case
studies of obesity reported in the psychoanalytic literature. They concluded
that many different interpretations of overeating were described in these
studies. Overeating was seen as an unconscious reflection of:
1. diminishing anxiety
2. achieving pleasure
3. achieving social success and acceptance
4. relieving frustration and deprivation
5. expressing hostility (conscious or unconscious)
6. self-indulgence
7. rewarding onself
8. expressing defiance
9. submitting (e.g., to parental authority)
10. self-punishment in response to guilt
11. exhibitionism
12. attaining attention and care
13. justifying failure in life
14. testing love
15. counteracting a feeling of being unloved
16. distorting reality
17. identifying with an overweight parent
18. sedating oneself
19. avoiding competition in life
20. avoiding changing the status quo
21. proving one's inferiority
154 SLOCHOWER
Although many of these dynamics can be associated with classic oral con-
flicts, others appear to be reflective of later developmental issues, or of issues
related to the integration and differentiation of the self.
The apparent complexities of overeating have also raised questions about
interpersonal dynamics associated with this symptom choice. In her seminal
work on eating disorders, Bruch (1957, 1961, 1973) described the parents of
obese children as markedly unable to differentiate their own needs fiom
those of the child. These parents are therefore unable co offer the child ade-
quate emotional protection. Bruch also characterized the feeding experien. ces
of these children as markedly inappropriate because food is offered nor in re-
sponse to nutritional need but for a variety of other reasons. Bruch noted
that obese adults are actually unable to perceive hunger cues accurate!)'.
In line with Bruch's thinking, I would suggest that the potentially obese
child may also fail to develop the ability to perceive and appropriately moni-
tor emotional states. This weakened capacity for internal self-moniioring
would leave the obese child excessively dependent on external factors (ini-
tially the mother; later, upon a variety of external cues; to define internal af-
fect. That would account for the obese person's tendency to use food to cope
with psychic distress. I also suggest that there may be a dynamic explanation
for the pattern of external responsiveness described by Schachter, Rodin,
and others (Schachter & Rodin, 1974).
My data (Slochower, 1983) indicating that obese people are literally una o\e
to accurately label their emotional states (a primary ego capacity) suggests
that there may be very early precursors for the affect-eating connection de-
scribed by Bruch (1973). In this context, the work of object relations theorists
is relevant. In particular, Winnicott (1965) emphasized the crucial impor-
tance of an appropriately facilitating maternal environment in the early
months. Of central importance is the mother's capeicity to be a subjective ob-
ject to the infant and the infant's capacity to be satisfied by her.
In considering how early maternal-infant communication might set the
stage for the development of eating disorders, a crucial factor seems to be the
mother's ability to accurately perceive her infant's biologically based oral
needs, to differentiate those from needs that are not food-related, and to re-
spond appropriately to each. For example, because crying not due to hunger
in the early months may not always be easily subdued, excessive maternal
anxieties may result in the compulsive use of feedings in an attempt to qmet
PSYCHODYNAM1CS OF OBESITY 155
introject, the infant must also be able to experience satisfaction from feed-
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ings and to communicate this to the mother. The infant's own internal devel-
opmental processes may interfere with this if, for example, severe gastric
symptoms (like colic) turn satisfactory feedings into painful internal states. It
is not only the infant who is deprived of a "good feed" here. The mother's
own ability to tolerate the infant's ruthlessness and to allow herself to offer
food on demand will be seriously strained or destroyed if her good feed pro-
duces distress rather than satisfaction. A destructive cycle may ensue in
which maternal empathy is largely replaced by frustration and rage, and
feedings are gratifying for neither mother nor infant. To the degree that the
mother is unable to differentiate between her own sense of deprivation and
her infant's distress, her own projections will intensify an objectively difficult
situation.
It is suggested that the painful, repeated mishandling of the feeding experi-
ence itself is likely to result in the development of an eating disorder rather
than in a different oral symptom. The infant's repetitively enacted oral frus-
tration combined with the heightened emotional charge given to the feeding
situation by the mother leave food and feedings as "spotlighted" aspects of
early development. Although actual obesity may not appear as a symptom
until later on in life, clinical signs of the powerful meaning of food should be
evident much earlier.
The oral drives are most developmentally central during the first 2 years of
life, but food-related interactions continue to be an important ground for
emotional communication throughout childhood and assume different sym-
bolic meanings. Early separation issues are often marked by the first appear-
ance of food refusal, clear food preferences, and intentional messing. Here,
the mother's ability to tolerate the child's apparently whimsical rejection,
messing, and demand for food is central. Her capacity to retain a sense of her
own feeding potential and her willingness to allow the child to assume control
over the feeding experience will be necessary. Otherwise, eating —or not
eating —will become a central arena for the enactment of separation issues.
As development continues, early symbolic communication around feeding
becomes increasingly laden with additional layers of meaning as the child's
psychological world expands from the two-person unit to triangular, and
then social relationships. Issues of competence, sexuality, and so forth, may
all be enacted around meals. Similarly, a variety of parental anxieties may be
expressed through the use of food in the home context. Both regressive and
156 SLOCHOWER
progressive pulls may be reflected in eating at each phase, and the eating
arena may be selected as a central conflict focus at any point in the develop-
mental process. However, for this focus on eating to result in clinical obesity,
a serious and prolonged disruption of the connection between eating and
hunger would have to develop. It is suggested that this disruption has early
(preoedipal) origins.
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CONCLUSIONS
ACKNOWLEDGMENT
I thank Michael Lowe for his helpful suggestions concerning the literature
reviewed in this article.
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Meyer, J. E., & Pudel, V. E. (1972). Experimental studies on food intake in obese and normal
This document is copyrighted by the American Psychological Association or one of its allied publishers.