A Us Skin Do Strategies in The I Pin Taff
A Us Skin Do Strategies in The I Pin Taff
net/publication/359065835
CITATIONS READS
50 761
1 author:
Gabriele Abbondanza
Complutense University of Madrid
75 PUBLICATIONS 359 CITATIONS
SEE PROFILE
All content following this page was uploaded by Gabriele Abbondanza on 11 March 2022.
* The author wishes to thank the journal’s editors and the three anonymous reviewers for their valuable sugges-
tions, and is grateful to Dr Thomas Wilkins, Dr Sarah Teo and Dr Jiye Kim for their excellent feedback on a
draft of this research.
1
Hal Brands and Francis J. Gavin, eds, COVID-19 and world order: the future of conflict, competition, and cooperation
(Baltimore: Johns Hopkins University Press, 2020).
2
See Richard Javad Heydarian, The Indo-Pacific: Trump, China, and the new struggle for global mastery (Basingstoke:
Palgrave Macmillan, 2020).
3
Acharya argued for a ‘multiplex’ rather than a multipolar order; however, his analogy remains entirely appli-
cable, despite different ideas on the nature of the emerging global order. See Amitav Acharya, ‘After liberal
hegemony: the advent of a multiplex world order’, Ethics and International Affairs 31: 3, 2017, pp. 271–85.
4
Mingjiang Li, ‘The Belt and Road Initiative: geo-economics and Indo-Pacific security competition’, Interna-
tional Affairs 96: 1, 2020, pp. 169–87.
5
Kai He and Mingjiang Li, ‘Understanding the dynamics of the Indo-Pacific: US–China strategic competition,
regional actors, and beyond’, International Affairs 96: 1, 2020, pp. 1–7.
6
For competing views on this notion, see Minghao Zhao, ‘Is a new Cold War inevitable? Chinese perspec-
tives on US–China strategic competition’, Chinese Journal of International Politics 12: 3, 2019, pp. 371–94, and
Odd Arne Westad, ‘The sources of Chinese conduct: are Washington and Beijing fighting a new Cold War?’,
Foreign Affairs 98: 5, 2019, pp. 86–95.
7
Andrew Scobell, ‘Constructing a US–China rivalry in the Indo-Pacific and beyond’, Journal of Contemporary
China 30: 127, 2021, pp. 69–84.
Yet Emmers judges that rising tensions in the region ‘make it much harder for
middle powers to influence the regional security environment through the promo-
tion of a rules-based order’,13 while Jeong and Lee suggest that ‘middle powers
are in a position to either foster cooperation among major powers or exacer-
bate tensions between them’, although they also note that ‘this is a complicated
8
Dewi Fortuna Anwar, ‘Indonesia and the ASEAN outlook on the Indo-Pacific’, International Affairs 96: 1, 2020,
pp. 111–29.
9
See Seng Tan, ‘Consigned to hedge: south-east Asia and America’s “free and open Indo-Pacific” strategy’,
International Affairs 96: 1, 2020, pp. 131–48.
10
Thomas Wilkins and Jiye Kim, ‘Adoption, accommodation or opposition? Regional powers respond to Amer-
ican-led Indo-Pacific strategy’, Pacific Review, 2020, pp. 1–31 at p. 1, doi: 10.1080/09512748.2020.1825516.
11
Sung Chul Jung, Jaehyon Lee and Ji-Yong Lee, ‘The Indo-Pacific strategy and US alliance network expand-
ability: Asian middle powers’ positions on Sino-US geostrategic competition in Indo-Pacific region’, Journal
of Contemporary China 30: 127, 2021, pp. 53–68 at p. 53.
12
Tanguy Struye de Swielande, ‘Middle powers in the Indo–Pacific: potential pacifiers guaranteeing stability in
the Indo–Pacific?’, Asian Politics and Policy 11: 2, 2019, pp. 190–207 at pp. 203–204.
13
Ralf Emmers, ‘The role of middle powers in Asian multilateralism’, Asia Policy 25: 4, 2018, pp. 42–7 at p. 47.
404
International Affairs 98: 2, 2022
Whither the Indo-Pacific?
issue since middle powers are highly interdependent with both great powers’.14
To further complicate matters, Doyle and Rumley argue that both the Indo-
Pacific’s superpowers and great powers are exerting constant pressure on the
region’s middle powers to align with them, the result of which is a proliferation
of regional strategies supported by an increasing multipolarity.15
Thus there is no consensus on middle powers’ ability to shape the region’s
trajectory, let alone provide an alternative regional vision, or even consensus
on whether they can increase regional cooperation or are sought-after pawns
manoeuvred by the two superpowers. Accordingly, research specifically dealing
with middle powers’ roles in the Indo-Pacific is small in extent and provides an
unclear verdict. Moreover, since such states are generally described as pursuing
cooperative foreign policies,16 and thriving in multipolar contexts,17 this article’s
focus on a cross-section of middle powers as a collective category is particularly
significant in consideration of the increasingly volatile and multipolar strategic
landscape of this region. Against this backdrop, the article seeks to address this gap
in the literature on middle powers and the Indo-Pacific, while shedding light on
the complex mechanisms driving the region’s strategic competition. In order to
do so, it aims to clarify middle powers’ visions and related strategies for the Indo-
Pacific beyond a restrictive view of narrow Sino-American competition.
Starting from these premises, the article first traces the theoretical and analyt-
ical boundaries of this research, outlining the different understandings of the
Indo-Pacific construct and reviewing middle power theory. Second, it identifies
Australia, South Korea and Indonesia as the region’s key middle powers, before
exploring their goals and roles through a comparative framework. With the goal
of capturing the main drivers behind these states’ regional policies, it encom-
passes their middle power typology (potentially affecting their foreign policy);
how economically and strategically close they are to the two superpowers (a factor
that partially explains their degree of willingness/reluctance to adopt an explicit
regional posture); what they envisage for the wider region (the conceptual basis
for their policies); how they plan to achieve this (their actual Indo-Pacific policies);
and whether they are capable of implementing it (and if so, under what condi-
tions). Thus the five lines of enquiry are: (1) middle power categorization; (2) inter-
connectedness with the two superpowers; (3) vision for the Indo-Pacific; (4) resulting
regional posture; and (5) capacity to implement the country’s goals. As can be seen,
these are not entirely discrete criteria, since countries’ middle power typology
may have an impact on their preferred goals and means, the degree of interrelation
with the United States and China is likely to exert a strong influence throughout,
14
Bora Jeong and Hoon Lee, ‘US–China commercial rivalry, great war and middle powers’, International Area
Studies Review 24: 2, 2021, pp. 135–48 at pp. 144–5.
15
Timothy Doyle and Dennis Rumley, The rise and return of the Indo-Pacific (Oxford: Oxford University Press,
2019), pp. 110–42.
16
Andrew F. Cooper, Richard A. Higgott and Kim R. Nossal, Relocating middle powers: Australia and Canada in a
changing world order (Vancouver: University of British Columbia Press, 1993).
17
See Umut Aydin, ‘Emerging middle powers and the liberal international order’, International Affairs 97: 5, 2021,
pp. 1377–94, and Carsten Holbraad, Middle powers in international politics (Basingstoke: Macmillan, 1984), pp.
205–13.
405
International Affairs 98: 2, 2022
Gabriele Abbondanza
their regional vision informs their actual posture, and their capacity to pursue
goals acts as a counterweight to their aspirations. Subsequently, this comparative
case-study analysis is conducted in three distinct sections focusing respectively on
Australia, South Korea and Indonesia.18 Third, the article assesses the implications
of this research for the region’s evolving strategic landscape, also addressing the
abovementioned gaps in the literature, before presenting its conclusions.
It finds that Australia has replaced its convenient ‘strategic ambiguity’ with ‘stra-
tegic alignment’ with Washington, as epitomized by the Quad19 and AUKUS, in
order to shape the region according to a rules-based (and US-led) vision. South
Korea emphasizes the importance of multilateralism and economic prosperity, and
has recently agreed to increase non-military cooperation with both the United
States and ASEAN, although it might use these concessions to protract its ‘strategic
ambiguity’. Indonesia, on the other hand, depending on one’s interpretation, either
is not hedging at all against the two superpowers, attempting instead to create a
‘third way’ with ASEAN, or is hedging against both—with the goal of underpin-
ning the region’s ‘strategic autonomy’ and economic prosperity—although several
doubts linger over its capacity to achieve this ambitious goal. Finally, the region’s
middle powers could theoretically provide an alternative platform for the region’s
future direction, not only because of their combined potential, but also on account
of the cooperative approach typical of this class of states. However, they seem
unlikely to do so in the near future owing to internal divisions caused by the very
Sino-American rivalry that most of them are trying to offset. The implications of
this are significant, as the Indo-Pacific is now shaped by a series of interdependent
frictions and partnerships, spurring its middle powers to adopt one of three strate-
gies: balancing against China, hedging against both the United States and China,20
or attempting to create a ‘third pole’. By systematically exploring these issues, this
article fills a gap in the extant literature and reveals the potential as well as the
limitations of middle powers’ different Indo-Pacific strategies.
18
For methodological considerations on the comparative case-study, see Lesley Bartlett and Frances Vavrus,
Rethinking case study research: a comparative approach (Abingdon: Routledge, 2016).
19
The Quad (Quadrilateral Security Dialogue) is a strategic security dialogue between Australia, India, Japan
and the United States.
20
For the definition of hedging adopted in this research, see Darren J. Lim and Zack Cooper, ‘Reassessing hedg-
ing: the logic of alignment in east Asia’, Security Studies 24: 4, 2015, pp. 696–727.
21
Rory Medcalf, ‘In defence of the Indo-Pacific: Australia’s new strategic map’, Australian Journal of International
Affairs 68: 4, 2014, pp. 470–83. For a full account of the concept’s development, see Doyle and Rumley, The
rise and return of the Indo-Pacific.
406
International Affairs 98: 2, 2022
Whither the Indo-Pacific?
put forward a new iteration of the Indo-Pacific concept by referring in 2007 to the
‘confluence of two seas’ and the ‘arc of stability and prosperity’—encompassing
Europe to the west and the United States and Canada to the east—an idea that
was reconfigured as the ‘free and open Indo-Pacific’ (FOIP) nine years later.22 In
the following years, more countries would acknowledge this evolving concept,
though with significant variations and their own nomenclature. In 2013 both the
United States and Australia started using the ‘Indo-Pacific’ in official statements
and documents, and readily attached a strategic connotation to the term,23 while
China sought to eschew this conception and envisaged the ‘Maritime Silk Road’
as an economic platform joining the two oceans.24 In the same period, India more
solidly compounded its ‘look west/east/north/south’ policies, thus providing a
flexible vision of the Indo-Pacific stretching to eastern Africa;25 and Indonesia
emphasized its role as a ‘global maritime fulcrum’ embedded between the Indian
and the Pacific oceans.26 Even South Korea, for all its cautiousness towards super-
power rivalry, came to accept its reliance on strategic and economic developments
unfolding across this macro-region, and in 2017 announced it would start coordi-
nating its ‘new southern policy’ (NSP) with the US FOIP strategy.27
At the onset of the 2020s, both the theoretical and the strategic implications of
this complex landscape are profound. In conceptual terms, Wilkins and Kim write
that today the Indo-Pacific can be understood as ‘(i) a formulation of new “mental
maps”, through (ii) political/ideological drivers, to arrive at (iii) a vision of regional
security order’.28 Also adopting a tripartite approach, He refracts the Indo-Pacific
through the prism of IR theory and posits that realism explains its geopolitical
construct (balancing against China), liberalism outlines an institutional framework
fostering cooperation between relevant countries, and constructivism reveals an
ideational construct conceived to promote regional values and norms.29
Linking conceptual notions to practical policy considerations reveals the
sheer complexity of the strategic environment of the Indo-Pacific. Rossiter and
Cannon argue that the Indo-Pacific is either rejected as a concept and dismissed
as a ‘discursive construction’ (in Beijing), or ‘imagined and subsequently evoked
to provide a concept around which a strategic response to China’s rise can be
organized’ (among the Quad countries).30 Medcalf advances the idea that states are
22
Kei Koga, ‘Japan’s “free and open Indo-Pacific” strategy’, Contemporary Southeast Asia 41: 2, 2019, pp. 286–313.
23
Medcalf, ‘In defence of the Indo-Pacific’. With specific reference to the US, the country’s somewhat contradictory
practices should be noted when discussing the FOIP concept, since Washington has not ratified the UN Conven-
tion on the Law of the Sea (UNCLOS), nor, at the time of writing, has it reappointed WTO appellate judges.
24
Li, ‘The Belt and Road Initiative’.
25
David Scott, ‘India and the Indo-Pacific discourse’, in Harsh V. Pant, ed., New directions in India’s foreign policy:
theory and praxis (Cambridge: Cambridge University Press, 2019), pp. 195–214.
26
Anwar, ‘Indonesia and the ASEAN outlook on the Indo-Pacific’.
27
Jaehyon Lee, ‘South Korea’s new southern policy and the US FOIP: convergence or competition?’, in Kyle
Springer, ed., Embracing the Indo-Pacific? South Korea’s progress towards a regional strategy (Perth: USAsia Centre,
2020), pp. 26–35.
28
Wilkins and Kim, ‘Adoption, accommodation or opposition?’, p. 5.
29
Kai He, ‘Three faces of the Indo-Pacific: understanding the “Indo-Pacific” from an IR theory perspective’,
East Asia 35: 2, 2018, pp. 149–61.
30
Ash Rossiter and Brendon J. Cannon, ‘Conflict and cooperation in the Indo-Pacific: new geopolitical realities’,
in Ash Rossiter and Brendon J. Cannon, eds, Conflict and cooperation in the Indo-Pacific: new geopolitical realities
(Abingdon: Routledge, 2020), pp. 1–11 at p. 1.
407
International Affairs 98: 2, 2022
Gabriele Abbondanza
faced with the question: ‘How can other countries respond to a strong and often
coercive China without resorting to capitulation or conflict?’31 Kapur traces three
potentially parallel developments for this region, respectively following the ‘West’
and international law, China’s own views of legitimate actions, and ASEAN’s
consensus-building attempts.32 To this, He and Feng add that the Quad, bringing
together the United States, Japan, India and Australia, is the closest embodiment
of the US-led Indo-Pacific strategy, as well as a platform through which to counter
the strategic repercussions of China’s ‘Belt and Road Initiative’ (BRI). Yet they
conclude that its success is only partial, since it is a minilateral rather than a truly
multilateral initiative.33
It is amid this complex, volatile and fractured context that the middle power
notion gains salience, as these types of states are often thought to conduct their
foreign policy judiciously. This strand of IR theory has been the subject of
increasingly sustained debates since the end of the Cold War, and while all middle
power research regularly begins with notes of caution, stating that ‘confusion
reigns supreme’ in definitional terms,34 it is still possible to encapsulate its main
features, and to justify its role in this article. To begin with, middle powers and
great powers—much like the Indo-Pacific itself—are hardly a recent addition
to the political lexicon, since these categories of states stretch back to ancient
times and have been evolving along with an ever-changing international system.35
Second, by virtue of their neither large nor negligible capabilities, such states
stand a better chance of exerting their influence in a multipolar system, where
globalization and power diffusion (rather than concentration) do not inhibit their
initiatives.36 In this respect, the Indo-Pacific represents an ideal context in which
to assess middle powers’ own regional vision and their capacity and willingness
to pursue it.
On the other hand, the question of how to define and identify such states
represents a sizeable portion of middle power theory, and the key points should
be briefly discussed here. The most often cited definitional framework comprises
four approaches: geographic (interposition between larger powers), positional
(material capabilities below those of the great powers but above those of regional
and lesser powers), normative (adherence to—and support for—international
law) and behavioural (multilateralism and pursuit of ‘middle power diplomacy’).37
Further nuancing this framework, middle power status can also be investigated
through the ‘5Cs’: capacity, concentration, creativity, coalition-building and
31
Rory Medcalf, Contest for the Indo-Pacific: why China won’t map the future (Carlton: La Trobe University Press,
2020), p. 3.
32
Ashok Kapur, Geopolitics and the Indo-Pacific region (Abingdon: Routledge, 2020), p. 179.
33
Kai He and Huiyun Feng, ‘The institutionalization of the Indo-Pacific: problems and prospects’, International
Affairs 96: 1, 2020, pp. 149–68.
34
Jeffrey Robertson, ‘Middle-power definitions: confusion reigns supreme’, Australian Journal of International
Affairs 71: 4, 2017, pp. 355–70.
35
Gabriele Abbondanza, ‘Middle powers and great powers through history: the concept from ancient times to
the present day’, History of Political Thought 41: 3, 2020, pp. 397–418.
36
See Aydin, ‘Emerging middle powers and the liberal international order’; Holbraad, Middle powers in interna-
tional politics, pp. 205–13.
37
Cooper et al., Relocating middle powers, pp. 17–19.
408
International Affairs 98: 2, 2022
Whither the Indo-Pacific?
credibility.38 More recently, scholars have rediscovered older notions of states’
identities, according to which middle powers are also states that self-identify—and
thus come to behave—as such.39 In the past few years, the criterion of ‘systemic
impact’ has been added to middle power theory, focusing on the outcomes of
middle powers’ policies contrasted with their original goals.40 Admittedly there is
much more to say about this lively strand of IR theory; but further exploration
here would dilute this article’s focus on the attitudes of the Indo-Pacific’s middle
powers, and it is therefore appropriate to refer to research specifically on middle
power theory for further reading.41
As is to be expected, such definitional complexity makes it difficult to reach an
agreement on which states constitute the region’s middle powers. Starting from
the bottom of the potential list, a straightforward positional perspective could
include countries with second-tier but above-average (regional top 15, global top
40) material capabilities. Among these are Thailand, the Philippines, Malaysia
and Singapore (all ASEAN member states), and indeed they are occasionally
regarded as such.42 However, these countries fall short of middle power theory’s
non-quantitative requirements (chiefly behaviour and identity), so they are not
considered by this article for reasons of parsimony and analytical focus.43 At the
top of the list, on the other hand, are states that have been deemed middle powers
in the past, although their great power-like capabilities—and behaviour, owing
to heightened tensions in the region—warrant their exclusion from the middle
power class. These are Japan and India, both of which are generally considered
great powers placed below the two contending superpowers.44 This process of
elimination leaves three countries whose middle power status is widely recognized
in the region: Australia, South Korea and Indonesia.45 To ascertain what role they
have and seek to play in the Indo-Pacific, the following three sections examine
them in turn according to the five abovementioned criteria, namely: (1) middle
power categorization; (2) interconnectedness with the two superpowers; (3) vision for
the Indo-Pacific; (4) resulting regional posture; and (5) capacity to implement the
country’s goals (see table 1 for a summary of the comparative analysis).
38
John Ravenhill, ‘Cycles of middle power activism: constraint and choice in Australian and Canadian foreign
policies’, Australian Journal of International Affairs 52: 3, 1998, pp. 309–27.
39
Sarah Teo, ‘Middle power identities of Australia and South Korea: comparing the Kevin Rudd/Julia Gillard
and Lee Myung-Bak administrations’, Pacific Review 31: 2, 2018, pp. 221–39.
40
Andrew Carr, ‘Is Australia a middle power? A systemic impact approach’, Australian Journal of International
Affairs 68: 1, 2014, pp. 70–84.
41
Among the several recent volumes, see Gabriele Abbondanza and Thomas Wilkins, eds, Awkward powers:
escaping traditional great and middle power theory (Basingstoke: Palgrave Macmillan, 2021); Tanguy Struye de Swie-
lande, Dorothée Vandamme, David Walton and Thomas Wilkins, eds, Rethinking middle powers in the Asian
century: new theories, new cases (Abingdon: Routledge, 2019); Ralf Emmers and Sarah Teo, Security strategies of
middle powers in the Asia Pacific (Melbourne: Melbourne University Press, 2018).
42
See Jonathan H. Ping, Middle power statecraft: Indonesia, Malaysia and the Asia–Pacific (Farnham: Ashgate, 2005);
Doyle and Rumley, The rise and return of the Indo-Pacific, pp. 110–42.
43
These states nevertheless play a significant role in what could potentially be an alternative regional vision based
on cooperation and mutual advantages, as outlined earlier in this article.
44
See Doyle and Rumley, The rise and return of the Indo-Pacific, p. 46.
45
See, among many others, Struye de Swielande, ‘Middle powers in the Indo–Pacific’; Emmers and Teo, Security
strategies of middle powers in the Asia Pacific.
409
International Affairs 98: 2, 2022
Gabriele Abbondanza
Consequently, for a number of years South Korea has opted for a cautious
posture of ‘strategic ambiguity’, exercising its middle power status only through
non-confrontational approaches. Arguably, in trying to accommodate the rise of
China, this has been the safest and most effective foreign policy posture for Seoul,
allowing it to showcase its bridge-building capacity and hard-won experience in
de-escalating regional tensions, drawing on decades of bellicose relations with
Pyongyang.70 Since 2017, however, mounting pressure from the US and its allies
in the region resulted in the formulation of a hurried and somewhat reluctant
South Korean strategy for the Indo-Pacific. Seoul has sent seemingly ambiguous
signals to Washington, participating in the ‘Quad Plus’ pandemic talks in March
2020, then opting to avoid talks about the Quad during official meetings with
the Indian defence minister, only to ‘hit the reset button’ after South Korean
President Moon and US President Biden met in May 2021, hence renewing
cooperation between Seoul and Washington with a new emphasis on technology
66
UN International Trade Statistics Database, UN Comtrade database (New York, 2021), https://dit-trade-vis.
azurewebsites.net/?reporter=410&partner=156&type=C&year=2020&flow=2.
67
Hyonhee Shin and Joyce Lee, ‘Factbox: US and South Korea’s security arrangement, cost of troops’, Reuters,
8 March 2021, https://www.reuters.com/article/us-southkorea-usa-alliance-idUSKBN2AZ0S0.
68
Lee, ‘South Korea’s new southern policy and the US FOIP’, p. 30.
69
Jae Ho Chung, Between ally and partner: Korea–China relations and the United States (New York: Columbia
University Press, 2006), p. 109.
70
Sukjoon Yoon, ‘South Korea and the South China Sea: a middle-power model for practical policies?’, in
Gordon Houlden and Scott Romaniuk, eds, Security, strategy, and military dynamics in the South China Sea: cross-
national perspectives (Bristol: Bristol University Press, 2021), pp. 349–70.
413
International Affairs 98: 2, 2022
Gabriele Abbondanza
exchange.71 This could fit well with the country’s recent ‘new southern policy
plus’ (NSP Plus) strategy presented by President Moon in 2020, which aims to
strengthen underdeveloped relations with ASEAN states to harness the region’s
growing multipolarity, and therefore shows some promise for the idea of a collec-
tive and cooperative middle power vision for the Indo-Pacific. At the same time,
the policy’s focus is on health and environmental security, deliberately avoiding
conventional security concerns.72 This is emblematic of Seoul’s traditional caution
in approaching regional affairs, representing one of the many factors undermining
the unrealized middle power vision alluded to earlier.
This leaves more than a few doubts on the country’s capacity to navigate in such
difficult waters, and specifically about how, in practical terms, South Korea will
coordinate its NSP/NSP Plus policy with the US FOIP strategy, as announced in
2017.73 Huynh offers a clarification of the conundrum of South Korea’s vision for
the Indo-Pacific, writing that Seoul could continue to pursue a balancing strategy,
increase cooperation with the region’s middle powers and strengthen Korean–
ASEAN relations with the goal of accommodating ‘Seoul’s interests and concerns
amid the US–China strategic competition’.74 In other words, Seoul might seek to
continue pursuing its ‘strategic ambiguity’ until it is no longer an option, while
concurrently enhancing non-military cooperation with the United States and the
other Quad countries as a concession to Washington.
71
Chung Min Lee, Is South Korea going global? New possibilities together with the Biden administration (Washington DC:
Carnegie Endowment for International Peace, 2021).
72
‘Opening remarks by President Moon Jae-in at the 21st ASEAN–ROK summit’, Office of the President of the
Republic of Korea, 12 Nov. 2020, http://english1.president.go.kr/BriefingSpeeches/Speeches/905.
73
Lee, ‘South Korea’s new southern policy and the US FOIP’.
74
Tam-Sang Huynh, ‘Bolstering middle power standing: South Korea’s response to US Indo-Pacific strategy
from Trump to Biden’, Pacific Review, 2021, pp. 1–29, doi: 10.1080/09512748.2021.1928737.
75
Vibhanshu Shekhar, Indonesia’s foreign policy and grand strategy in the 21st century: rise of an Indo-Pacific power (Abing-
don: Routledge, 2018), p. 181.
76
Shekhar, Indonesia’s foreign policy and grand strategy in the 21st century, p. 234.
414
International Affairs 98: 2, 2022
Whither the Indo-Pacific?
tive of a potential ‘third pole’ within the Indo-Pacific, but can help to shed light
on the posture of several ASEAN countries that are not included in this article
for reasons of parsimony and space. Definitional difficulties notwithstanding,
Indonesia is (at least for the time being) still regarded as a rising middle power in
view of its material capabilities, G20 membership, ASEAN leadership and middle
power diplomacy.77
Like many other Indo-Pacific states, Jakarta is torn by the US–China super-
power rivalry given its significant interconnectedness with both, with a regional
stance that appears less strained than Seoul’s but more complicated than Canber-
ra’s. In economic terms, China is Indonesia’s (and ASEAN’s) main trading partner,
supported by the ASEAN–China free trade area agreement signed in 2002 and by
a bilateral comprehensive strategic partnership signed in 2013. Two-way trade was
worth US$70 billion in 2020, almost a quarter of Indonesia’s global trade,78 and
Jakarta is also involved in China’s BRI, under which the country’s first high-speed
railway is currently being built by a state-owned Chinese company.79 However,
while Indonesia is economically entangled with China, it is not bound by a defence
pact with either the United States or its allies. This does not imply a lack of shared
concerns or common goals—Washington and Jakarta entered a strategic partner-
ship in 2015 and hold joint military exercises—rather, it reflects Indonesia’s long-
held ‘free and active foreign policy’ (politik luar negeri bebas-aktif) not only in respect
of its emphasis on independence and non-interventionism amid external rival-
ries, but also in respect of its preventing Jakarta from establishing formal alliances
as one of its key tenets.80 Moreover, Jakarta’s foreign policy is also conducted
through (and has impacts on) ASEAN. ASEAN itself cooperates with the United
States through a partnership framework—including maritime cooperation and
non-traditional security81—and with Australia and Japan by means of the ASEAN
Regional Forum, the ASEAN Plus Six platform and the East Asia Summit. These
broader forms of cooperation cannot (and do not aim to) match a defence treaty,
but provide a clear indication that Indonesia seeks to maintain its independent and
multifaceted foreign policy.
In this context, the strategic implications of Jakarta’s regional posture are
significant for its own vision for the Indo-Pacific. Anwar emphasizes the country’s
desire for strategic autonomy and non-alignment—for itself and for south-east
Asia in general—and sheds light on the understudied fact that US–China rivalry
‘has been the permanent backdrop for Indonesia’s foreign policy since the early
days of independence and has informed much of it’.82 Shekhar reviews the many
77
Mark Beeson, Alan Bloomfield and Wahyu Wicaksana, ‘Unlikely allies? Australia, Indonesia and the strategic
cultures of middle powers’, Asian Security 17: 2, 2020, pp. 178–194.
78
UN International Trade Statistics Database, UN Comtrade database, https://dit-trade-vis.azurewebsites.net/?re
porter=360&partner=156&type=C&year=2020&flow=2.
79
David M. Lampton, Selina Ho and Cheng-Chwee Kuik, Rivers of iron: railroads and Chinese power in southeast
Asia (Berkeley: University of California Press, 2020), pp. 151–81.
80
Mohamad Rosyidin, ‘Foreign policy in changing global politics: Indonesia’s foreign policy and the quest for
major power status in the Asian century’, South East Asia Research 25: 2, 2017, pp. 175–91.
81
United States Mission to ASEAN, History of the US and ASEAN relations, Jakarta, 2021, https://asean.usmission.
gov/our-relationship/policy-history/usasean.
82
Dewi Fortuna Anwar, ‘Indonesia’s vision of regional order in east Asia amid US–China rivalry: continuity
415
International Affairs 98: 2, 2022
Gabriele Abbondanza
intertwined elements that have spurred Jakarta to accept and then promote the
Indo-Pacific as its new sphere of influence and interest, ‘guided by its sense of
geopolitical entitlement and a claim for regional leadership’.83 Agastia and Perwita
underline the significance of the country’s ‘maritime axis’, not just in situating
Indonesia as the main actor between the Indian and the Pacific oceans while
maintaining ASEAN centrality, but also as a concept around which to support a
new sea-focused direction for the country’s armed forces.84
Consequently, Indonesia’s regional posture openly attempts to create a ‘third
way’ stressing ASEAN’s centrality, its own ‘strategic autonomy’ and non-
alignment, as well as regional economic prosperity, while reinforcing the country’s
primus inter pares status in south-east Asia. The intention is to offer an alternative
to Sino-American bipolarity in the Indo-Pacific for all those states that do not
wish to get enmeshed in it. Such a regional posture is clearly outlined in the 2019
ASEAN Outlook on the Indo-Pacific (AOIP)—owing much to Jakarta’s state-
craft—which delineates the organization’s conceptualization of the Indo-Pacific
according to these very principles.85 In turn, Jakarta’s regional vision and posture
symbolize more than anything else the potential of middle powers to create an
alternative and cooperative vision for the Indo-Pacific. This arises from both the
nature of the country’s goal (the ‘third way’) and the combined weight of the
ASEAN countries it informally represents (ten states, 650 million people and a
combined GDP of US$3.4 trillion).86 However, as discussed below, Jakarta also
embodies the weaknesses that are rooted in this idea.
While Indonesia’s Indo-Pacific strategy is now fully conceptualized, several
questions about its capacity to implement it persist. Scott casts doubts upon the
country’s maritime credentials, arguing that weak naval capabilities undermine its
‘maritime nexus’ policy and increase the risks arising from Sino-American super-
power rivalry.87 Chacko and Willis show that Indonesia’s caution and domestic
priorities inhibit regional integration in the Indo-Pacific.88 A similar conclu-
sion is also shared by Acharya with reference to ASEAN as a whole, which he
argues could be ‘doomed by dialogue’ amid increasing regional tensions (and the
existence of the Quad and AUKUS arguably suggests that the risk of increasing
irrelevance is real).89 Shekhar is even more unequivocal, writing that ‘emerging
Indonesia is economically rising, militarily weak, technologically deficient, insti-
tutionally uncoordinated, socially vulnerable and politically dysfunctional’ and
and change’, Asia Policy 25: 2, 2018, pp. 57–63.
83
Shekhar, Indonesia’s foreign policy and grand strategy in the 21st century, p. 119.
84
I. Gusti Bagus Dharma Agastia and Anak Agung Banyu Perwita, ‘Jokowi’s maritime axis: change and continu-
ity of Indonesia’s role in Indo-Pacific’, Journal of ASEAN Studies 3: 1, 2015, pp. 32–41.
85
ASEAN, ASEAN outlook on the Indo-Pacific (Bangkok, 2019), https://asean2019.go.th/en/news/asean-outlook-
on-the-indo-pacific.
86
ASEAN StatsDataPortal, Indicators, https://data.aseanstats.org.
87
David Scott, ‘Indonesia grapples with the Indo-Pacific: outreach, strategic discourse, and diplomacy’, Journal
of Current Southeast Asian Affairs 38: 2, 2019, pp. 194–217.
88
Priya Chacko and David Willis, ‘Pivoting to Indo-Pacific? The limits of Indian and Indonesian integration’,
East Asia 35: 2, 2018, pp. 133–48.
89
Amitav Acharya, ‘Doomed by dialogue: will ASEAN survive great power rivalry in Asia?’, in Gilbert Rozman
and Joseph Chinyong Liow, eds, International relations and Asia’s southern tier: ASEAN, Australia, and India
(Basingstoke: Palgrave Macmillan, 2018), pp. 77–91.
416
International Affairs 98: 2, 2022
Whither the Indo-Pacific?
concluding that Jakarta needs to tackle these significant fragilities if it wishes to
achieve its ambitious foreign policy goals.90 Lastly, Anwar effectively reconciles
these positions. On the one hand, she argues that the country’s role in the AOIP
formulation cements its informal leadership within ASEAN, boosts its ‘global
middle power’ credentials and provides a ‘third way’ to offset superpower politics;
on the other, she reminds us that ASEAN has very troubled waters to navigate,
and that pressure is mounting on Indonesia to hold the organization together and
guide it effectively.91
90
Shekhar, Indonesia’s foreign policy and grand strategy in the 21st century, p. 239.
91
Anwar, ‘Indonesia and the ASEAN outlook on the Indo-Pacific’.
417
International Affairs 98: 2, 2022
Gabriele Abbondanza
92
See Barry Posen, ‘Emerging multipolarity: why should we care?’, Current History 108: 721, 2009, pp. 347–52.
93
See, among many others, Mikael Wigell, Sören Scholvin and Mika Aaltola, eds, Geo-economics and power politics
in the 21st century: the revival of economic statecraft (Abingdon: Routledge, 2018); Priya Chacko, ed., New regional
geopolitics in the Indo-Pacific: drivers, dynamics and consequences (Abingdon: Routledge, 2016).
94
Lowell Dittmer, ‘The strategic triangle: an elementary game-theoretical analysis’, World Politics 33: 4, 1981, pp.
485–515.
95
Jake Sullivan, ‘2021 Lowy lecture by Jake Sullivan’, Lowy Institute, 11 Nov. 2021, https://www.lowyinstitute.
org/publications/2021-lowy-lecture-jake-sullivan.
96
Acharya, ‘After liberal hegemony’, p. 277; Barry Buzan, ‘The southeast Asian security complex’, Contemporary
Southeast Asia 10: 1, 1988, pp. 1–16.
97
He and Li, ‘Understanding the dynamics of the Indo-Pacific’, p. 4.
418
International Affairs 98: 2, 2022
Whither the Indo-Pacific?
US interoperability in mind) might suggest the potential for a policy shift, to
be enacted in the event of deteriorating relations with Beijing.98 This possibility
contributes to nuance South Korea’s evolving Indo-Pacific posture, whose direc-
tion is still under debate in the literature. Lastly, depending on one’s interpreta-
tion, Indonesia is either not hedging at all against the two superpowers—since
it is attempting to create a ‘third way’—or it is hedging against both along with
ASEAN,99 with the goal of underpinning the region’s ‘strategic autonomy’ and
economic prosperity (although the two strategies might not be mutually exclu-
sive). While this ambitious goal has attracted the attention of policy-makers and
scholars alike, Jakarta’s frail policy integration with non-ASEAN Indo-Pacific
powers threatens its success, and arguably leaves it less prepared to address super-
power rivalry.100
Third, this analysis points at what middle powers can and cannot do in the
context of twenty-first-century multipolar frictions in the Indo-Pacific. On the
one hand, they can inform the debate on the region’s future and its security–
trade divide; they can reinforce (or weaken) superpowers’ grand strategies; and
they could even conjure up a third pole in the region, if they act in unison and
persistently, since this would—at least in theory—harness the combined weight
of what are numerous secondary states in the region as well as the region’s trends
towards multipolarity. On the other hand, however, middle powers cannot ‘make
or break’ superpowers’ grand strategies; the potential damage to their more fragile
national interests renders them cautious and wary of outspoken positions (limiting
their actual impact); and they seem to be doomed to act ‘disunitedly’, both because
regional issues have become divisive and because growing ‘postcolonial nation-
alism’ increases the ‘variability of regional state responses’.101 In essence, as demon-
strated throughout this article, middle powers do have the potential to represent
an alternative regional vision, one fostering cooperation and eschewing confron-
tation. Yet the many divisions among them—sharpened by the very superpower
rivalry most of them seek to offset—currently prevent the fulfilment of this
promise. These elements help to clarify some questions that linger in the extant
literature, since the level of influence that middle powers can exert in the Indo-
Pacific is still strongly debated.
Fourth, these conclusions draw an even more complex picture of the Indo-
Pacific, once middle powers’ regional strategies are added to the equation (see table
1). Superpowers are undeniably the foremost actors in the Indo-Pacific, but an
evolving multipolarity restricts the means by which they can seek to realize their
goals, and indeed the fact that they persistently court lesser powers denies a narrow
98
See Gordon Flake, ‘South Korea’s security beyond the peninsula’, in Tim Huxley and Lynn Kuok, eds, Asia–
Pacific regional security assessment 2021: key developments and trends (London: International Institute for Strategic
Studies, 2021), pp. 45–60.
99
Cheng-Chwee Kuik, ‘Hedging in post-pandemic Asia: what, how, and why?’, ASAN Forum, 6 June 2020,
https://theasanforum.org/hedging-in-post-pandemic-asia-what-how-and-why.
100
See Chacko and Willis, ‘Pivoting to Indo-Pacific?’.
101
See Andrew F. Cooper and Emel Parlar Dal, ‘Positioning the third wave of middle power diplomacy: institu-
tional elevation, practice limitations’, International Journal 71: 4, 2016, pp. 516–28; Doyle and Rumley, The rise
and return of the Indo-Pacific, p. 46.
419
International Affairs 98: 2, 2022
Gabriele Abbondanza
bipolarity for the region.102 Moreover, the region’s great powers—Japan, India
and Russia—also appear to adopt some of the abovementioned middle power
strategies. Japan is a developed and democratic country that balances against China
and is strategically aligned with the United States (like Australia).103 India seeks to
promote a free, economically prosperous and rules-based regional order, although
it is gradually abandoning its previous policy of equidistance as it shares few but
significant objectives with the United States (reminiscent of recent developments
in South Korean foreign policy).104 Russia seeks to maintain strategic autonomy as
much as possible amid superpower competition—as does, to an extent, Indonesia,
both for itself and for ASEAN.105
The region’s middle powers are significant actors not least because they are
more numerous than larger powers and engage effectively in middle power diplo-
macy. The strategic adjustment of Indo-Pacific states shows that middle powers
can indeed increase both regional (through ASEAN and other relevant forums)
and extraregional (through the Quad and AUKUS) cooperation, thus addressing
another unanswered question on their influence in the Indo-Pacific, although
the discordance of their objectives and strategies adds to the growing levels of
confusion pertaining to the region’s future. To that end, a new focus on ASEAN
Plus Six and the languishing KIA (Korea–Indonesia–Australia) grouping could
provide a viable platform for cooperation between middle powers that are actively
involved in shaping the region’s trajectory.106
Conclusion
This article’s premise was that the Indo-Pacific is widely acknowledged as the
world’s foremost illustration of twenty-first-century multipolarity and the
ensuing strategic tensions, and that middle powers are generally thought to thrive
and exert greater influence in multipolar contexts that do not hinder their initia-
tives. Prior to ascertaining how such states envisage their specific conceptualiza-
tions of the Indo-Pacific—an underexamined aspect in the extant literature—and
whether they can together provide an alternative regional vision, the article has
presented the many facets of the Indo-Pacific scholarly debate and has outlined the
main elements of middle power theory, thus justifying the selection of its three
case-studies. Starting from these analytical and theoretical premises, it has intro-
duced and then explored five lines of enquiry in three distinct sections, focusing
in turn on Australian, South Korean and Indonesian middle power statuses; their
level of economic and strategic interdependence with the two competing super-
102
He and Li, ‘Understanding the dynamics of the Indo-Pacific’.
103
Kei Koga, ‘Japan’s “Indo-Pacific” question: countering China or shaping a new regional order?’, International
Affairs 96: 1, 2020, pp. 49–73.
104
Rajesh Rajagopalan, ‘Evasive balancing: India’s unviable Indo-Pacific strategy’, International Affairs 96: 1, 2020,
pp. 75–93.
105
See Igor Denisov, Oleg Paramonov, Ekaterina Arapova and Ivan Safranchuk, ‘Russia, China, and the concept
of Indo-Pacific’, Journal of Eurasian Studies 12: 1, 2021, pp. 72–85.
106
For a rare joint effort within KIA, see Ian Watson, ‘Middle powers and climate change: the role of KIA’,
International Relations of the Asia–Pacific 15: 3, 2015, pp. 505–36.
420
International Affairs 98: 2, 2022
Whither the Indo-Pacific?
powers; their own visions for the Indo-Pacific; their resulting regional postures;
and their capacity to pursue these goals.
It finds that Canberra has now completed a foreign policy shift towards an
unequivocal ‘strategic alignment’ with Washington to balance against China
through the Quad and AUKUS; that Seoul has recently made some concessions
to US pressure, although potentially with the goal of protracting its ‘strategic
ambiguity’ as much as possible; and that Jakarta has placed an ambitious but risky
bet, the goal of which is to assert ‘strategic autonomy’ for itself and ASEAN while
creating a ‘third pole’ in the region. Consequently, four major implications for
the region’s strategic landscape can be drawn. First, the Indo-Pacific is emblematic
of the rising tensions that permeate the twenty-first century’s fractured multi-
polarity—further exacerbated by the COVID-19 pandemic—and is also repre-
sentative of the growing security–trade divide epitomized by the bifurcation of
geopolitics and geo-economics. Second, the article’s cross-section of middle powers
as a collective category reveals three distinct strategies—balancing, hedging and
pursuing an alternative path—that other states affected by Sino-American super-
power rivalry could potentially adopt. Third, such strategies show that middle
powers can aspire to wield a significant amount of influence in a multipolar world,
although they cannot hope to shape superpowers’ grand strategies by themselves.
To reiterate the point, despite their potential they seem unlikely to provide an
alternative platform for the region’s direction in the near future, owing to internal
divisions caused by the very Sino-American rivalry that most of them are trying
to offset. Fourth, many significant actors dwell in the Indo-Pacific of the twenty-
first century, which means that to study only the apex of this ecosystem is an
anachronistic approach. Such findings directly address the gaps that have been
identified in the literature and provide a valuable contribution to the study of
middle powers and the Indo-Pacific’s strategic landscape, thus contributing to a
more nuanced understanding of the unfolding competition in this pivotal region.
421
International Affairs 98: 2, 2022