Photo: Da vgood Kirshot (Pixabay) CC0 
APC´s: the new enclosure to knowledge 
Dominique Babini (CLACSO) - Panel: Opening up the world. COASPA.Paris, UNESCO,19-9-2014
we have to make an ongoing series of 
decisions all of the time… 
we have to think about who is being included 
and who is being excluded……. 
….. what seems open to us today, we have to 
ask ourselves …will this seem open 
tomorrow? 
John Willinsky 
Opening Science to Meet Future Challenges, 11 March 2014, Warsaw 
https://www.youtube.com/watch?v=jODzw_5q7EU
sharing today with you two concerns 
• APC´s are not for everyone 
How we move forward building a future global open 
access which is inclusive of diverse realities and 
possibilities 
• Local and regional contents and voices can 
and should be part of that future OA 
How we take care and value quality and relevance of 
that input in local and global conversations
International Council for Science (ICSU) 
advocates the following goals for open access 
The scientific record should be: 
• free of financial barriers for any researcher to 
contribute to; 
• free of financial barriers for any user to access 
immediately on publication; 
• Made available without restriction on reuse for any 
purpose, subject to proper attribution; 
• quality-assured and published in a timely manner; and 
• archived and made available in perpetuity 
http://www.icsu.org/general-assembly/ 
news/ICSU%20Report%20on%20 
Open%20Access.pdf
Proyecto Ñandu-Center Applied Zoology, 
National University of Córdoba, Argentina 
team of 5 doing biological research on 
the ecology of endangered species, in 
particular the Ñandu (Rhea) 
Costs they need to cover with project grants each year: 
- field work + truck maintenance 
- presentation of results in 2 internacional conferences 
- 4 articles/year in international journals 
Project grants 2014: 
National Research council grant for fieldwork: USD 10.000/year 
University grant for fieldwork: USD 1,200/year 
Average salary of university researchers mid-career: USD 15,600 /year 
Since 2014, publishing requires APC´s from the project: 
Article in PLOS: USD 800 (discount included) 
Article in Revista Chilena de Historia Natural, recently purchased by international 
publisher, and now charging APC´s: USD 904 (discount included)
global conversations inclusive of voices from 
the global South
Global “basic open access” managed as a 
commons 
(free to read – free to publish) 
Value-added services with diversity 
of business models
secure basic open access 
(no fee for users, no fee for publishing) 
• Research output in shared 
interoperable open access digital 
repositories 
– institutional 
– national 
– regional 
– international 
– Thematic 
– Journal repositories (70% journals do not 
charge APC´s) 
payed value-added 
services by 
repositories, 
overlay 
journals, 
megajournals, 
epijournals, 
publishers, 
data portals, 
peer-review 
services, 
impact 
services, etc.
“By making available research generated in poor 
countries in addition to knowledge created in well-endowed 
institutions, institutonal repositories could 
play a role in bridging the global knowledge gap. 
Research institutions and universities have the primary 
mission of creating, sharing, and disseminating 
knowledge, which are public goods. Open access 
through institutional repositories is a low-cost and low-barrier 
strategy for achieving this mission”. 
Leslie Chan (2014, p.295) 
http://cjc-online.ca/index.php/journal/article/view/1455/1579
a way forward in developing regions 
the case of Latin America 
Joshc uni Wikimedia
regional Open Access declaration (2005) 
Salvador de Bahía (Brazil) Declaration on Open Access: The 
Developing World Perspective (promoted by SciELO) 
We urge governments to make Open Access a high priority 
in science policies including: 
• requiring that publicly funded research is made available 
through Open Access; 
• considering the cost of publication as part of the cost of 
research; 
• strengthening the local OA journals, repositories and 
other relevant initiatives; 
• promoting integration of developing countries scientific 
information in the worldwide body of knowledge. 
We call on all stakeholders in the international community 
to work together to ensure that scientific information is 
openly accessible and freely available to all 
http://www.icml9.org/meetings/openacces 
s/public/documents/declaration.htm
Latin America: tradition of shared 
information systems
agriculture 
health 
Social sciences 
public administration 
Environmental health 
labour 
SUBJECT 
REPOSITORIES
Latin America: early and widespread 
adoption of Open Access for journal 
publishing with no APC´s
Peer-review OA journals from Latin America 
Latindex: 2.662 DOAJ: 1.821 
. 
• Started 1997 
• Today 1.007 journals LAC 
• 435.175 articles LAC 
• Bibliometric indicators 
• Scielo Citation Index WoS 
. 
• Started 2003 
• Today 768 journals LAC 
• 276.814 full-text articles LAC 
• Indicators of scientific output 
(institutions, countries, 
subjects) 
Improved quality, visibility, open access and impact of scholarly journals 
Development of Open Access indicators 
Collaborative research on Open Access outreach and impact in Latin America 
Regional journals harvester: Portal de Portales Latindex www.latindex.ppl.unam.mx/
research output poorly represented in 
international indexes 
From a total of 5.415 peer-review journals from Latin America 
and the Caribbean (Latindex) 
16 % in Scopus (841 Journals) 5 % in WoS (294 journals) 
Source: Juan Pablo Alperín (2014). World scaled by number of documents in Web of Science by 
Authors Living There. LSE Impact Blog 
. 
. 
.
Latin America: recent development of 
institutional repositories
Institutional repositories 
282 repositories Latin America 
Regional cooperation 
Since: 2012 
Members: national networks of 
digital repositories 
Members: 9 countries 
Argentina,Brasil,Chile,Colombia, 
Ecuador, México,Perú,Venezuela, El 
Salvador 
Regional harvester: initial 606.450 
digital objects 
Working with COAR 
Support from: governments, IADB, 
RedCLARA
University journal portals in Latin America 
e. g. with more than 100 journals 
(OJS/PKP) 
UNAM, México USP, Brazil 
revistas.unam.mx 
http://www.revistas.usp.br 
Univ. Chile 
http://www.revistas.uchile.cl/
Latin America: weak institutional mandates, 
strong national legislation
Latin America Open Access policies 
Institutional 
• Few (13 registered in ROARMAP) 
• Weak (recommendations more 
than mandates) 
• Partial (Mainly for thesis) 
– A good example of 
mandatory institutional 
policy: University of São Paulo 
(Brazil) 
National 
• AO legislation approved by 
Congress 
– Peru (2013) 
– Argentina (2013) 
– Mexico (2014) 
Requires creation of OA digital 
repositories for gov.-funded 
research results 
• OA legislation in Congress 
– Brazil (since 2007)
Regional strategy for Latin America and the 
Caribbean 
Recommendations from Regional Consultation on 
Open Access to Scientific Information (UNESCO, 
Kingston, March 2013 - 23 countries represented) 
• Gold and Green routes are suitable form of OA for 
the region 
– For Green routes, inclusive and cooperative OA 
solutions should be promoted to avoid new 
enclosures 
– the Gold OA route in the region should continue 
its present emphasis on sharing costs. 
http://www.unesco.org/new/fileadmin/MU 
LTIMEDIA/HQ/CI/CI/pdf/news/report_open 
_access_en.pdf
challenges for Latin America 
• Risks of APC´s business model: is it sustainable? Do we have 
evidence of regional benefits? who´s business do we support? 
• Scholarly production relevant for local needs for global 
scientific conversation (language, journal, evaluation) 
• Regional interoperability of digital repositories (national, 
institutional, subject, journals) 
• More awareness and use of OA licences 
• Open access and open data as part of open science 
• Review evaluation to reward quality and relevance of articles, 
more than journals + IF 
• Build and analyze open access indicators
• Adams, Caralee (2014) . Open Access in Latin America: Embraced as key to visibility of research 
outputs. SPARC. http://www.sparc.arl.org/news/open-access-latin-america-embraced-key-visibility- 
research-outputs 
• Alperin, Juan Pablo; Gustavo E. Fischman, John Willinsky (2011. Scholarly Communication 
Strategies in Latin America´s Research-Intensive Universities. Educación Superior y 
Sociedad, Vol 16, No 2). http://ess.iesalc.unesco.org.ve/index.php/ess/article/view/409/347 
• Alperin, Juan Pablo (2014). Altmetrics could enable scholarship from developing countries to 
receive due recognition. LSE impact Blog. 
http://blogs.lse.ac.uk/impactofsocialsciences/2014/03/10/altmetrics-for-developing-regions/ 
• Babini, Dominique, (2012). Scientific Output from Latin America and the Caribbean – 
Identification of the Main Institutions for Regional Open Access Integration Strategies. Available at 
SSRN: http://ssrn.com/abstract=2125996 
• Chan L, Kirsop B, Arunachalam S (2011) Towards Open and Equitable Access to Research and 
Knowledge for Development. PLoS Med 8(3) 
http://www.plosmedicine.org/article/info%3Adoi%2F10.1371%2Fjournal.pmed.1001016 
• Hess, Charlotte and Elinor Ostrom., eds. (2006). Understanding Knowledge as a Commons. MIT 
Press 
• UNESCO-GOAP Global Open Access Portal-Latin America and the Caribbean 
http://www.unesco.org/new/en/communication-and-information/portals-and-platforms/ 
goap/access-by-region/latin-america-and-the-caribbean/ 
• UNESCO (2013)- Report Regional Consultation Open Access 
www.unesco.org/new/fileadmin/MULTIMEDIA/HQ/CI/CI/pdf/news/report_open_access_en.pdf 
• Vessuri, Hebe, Jean-Claude Guédon, Ana María Cetto (2013). Excellence or quality? Impact of 
the current competition regime on science and scientific publishing in Latin America and its 
implications for development. Current Sociology, December 4, 2013. 
http://csi.sagepub.com/content/early/2013/12/02/0011392113512839
Thank you!!!! 
Dominique Babini – CLACSO, Open Access Program 
University of Buenos Aires/IIGG – Open Access Project 
@dominiquebabini 
dasbabini@gmail.com

APC´s: the new enclosure to knowledge

  • 1.
    Photo: Da vgoodKirshot (Pixabay) CC0 APC´s: the new enclosure to knowledge Dominique Babini (CLACSO) - Panel: Opening up the world. COASPA.Paris, UNESCO,19-9-2014
  • 2.
    we have tomake an ongoing series of decisions all of the time… we have to think about who is being included and who is being excluded……. ….. what seems open to us today, we have to ask ourselves …will this seem open tomorrow? John Willinsky Opening Science to Meet Future Challenges, 11 March 2014, Warsaw https://www.youtube.com/watch?v=jODzw_5q7EU
  • 3.
    sharing today withyou two concerns • APC´s are not for everyone How we move forward building a future global open access which is inclusive of diverse realities and possibilities • Local and regional contents and voices can and should be part of that future OA How we take care and value quality and relevance of that input in local and global conversations
  • 4.
    International Council forScience (ICSU) advocates the following goals for open access The scientific record should be: • free of financial barriers for any researcher to contribute to; • free of financial barriers for any user to access immediately on publication; • Made available without restriction on reuse for any purpose, subject to proper attribution; • quality-assured and published in a timely manner; and • archived and made available in perpetuity http://www.icsu.org/general-assembly/ news/ICSU%20Report%20on%20 Open%20Access.pdf
  • 5.
    Proyecto Ñandu-Center AppliedZoology, National University of Córdoba, Argentina team of 5 doing biological research on the ecology of endangered species, in particular the Ñandu (Rhea) Costs they need to cover with project grants each year: - field work + truck maintenance - presentation of results in 2 internacional conferences - 4 articles/year in international journals Project grants 2014: National Research council grant for fieldwork: USD 10.000/year University grant for fieldwork: USD 1,200/year Average salary of university researchers mid-career: USD 15,600 /year Since 2014, publishing requires APC´s from the project: Article in PLOS: USD 800 (discount included) Article in Revista Chilena de Historia Natural, recently purchased by international publisher, and now charging APC´s: USD 904 (discount included)
  • 6.
    global conversations inclusiveof voices from the global South
  • 7.
    Global “basic openaccess” managed as a commons (free to read – free to publish) Value-added services with diversity of business models
  • 8.
    secure basic openaccess (no fee for users, no fee for publishing) • Research output in shared interoperable open access digital repositories – institutional – national – regional – international – Thematic – Journal repositories (70% journals do not charge APC´s) payed value-added services by repositories, overlay journals, megajournals, epijournals, publishers, data portals, peer-review services, impact services, etc.
  • 9.
    “By making availableresearch generated in poor countries in addition to knowledge created in well-endowed institutions, institutonal repositories could play a role in bridging the global knowledge gap. Research institutions and universities have the primary mission of creating, sharing, and disseminating knowledge, which are public goods. Open access through institutional repositories is a low-cost and low-barrier strategy for achieving this mission”. Leslie Chan (2014, p.295) http://cjc-online.ca/index.php/journal/article/view/1455/1579
  • 10.
    a way forwardin developing regions the case of Latin America Joshc uni Wikimedia
  • 11.
    regional Open Accessdeclaration (2005) Salvador de Bahía (Brazil) Declaration on Open Access: The Developing World Perspective (promoted by SciELO) We urge governments to make Open Access a high priority in science policies including: • requiring that publicly funded research is made available through Open Access; • considering the cost of publication as part of the cost of research; • strengthening the local OA journals, repositories and other relevant initiatives; • promoting integration of developing countries scientific information in the worldwide body of knowledge. We call on all stakeholders in the international community to work together to ensure that scientific information is openly accessible and freely available to all http://www.icml9.org/meetings/openacces s/public/documents/declaration.htm
  • 12.
    Latin America: traditionof shared information systems
  • 13.
    agriculture health Socialsciences public administration Environmental health labour SUBJECT REPOSITORIES
  • 14.
    Latin America: earlyand widespread adoption of Open Access for journal publishing with no APC´s
  • 15.
    Peer-review OA journalsfrom Latin America Latindex: 2.662 DOAJ: 1.821 . • Started 1997 • Today 1.007 journals LAC • 435.175 articles LAC • Bibliometric indicators • Scielo Citation Index WoS . • Started 2003 • Today 768 journals LAC • 276.814 full-text articles LAC • Indicators of scientific output (institutions, countries, subjects) Improved quality, visibility, open access and impact of scholarly journals Development of Open Access indicators Collaborative research on Open Access outreach and impact in Latin America Regional journals harvester: Portal de Portales Latindex www.latindex.ppl.unam.mx/
  • 16.
    research output poorlyrepresented in international indexes From a total of 5.415 peer-review journals from Latin America and the Caribbean (Latindex) 16 % in Scopus (841 Journals) 5 % in WoS (294 journals) Source: Juan Pablo Alperín (2014). World scaled by number of documents in Web of Science by Authors Living There. LSE Impact Blog . . .
  • 17.
    Latin America: recentdevelopment of institutional repositories
  • 18.
    Institutional repositories 282repositories Latin America Regional cooperation Since: 2012 Members: national networks of digital repositories Members: 9 countries Argentina,Brasil,Chile,Colombia, Ecuador, México,Perú,Venezuela, El Salvador Regional harvester: initial 606.450 digital objects Working with COAR Support from: governments, IADB, RedCLARA
  • 19.
    University journal portalsin Latin America e. g. with more than 100 journals (OJS/PKP) UNAM, México USP, Brazil revistas.unam.mx http://www.revistas.usp.br Univ. Chile http://www.revistas.uchile.cl/
  • 20.
    Latin America: weakinstitutional mandates, strong national legislation
  • 21.
    Latin America OpenAccess policies Institutional • Few (13 registered in ROARMAP) • Weak (recommendations more than mandates) • Partial (Mainly for thesis) – A good example of mandatory institutional policy: University of São Paulo (Brazil) National • AO legislation approved by Congress – Peru (2013) – Argentina (2013) – Mexico (2014) Requires creation of OA digital repositories for gov.-funded research results • OA legislation in Congress – Brazil (since 2007)
  • 22.
    Regional strategy forLatin America and the Caribbean Recommendations from Regional Consultation on Open Access to Scientific Information (UNESCO, Kingston, March 2013 - 23 countries represented) • Gold and Green routes are suitable form of OA for the region – For Green routes, inclusive and cooperative OA solutions should be promoted to avoid new enclosures – the Gold OA route in the region should continue its present emphasis on sharing costs. http://www.unesco.org/new/fileadmin/MU LTIMEDIA/HQ/CI/CI/pdf/news/report_open _access_en.pdf
  • 23.
    challenges for LatinAmerica • Risks of APC´s business model: is it sustainable? Do we have evidence of regional benefits? who´s business do we support? • Scholarly production relevant for local needs for global scientific conversation (language, journal, evaluation) • Regional interoperability of digital repositories (national, institutional, subject, journals) • More awareness and use of OA licences • Open access and open data as part of open science • Review evaluation to reward quality and relevance of articles, more than journals + IF • Build and analyze open access indicators
  • 25.
    • Adams, Caralee(2014) . Open Access in Latin America: Embraced as key to visibility of research outputs. SPARC. http://www.sparc.arl.org/news/open-access-latin-america-embraced-key-visibility- research-outputs • Alperin, Juan Pablo; Gustavo E. Fischman, John Willinsky (2011. Scholarly Communication Strategies in Latin America´s Research-Intensive Universities. Educación Superior y Sociedad, Vol 16, No 2). http://ess.iesalc.unesco.org.ve/index.php/ess/article/view/409/347 • Alperin, Juan Pablo (2014). Altmetrics could enable scholarship from developing countries to receive due recognition. LSE impact Blog. http://blogs.lse.ac.uk/impactofsocialsciences/2014/03/10/altmetrics-for-developing-regions/ • Babini, Dominique, (2012). Scientific Output from Latin America and the Caribbean – Identification of the Main Institutions for Regional Open Access Integration Strategies. Available at SSRN: http://ssrn.com/abstract=2125996 • Chan L, Kirsop B, Arunachalam S (2011) Towards Open and Equitable Access to Research and Knowledge for Development. PLoS Med 8(3) http://www.plosmedicine.org/article/info%3Adoi%2F10.1371%2Fjournal.pmed.1001016 • Hess, Charlotte and Elinor Ostrom., eds. (2006). Understanding Knowledge as a Commons. MIT Press • UNESCO-GOAP Global Open Access Portal-Latin America and the Caribbean http://www.unesco.org/new/en/communication-and-information/portals-and-platforms/ goap/access-by-region/latin-america-and-the-caribbean/ • UNESCO (2013)- Report Regional Consultation Open Access www.unesco.org/new/fileadmin/MULTIMEDIA/HQ/CI/CI/pdf/news/report_open_access_en.pdf • Vessuri, Hebe, Jean-Claude Guédon, Ana María Cetto (2013). Excellence or quality? Impact of the current competition regime on science and scientific publishing in Latin America and its implications for development. Current Sociology, December 4, 2013. http://csi.sagepub.com/content/early/2013/12/02/0011392113512839
  • 26.
    Thank you!!!! DominiqueBabini – CLACSO, Open Access Program University of Buenos Aires/IIGG – Open Access Project @dominiquebabini [email protected]