American Short Line and Regional Railroad Association (ASLRRA)
April 2016
OSHA Can Regulate
the Railroads
 How OSHA Regulates the Railroads
 Summary of Regulations and
Pending Regulatory activity
 Planning for Success in Complying
with OSHA Regulations
Topics to be Covered
OSHA CAN REGULATE THE RAILROADS
Antea USA, Inc. 1
How OSHA Regulates the
Railroads
Occupational Safety and Health Administration, an
agency of the U.S. Department of Labor (DOL) responsible for
improving worker safety and health protection.
Brief History of OSHA
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 3
On December 29,
President Nixon
signed the OSH Act
1971
This Act created
OSHA, the agency,
which formally came
into being on April 28
1970
The mission of OSHA is to
assure safe and healthful
working conditions in
the workplace.
Some of the things OSHA does to carry out its mission are:
• Developing job safety and health standards; and
• Enforcing them through worksite inspections
OSHA’s Mission
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 4
FRA regulates matters
that relate to operational
safety (i.e. safe
movement of equipment
over rails).
All other aspects will be enforced by the Department of
Labor – OSHA, where the conditions are similar to those
in any industry.
OSHA and FRA Relationship
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 5
07/16/2012
The Federal Railroad Administration, U.S. Department of
Transportation
MEMORANDUM OF AGREEMENT
between
THE FEDERAL RAILROAD ADMINISTRATION
U.S. DEPARTMENT OF TRANSPORTATION
and
THE OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION
U.S. DEPARTMENT OF LABOR
Memorandum of Agreement
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 6
Employers
Responsibility
Employees Rights
Citations and
Penalties
The Whistleblower
Protection
Programs
Why is this important to railroads?
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 7
Citations and Penalties
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 8
Violation Type
Potential Penalty
( 80% increase by August 2016)
Other Than Serious Up to $7,000 per Day
Serious Up to $7,000 per Violation
Willful $ 5,000 - $70, 000 per violation
Repeat Up to $70,000 per Violation
Egregious Up to $70,000 per Violation
Failure to Abate Up to $7,000 per Day
Falsifying Records, Reports or Applications Up to $10,000 and 6 Months in Jail
Violating Posting Requirements Up to $7,000
Assaulting, Resisting, Intimidating, Interfering
with Compliance Officer
Up to $5,000 and 3 Years in Jail
4,679 workers
were killed on the
job in 2014
On average, almost
90 a week or more
than 13 deaths
every day.
Fatal work injuries
involving contractors
accounted for 17 percent
of all fatal work injuries in
2014.
OSHA Statistics
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 9
OSHA Whistle Blower Act Cases 2005-2015
Recent Railroad Industry Activity
HOW OSHA REGULATES THE RAILROADS
Antea USA, Inc. 10
Year No of Cases
FY 2005
FY 2006
FY 2007
FY 2008
FY 2009
FY 2010
FY 2011
FY 2012
FY 2013
FY2014
FY2015
0
0
1
45
145
201
340
385
353
353
276
Summary of Regulations and
Pending Regulatory Activity
Summary of DOL – OSHA Laws and
Regulations Affecting the Railroads
SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY
Antea USA, Inc. 12
OSHA standards are:
• Rules that describe the methods
employers must use to protect
employees from hazards
• Designed to protect workers from
a wide range of hazards
Where there are no specific
standards, employers must comply
with the General Duty Clause of the
OSH Act.
Four Groups of OSHA Standards:
1. General Industry*
2. Construction
3. Maritime
4. Agriculture
*General Industry is the set that applies to the largest
number of workers and worksites
Federal OSHA vs State OSHA
SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY
Antea USA, Inc. 13
OSHA Standards-Railroad Industry and
Pending Regulations
SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY
Antea USA, Inc. 14
29 CFR 1910 – General Industry
29 CFR 1926 – Construction
OSHA Standards and Pending Regulatory Actions
SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY
Antea USA, Inc. 15
Standard or Issues Potential Exposure Concern
Silica Dust Handling sand, ballast
dumping and locomotive
sand filling
Regulations Changes
March 24, 2016.
Asbestos signal boxes, remodeling
old buildings, piping,
bridge work
Causes cancer, of the
lungs and
mesothelioma
Metal Fumes welding frogs, hardened
steel in shops
Pending regulations
Beryllium
OSHA Standards and Pending Regulatory Actions
SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY
Antea USA, Inc. 16
Standard or Issues Potential Exposure Concern
Lead In car/locomotives paint ,
in sanding, painting,
Lead poisoning
Noise and Hearing
Conservation
Non-transportation
(Shop, MOW) employees
who are exposed to
potential excessive noise.
Compliant programs -
annual testing,
monitoring protection,
Training
Access to Medical
Records
Any noise, chemical,
metals exposure
sampling
Employee right to
know hazard of
exposures
OSHA Standards and Pending Regulatory Actions
OSHA STANDARDS AND PENDING REGULATORY ACTIONS
Antea USA, Inc. 17
Standard or Issues Potential Exposure Concern
1. Hazard
Communication
Right of employees to
know chemicals in the
work place
Standard revised, all
elements must be
completed by June 2016
2. Respiratory
Protection
Protection from breathing
harmful materials during
various activities, welding,
painting, handling
chemicals, etc.
Potential harmful
materials – exposure to
silica, metal fumes, paint
fumes
3. Bloodborne
Pathogens
Protection of responders
to first aid and medical
emergencies
Pending revisions
OSHA Standards and Pending Regulatory Actions
OSHA STANDARDS AND PENDING REGULATORY ACTIONS
Antea USA, Inc. 18
Standard or Issues Potential Exposure Concern
4. Control Of
Hazardous Energy
(LOTO)
Shops, construction site Serious injury
5. Confined and
Permitted
Confined Spaces
Tanks, vessels, silos,
storage bins, hoppers,
vaults, pits, manholes,
tunnels, equipment
housings, ductwork,
pipelines,
Recent Changes for
Construction Industry
6. Compressed
Gases
Cylinders used by welders,
in construction
Potential missiles, if
handled and stored
properly
OSHA Standards and Pending Regulatory Actions
OSHA STANDARDS AND PENDING REGULATORY ACTIONS
Antea USA, Inc. 19
Standard or Issues Potential Exposure Concern
7. Fall Protection shop environments, but
may affect other areas if
there is a potential for a
injury
,OSHA can apply General
Duty Clause in other
areas
8. Cranes Fixed and Mobile cranes in
shop and construction sites
Construction standard
recently revised; FRA
Pending; Deadlines
9. Walking and
Working Surfaces
Common cause of injury –
uneven surfaces, ladders
Most cited Standard
2015 Top Ten Most Cited OSHA Standards
OSHA STANDARDS AND PENDING REGULATORY ACTIONS
Antea USA, Inc. 20
Fall Protection
6,721
C
Hazard
Communication
5,192
Scaffolding
4,295
C
Respiratory Protection
3,305
Electrical, Wiring
Methods
2,404
Powered Industrial
Trucks 2760
Ladders 2,483
C
Lockout/Tag-out
2,0002
Electrical, General
Requirements 1,973
Machine Guarding
2,295
Planning for Success in
Complying With OSHA
Regulation
Planning for Success
PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION
Antea USA, Inc. 22
01
02
03
Commit to Worker Protection as a business
strategy.
Planning for success in complying with OSHA
Standards requires a systematic approach to
Health and Safety in the workplace.
Develop a Positive Safety Culture.
Complying with OSHA is Good Business:
Planning for Success
PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION
Antea USA, Inc. 23
Safe and Healthy
Workplace
Avoid Loss for
Citations and Penalties
Avoid Business
Interruptions
Planning for Success
PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION
Antea USA, Inc. 24
Leadership
Commitment
Hazard
Identifications
Training of
Employees
Systematic Approach
to Health and Safety
Employee
Participation
Continuous
Improvement
ASLRRA Safety Institute:
The Safety Institute aims to enhance the safety culture of
short line and regional railroads. The project includes
several assessment activities, including a safety culture
survey, safety-related document reviews, field
observations, and safety culture interviews.
Develop a Positive Safety Culture
PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION
Antea USA, Inc. 25
Develop a Positive Safety Culture
PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION
Antea USA, Inc. 26
Leadership is Clearly
Committed to Safety
Railroad Practices
Continuous Learning
Decisions Demonstrate
that Safety Is Prioritized
Over Competing Demands
Reporting Systems and
Accountability Are Clearly
Defined
Employees Feel Personally
Responsible for Safety
The Railroad Is Fair and
Consistent in Responding
to Safety Concerns
There Is Open and Effective
Communication Across the
Railroad
Mutual Trust Is Fostered
between Employees and
the Railroad
ASLRRA
Safety
Institute
Program
Elements
Training and Resources Are
Available to Support Safety
There is a Safety Conscious
Work Environment
Topics covered
today…
Summary
OSHA CAN REGULATE THE RAILROADS
Antea USA, Inc. 27
Questions:
OSHA CAN REGULATE THE RAILROADS
Antea USA, Inc. 28
Annie Richardson| Project Manager | USA
Antea®Group
Direct: + 1 704 324 7043
USA Toll free: 1 800 477 7411
3530 Toringdon Way –
Suite 106 Charlotte, NC 28277
annie.richardson@anteagroup.com
www.anteagroup.com

A Primer on OSHA Regulations for Railroads

  • 1.
    American Short Lineand Regional Railroad Association (ASLRRA) April 2016 OSHA Can Regulate the Railroads
  • 2.
     How OSHARegulates the Railroads  Summary of Regulations and Pending Regulatory activity  Planning for Success in Complying with OSHA Regulations Topics to be Covered OSHA CAN REGULATE THE RAILROADS Antea USA, Inc. 1
  • 3.
    How OSHA Regulatesthe Railroads
  • 4.
    Occupational Safety andHealth Administration, an agency of the U.S. Department of Labor (DOL) responsible for improving worker safety and health protection. Brief History of OSHA HOW OSHA REGULATES THE RAILROADS Antea USA, Inc. 3 On December 29, President Nixon signed the OSH Act 1971 This Act created OSHA, the agency, which formally came into being on April 28 1970
  • 5.
    The mission ofOSHA is to assure safe and healthful working conditions in the workplace. Some of the things OSHA does to carry out its mission are: • Developing job safety and health standards; and • Enforcing them through worksite inspections OSHA’s Mission HOW OSHA REGULATES THE RAILROADS Antea USA, Inc. 4
  • 6.
    FRA regulates matters thatrelate to operational safety (i.e. safe movement of equipment over rails). All other aspects will be enforced by the Department of Labor – OSHA, where the conditions are similar to those in any industry. OSHA and FRA Relationship HOW OSHA REGULATES THE RAILROADS Antea USA, Inc. 5
  • 7.
    07/16/2012 The Federal RailroadAdministration, U.S. Department of Transportation MEMORANDUM OF AGREEMENT between THE FEDERAL RAILROAD ADMINISTRATION U.S. DEPARTMENT OF TRANSPORTATION and THE OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION U.S. DEPARTMENT OF LABOR Memorandum of Agreement HOW OSHA REGULATES THE RAILROADS Antea USA, Inc. 6
  • 8.
    Employers Responsibility Employees Rights Citations and Penalties TheWhistleblower Protection Programs Why is this important to railroads? HOW OSHA REGULATES THE RAILROADS Antea USA, Inc. 7
  • 9.
    Citations and Penalties HOWOSHA REGULATES THE RAILROADS Antea USA, Inc. 8 Violation Type Potential Penalty ( 80% increase by August 2016) Other Than Serious Up to $7,000 per Day Serious Up to $7,000 per Violation Willful $ 5,000 - $70, 000 per violation Repeat Up to $70,000 per Violation Egregious Up to $70,000 per Violation Failure to Abate Up to $7,000 per Day Falsifying Records, Reports or Applications Up to $10,000 and 6 Months in Jail Violating Posting Requirements Up to $7,000 Assaulting, Resisting, Intimidating, Interfering with Compliance Officer Up to $5,000 and 3 Years in Jail
  • 10.
    4,679 workers were killedon the job in 2014 On average, almost 90 a week or more than 13 deaths every day. Fatal work injuries involving contractors accounted for 17 percent of all fatal work injuries in 2014. OSHA Statistics HOW OSHA REGULATES THE RAILROADS Antea USA, Inc. 9
  • 11.
    OSHA Whistle BlowerAct Cases 2005-2015 Recent Railroad Industry Activity HOW OSHA REGULATES THE RAILROADS Antea USA, Inc. 10 Year No of Cases FY 2005 FY 2006 FY 2007 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY2014 FY2015 0 0 1 45 145 201 340 385 353 353 276
  • 12.
    Summary of Regulationsand Pending Regulatory Activity
  • 13.
    Summary of DOL– OSHA Laws and Regulations Affecting the Railroads SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY Antea USA, Inc. 12 OSHA standards are: • Rules that describe the methods employers must use to protect employees from hazards • Designed to protect workers from a wide range of hazards Where there are no specific standards, employers must comply with the General Duty Clause of the OSH Act. Four Groups of OSHA Standards: 1. General Industry* 2. Construction 3. Maritime 4. Agriculture *General Industry is the set that applies to the largest number of workers and worksites
  • 14.
    Federal OSHA vsState OSHA SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY Antea USA, Inc. 13
  • 15.
    OSHA Standards-Railroad Industryand Pending Regulations SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY Antea USA, Inc. 14 29 CFR 1910 – General Industry 29 CFR 1926 – Construction
  • 16.
    OSHA Standards andPending Regulatory Actions SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY Antea USA, Inc. 15 Standard or Issues Potential Exposure Concern Silica Dust Handling sand, ballast dumping and locomotive sand filling Regulations Changes March 24, 2016. Asbestos signal boxes, remodeling old buildings, piping, bridge work Causes cancer, of the lungs and mesothelioma Metal Fumes welding frogs, hardened steel in shops Pending regulations Beryllium
  • 17.
    OSHA Standards andPending Regulatory Actions SUMMARY OF REGULATIONS AND PENDING REGULATORY ACTIVITY Antea USA, Inc. 16 Standard or Issues Potential Exposure Concern Lead In car/locomotives paint , in sanding, painting, Lead poisoning Noise and Hearing Conservation Non-transportation (Shop, MOW) employees who are exposed to potential excessive noise. Compliant programs - annual testing, monitoring protection, Training Access to Medical Records Any noise, chemical, metals exposure sampling Employee right to know hazard of exposures
  • 18.
    OSHA Standards andPending Regulatory Actions OSHA STANDARDS AND PENDING REGULATORY ACTIONS Antea USA, Inc. 17 Standard or Issues Potential Exposure Concern 1. Hazard Communication Right of employees to know chemicals in the work place Standard revised, all elements must be completed by June 2016 2. Respiratory Protection Protection from breathing harmful materials during various activities, welding, painting, handling chemicals, etc. Potential harmful materials – exposure to silica, metal fumes, paint fumes 3. Bloodborne Pathogens Protection of responders to first aid and medical emergencies Pending revisions
  • 19.
    OSHA Standards andPending Regulatory Actions OSHA STANDARDS AND PENDING REGULATORY ACTIONS Antea USA, Inc. 18 Standard or Issues Potential Exposure Concern 4. Control Of Hazardous Energy (LOTO) Shops, construction site Serious injury 5. Confined and Permitted Confined Spaces Tanks, vessels, silos, storage bins, hoppers, vaults, pits, manholes, tunnels, equipment housings, ductwork, pipelines, Recent Changes for Construction Industry 6. Compressed Gases Cylinders used by welders, in construction Potential missiles, if handled and stored properly
  • 20.
    OSHA Standards andPending Regulatory Actions OSHA STANDARDS AND PENDING REGULATORY ACTIONS Antea USA, Inc. 19 Standard or Issues Potential Exposure Concern 7. Fall Protection shop environments, but may affect other areas if there is a potential for a injury ,OSHA can apply General Duty Clause in other areas 8. Cranes Fixed and Mobile cranes in shop and construction sites Construction standard recently revised; FRA Pending; Deadlines 9. Walking and Working Surfaces Common cause of injury – uneven surfaces, ladders Most cited Standard
  • 21.
    2015 Top TenMost Cited OSHA Standards OSHA STANDARDS AND PENDING REGULATORY ACTIONS Antea USA, Inc. 20 Fall Protection 6,721 C Hazard Communication 5,192 Scaffolding 4,295 C Respiratory Protection 3,305 Electrical, Wiring Methods 2,404 Powered Industrial Trucks 2760 Ladders 2,483 C Lockout/Tag-out 2,0002 Electrical, General Requirements 1,973 Machine Guarding 2,295
  • 22.
    Planning for Successin Complying With OSHA Regulation
  • 23.
    Planning for Success PLANNINGFOR SUCCESS IN COMPLYING WITH OSHA REGULATION Antea USA, Inc. 22 01 02 03 Commit to Worker Protection as a business strategy. Planning for success in complying with OSHA Standards requires a systematic approach to Health and Safety in the workplace. Develop a Positive Safety Culture.
  • 24.
    Complying with OSHAis Good Business: Planning for Success PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION Antea USA, Inc. 23 Safe and Healthy Workplace Avoid Loss for Citations and Penalties Avoid Business Interruptions
  • 25.
    Planning for Success PLANNINGFOR SUCCESS IN COMPLYING WITH OSHA REGULATION Antea USA, Inc. 24 Leadership Commitment Hazard Identifications Training of Employees Systematic Approach to Health and Safety Employee Participation Continuous Improvement
  • 26.
    ASLRRA Safety Institute: TheSafety Institute aims to enhance the safety culture of short line and regional railroads. The project includes several assessment activities, including a safety culture survey, safety-related document reviews, field observations, and safety culture interviews. Develop a Positive Safety Culture PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION Antea USA, Inc. 25
  • 27.
    Develop a PositiveSafety Culture PLANNING FOR SUCCESS IN COMPLYING WITH OSHA REGULATION Antea USA, Inc. 26 Leadership is Clearly Committed to Safety Railroad Practices Continuous Learning Decisions Demonstrate that Safety Is Prioritized Over Competing Demands Reporting Systems and Accountability Are Clearly Defined Employees Feel Personally Responsible for Safety The Railroad Is Fair and Consistent in Responding to Safety Concerns There Is Open and Effective Communication Across the Railroad Mutual Trust Is Fostered between Employees and the Railroad ASLRRA Safety Institute Program Elements Training and Resources Are Available to Support Safety There is a Safety Conscious Work Environment
  • 28.
    Topics covered today… Summary OSHA CANREGULATE THE RAILROADS Antea USA, Inc. 27
  • 29.
    Questions: OSHA CAN REGULATETHE RAILROADS Antea USA, Inc. 28
  • 30.
    Annie Richardson| ProjectManager | USA Antea®Group Direct: + 1 704 324 7043 USA Toll free: 1 800 477 7411 3530 Toringdon Way – Suite 106 Charlotte, NC 28277 [email protected] www.anteagroup.com