Bowtie Analysis – An Effective Risk Management
Hindustan Petroleum Corporation Limited
Corporate HSE Department
By
Murthy V S S Malyala
Manager –HSE
Contents
 Risk analysis –background
 Incidents in Oil Industry
 Bowtie – a visual risk evaluation tool
 Terminology
 Development of Bowtie
 Case study – Gas fired Pipe heater explosion modelling
 Barriers for controlling incidents
 Barrier Effectiveness
 End users of Bowtie
 Better than other Hazard identification Techniques
Risk Analysis
3
Risk = Probability X Consequence
Vapor cloud explosion ( Explosion
during start up)
Mexico (1984)
Flixborough (1974)
Piper Alpha 1988
LPG Leakage –
Sampling/ water
draining
18 fatalities and 81 injured
Feyzin, France
- 1966
28 fatalities and 36 injured
500 fatalities and terminal destroyed
Rupture of 8 inch LPG pipeline
Leakage from pump discharge
relief valve
167 fatalities and platform destroyed.
Bhopal Gas Incident- 1984
Operating
Procedure
Management Of Change Assert
Integrity
Emergency Preparedness
MOC
Staffing
Multiple Failures
Work permit system
Hazard communication
3000 fatalities
MIC Release
Decades of learning from disasters
Years of learning
Loss
–
Human
&
Property
5
Pasadena 1989
Esso Longford (1998)
BP Texas (2005)
Buncefield (2005)
Jaipur
Terminal
(2009)
overfilling of a large
storage tank
Over filling of column.
Fatalities 15. Over 170 injured
Leakage occurred during
maint. work on valve.
Fatalities 23. Over 130 injured
2 fatalities and 8 injured
Catastrophic failure of heat exchangers
Maintenance practices
Assert Integrity
Operating Discipline
Contractor Safety
Hazard Analysis
Years of learning
Loss
–
Human
&
Property
Operating Discipline
Decades of learning from disasters
 The Bow-tie Diagram is a user-friendly, graphical illustration of how
hazards are controlled.
 Bowtie …. A simplified fusion of
Fault Tree Analysis and Even Tree Analysis
FTA + ETA = Bowtie
 Effective risk management is only possible if people are assigned
responsibilities for controls via HSE-Critical Tasks
 Visible links are made to HSE-critical systems and competencies
 Bowtie methodology demonstrates not only what controls are in
place today and their effectiveness
 Used in Oil & gas , Aerospace, Railways
6
Bowtie Analysis
Bowtie analysis for high risk Activities
ALARP
Bowtie Analysis
8
Bowtie Analysis
9
Terminology
 Top event - no catastrophe yet but the first event in a chain of
unwanted events.
 Threats - The top event can be caused by (sufficient or necessary
causes).
 Consequences - The top event has the potential to lead to
unwanted consequences.
 Barriers - Preventive or mitigate measures taken to prevent threats
from resulting into the top event.
 Escalation factor - a condition that defeats or reduc
es the effectiveness of a barrier.
10
Bowtie analysis – Development
 Describe unwanted event for the Bowtie Knot
 Determine scope of analysis – operational boundries
 Identify threats that could cause the event
 Identify possible consequence of the event
 Select the optimum set of control to manage the
causes and consequence of the event
 Identify failure mode for important control
 Determine items for control assurance management
Case Study - Simple Pipe still Heater
12
Case Study – Gas fired Pipe Heater Explosion
13
Threats
Consequence
14
Threats Preventive Barriers Unwanted Event
15
Threats Preventive Barriers Unwanted Event
16
Threats Preventive Barriers Unwanted Event
17
Threats Preventive Barriers Unwanted Event
18
Top event Mitigation barriers Consequence
Complete Bowtie Diagram
19
Swiss cheese model –Hazard -Barriers– Incident
Barriers in accident prevention
The Hierarchy of Hazard Control Methodology
Barrier system
Increased
reliability
1. Accountability
2. Detect – Decide - Act
3. Safety Critical Task
4. Safety Critical Equipment
Simple application - Bowtie - Car Incident
Why incidents happen
.
Swiss cheese model
- Organisations manage risk using ‘barriers’
- Barriers – use of equipment, design of plant (redundancy, overflows, etc.),
following rules, procedures, standards …… usually barriers are people doing a
job
- Barriers are ‘functions’
Why do barriers fail? & Weakness in Incident causation path
An organisation
Error /
violation
promoting
conditions
That influences the person
Creates To take
action or
inaction
That causes
barriers to fail
That
result in
Accidents, incidents
and business upsets
• SMS
• Leadership
• Culture
• Performance influencing
factors (PIFs)
- Competence
- Fatigue
- Environment
- Supervision
- Task
- Etc.
• Human action or inaction
• slips, lapses,
mistakes, violations
Underlying
causes
Immediate
causes
Preconditions
1. Detect – Decide - Act
2. Safety Critical Equipment
3. Safety Critical Task
4. Accountability
Types of Barrier in Bowtie
End users of Bowtie Analysis
Bow tie is Visual risk depiction tool for a failure mode situation
Technician – Look for Hardware controls –active & passive
Supervisor – Look for administrative controls - Health of
controls
Manager - Identify weak links in controls & monitor
Sustained Operational discipline & timely
maintenance & Skill development.
Thanks
29
Questions?
30
31
HAZARD IDENTIFICATION Techniques
 Commonly used :
 HAZOP- Identifies “process plant” type incidents(time consuming)
 What If Analysis- Possible outcomes of change(high dependency of skills)
 FMEA/FMECA-Equipment failure causes (Extremely time consuming)
 Task Analysis-(JSA ) Maintenance etc, incidents (Does not address process
deviations
 Fault Tree Analysis-Combinations of failures(identified the incident first&
difficult to update )
 Checklists-questions to assist in hazard identification(no new hazard types are
identified)
 HAZAN -Risk ranking tools are used Dow index OR MOND index

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Bowtie analysis slide presentationas.ppt

  • 1. Bowtie Analysis – An Effective Risk Management Hindustan Petroleum Corporation Limited Corporate HSE Department By Murthy V S S Malyala Manager –HSE
  • 2. Contents  Risk analysis –background  Incidents in Oil Industry  Bowtie – a visual risk evaluation tool  Terminology  Development of Bowtie  Case study – Gas fired Pipe heater explosion modelling  Barriers for controlling incidents  Barrier Effectiveness  End users of Bowtie  Better than other Hazard identification Techniques
  • 3. Risk Analysis 3 Risk = Probability X Consequence
  • 4. Vapor cloud explosion ( Explosion during start up) Mexico (1984) Flixborough (1974) Piper Alpha 1988 LPG Leakage – Sampling/ water draining 18 fatalities and 81 injured Feyzin, France - 1966 28 fatalities and 36 injured 500 fatalities and terminal destroyed Rupture of 8 inch LPG pipeline Leakage from pump discharge relief valve 167 fatalities and platform destroyed. Bhopal Gas Incident- 1984 Operating Procedure Management Of Change Assert Integrity Emergency Preparedness MOC Staffing Multiple Failures Work permit system Hazard communication 3000 fatalities MIC Release Decades of learning from disasters Years of learning Loss – Human & Property
  • 5. 5 Pasadena 1989 Esso Longford (1998) BP Texas (2005) Buncefield (2005) Jaipur Terminal (2009) overfilling of a large storage tank Over filling of column. Fatalities 15. Over 170 injured Leakage occurred during maint. work on valve. Fatalities 23. Over 130 injured 2 fatalities and 8 injured Catastrophic failure of heat exchangers Maintenance practices Assert Integrity Operating Discipline Contractor Safety Hazard Analysis Years of learning Loss – Human & Property Operating Discipline Decades of learning from disasters
  • 6.  The Bow-tie Diagram is a user-friendly, graphical illustration of how hazards are controlled.  Bowtie …. A simplified fusion of Fault Tree Analysis and Even Tree Analysis FTA + ETA = Bowtie  Effective risk management is only possible if people are assigned responsibilities for controls via HSE-Critical Tasks  Visible links are made to HSE-critical systems and competencies  Bowtie methodology demonstrates not only what controls are in place today and their effectiveness  Used in Oil & gas , Aerospace, Railways 6 Bowtie Analysis
  • 7. Bowtie analysis for high risk Activities ALARP
  • 10. Terminology  Top event - no catastrophe yet but the first event in a chain of unwanted events.  Threats - The top event can be caused by (sufficient or necessary causes).  Consequences - The top event has the potential to lead to unwanted consequences.  Barriers - Preventive or mitigate measures taken to prevent threats from resulting into the top event.  Escalation factor - a condition that defeats or reduc es the effectiveness of a barrier. 10
  • 11. Bowtie analysis – Development  Describe unwanted event for the Bowtie Knot  Determine scope of analysis – operational boundries  Identify threats that could cause the event  Identify possible consequence of the event  Select the optimum set of control to manage the causes and consequence of the event  Identify failure mode for important control  Determine items for control assurance management
  • 12. Case Study - Simple Pipe still Heater 12
  • 13. Case Study – Gas fired Pipe Heater Explosion 13 Threats Consequence
  • 18. 18 Top event Mitigation barriers Consequence
  • 20. Swiss cheese model –Hazard -Barriers– Incident
  • 21. Barriers in accident prevention
  • 22. The Hierarchy of Hazard Control Methodology
  • 23. Barrier system Increased reliability 1. Accountability 2. Detect – Decide - Act 3. Safety Critical Task 4. Safety Critical Equipment
  • 24. Simple application - Bowtie - Car Incident
  • 25. Why incidents happen . Swiss cheese model - Organisations manage risk using ‘barriers’ - Barriers – use of equipment, design of plant (redundancy, overflows, etc.), following rules, procedures, standards …… usually barriers are people doing a job - Barriers are ‘functions’
  • 26. Why do barriers fail? & Weakness in Incident causation path An organisation Error / violation promoting conditions That influences the person Creates To take action or inaction That causes barriers to fail That result in Accidents, incidents and business upsets • SMS • Leadership • Culture • Performance influencing factors (PIFs) - Competence - Fatigue - Environment - Supervision - Task - Etc. • Human action or inaction • slips, lapses, mistakes, violations Underlying causes Immediate causes Preconditions
  • 27. 1. Detect – Decide - Act 2. Safety Critical Equipment 3. Safety Critical Task 4. Accountability Types of Barrier in Bowtie
  • 28. End users of Bowtie Analysis Bow tie is Visual risk depiction tool for a failure mode situation Technician – Look for Hardware controls –active & passive Supervisor – Look for administrative controls - Health of controls Manager - Identify weak links in controls & monitor Sustained Operational discipline & timely maintenance & Skill development.
  • 31. 31
  • 32. HAZARD IDENTIFICATION Techniques  Commonly used :  HAZOP- Identifies “process plant” type incidents(time consuming)  What If Analysis- Possible outcomes of change(high dependency of skills)  FMEA/FMECA-Equipment failure causes (Extremely time consuming)  Task Analysis-(JSA ) Maintenance etc, incidents (Does not address process deviations  Fault Tree Analysis-Combinations of failures(identified the incident first& difficult to update )  Checklists-questions to assist in hazard identification(no new hazard types are identified)  HAZAN -Risk ranking tools are used Dow index OR MOND index

Editor's Notes

  • #26: - Human and Organisational Factors