Change management 
Introduction
Do organizations need to change? Why?
Contents of the course 
• Approaching change- 
• Change orientation- is the direction, 
positioning and preferences for change 
• Organization-is the more formal 
arrangements, systems and formulations of 
the change process; 
• Mobilization- is the process of involving, 
engaging and catalysing the stakeholders 
affected by the changes
Contents (cont’d) 
• Implementation - is the process of carrying 
out or executing the changes 
• Transition - is managing the passage of people 
through the changes 
• Integration - is the embedding of the changes 
and the realizing of the transformation to 
produce a qualitative step change
Facts 
• new competitive landscape around the world, 
• more countries from Eastern Europe entering 
the European Union, 
• The explosion in manufacturing capability in 
the BRICS, 
• And the pronounced growth in other African 
countries
Cont’d 
• growth in outsourcing, offshoring and shared 
services; 
• continuing and increasing possibility of global 
culture clashes, 
• The escalation of local and national conflicts 
• global warming, and climate change and 
• mass movements of people
Can you see that these things require change??
But 
• less than 10% of enterprises and their Chief 
Information Officers have attempted to 
institutionalize change management in even 
the most basic way. 
• only 6 per cent of change management 
projects were completely successful (with a 
further 32 per cent ‘mostly’ successful)
Cont’d 
• During the changes the mood of the organization 
was characterized by: 
Successful projects Unsuccessful projects 
(%) (%) 
• Anxiety 44 51 
• Confusion 22 43 
• Frustration 23 44 
• Fatigue 24 34 
• Resistance 24 28
Cont’d 
• there was a marked sense of focus, 
enthusiasm, feelings of momentum, hope and 
confidence in those organizations successfully 
managing change.
Cont’d 
• Percentage of managers feeling that change 
had negatively affected their: 
• Motivation: 51% 
• Sense of employee well-being: 48% 
• Loyalty: 47% 
• Morale: 61% 
• Sense of job security: 56%
• Do you see the justification for change 
management?
Definition 
• Change is alteration in the state or quality of 
anything 
• Changes involve people, technology, services 
or buildings.
Cont’d 
• Early thinkers on the nature of change 
construed change as an incremental process. 
• This view of the world is described as the 
‘gradualist’ paradigm. Continuous 
improvement (Kaizen; Japanese for ‘change for 
the better’) was proposed as the key method 
for managing change in an environment which 
was perceived as largely predictable.
Cont’d 
• Based on this concept, changes to individual 
subsystems such as people, missions or 
facilities provide the necessary intervention to 
allow small but continuous change that allows 
adaptation to the internal and external 
environment. 
• In such a model it is possible to tinker with one 
part of the system without affecting the whole
Cont’d 
• in parallel with modern day reinterpretations of 
biological evolution, it has been argued that 
change in most organisations is not continuous, 
but is characterised by events involving rapid 
change. 
• In just the same way as evolution in the natural 
world undergoes major transformative events, so 
it can be seen that organisations are also subject 
to such rapid and often unexpected change.
Cont’d 
• There is in-built organisational inertia which 
arises from persistent deep structures which 
allow only small incremental changes. 
• It is these embedded structures which resist 
change and pull an organisation back to a 
condition of equilibrium.
sources of inertia 
• Sense making: the organisation’s way of seeing things 
(cognitive framework). Organisations evolve shared 
mental models in the way that they interpret reality 
and learn. 
• Motivation: change brings with it a fear of loss as well 
as a realisation that such change may bring about a 
‘sunk cost’. 
• Obligation: with any change comes disruption and the 
severing of interdependencies. Relationships with 
particular service providers may have to be terminated: 
short-term disruptions to customer services may ensue.
The s-curve 
• The curve illustrates the slow growth rate 
associated with start-up organisations whose 
initial growth is tempered by resource constraints 
and market acceptance. 
• This is then succeeded by a period of rapid 
(exponential) growth during which time the 
organisation undergoes successive periods of 
growth. 
• Finally, as the service or product offering is 
exhausted, the growth rate reaches maturity, 
with a tapering of growth.
Cont’d 
• change takes place from the broadest 
conceptual level (i.e. in the minds of 
organisational thinkers) to the most concrete 
and tangible level (facilities and people). 
• Change occurs in one of two spheres; (1) the 
basic state and (2) the thrust or direction of 
the organisation. Put together, we end up with 
the total landscape of change which confronts 
an organisation.
State versus direction 
• The ‘state’ is about what you have got. 
• We can reconfigure organisational services, 
delivery systems and people to satisfy the 
changing requirements of an organisation. 
• Service level agreements can be modified, 
maintenance staff can be redeployed and space 
plans rearranged. 
• Such changes often occur incrementally, over 
days, months or years, often in a piecemeal 
manner
Cont’d 
• Whilst these changes may be largely 
unplanned, over time they can have a 
profound effect on an organisation 
• change in strategy which involves planned 
change and determines the direction of an 
organisation
Introduction 
• Kurt Lewin introduced his concept of 
organizational change during the middle of the 
last century (Lewin, 1951). 
• His work was deeply embedded in looking at how 
human systems operate and the different 
dynamics at play. 
• His central model comprises three stages: 
unfreezing, effecting change and then refreezing. 
• Starting with a status quo, you move things and 
then continue with the new status quo.
Cont’d 
• Some critics have suggested that this is too 
linear a model of change for these turbulent 
times of exponential change – that there is no 
initial ‘stable equilibrium’ that needs to be 
unfrozen to allow change to occur. 
• Likewise there’s no promised land of a 
renewed equilibrium position where we can all 
rest, recuperate and not worry any more.
key tenets of Lewin which are true for 
all change scenarios: 
• change doesn’t operate in a vacuum but within 
an interactive system which itself is within a wider 
environment; 
• any human system will have a variety of forces at 
play which can help and/or hinder movement. 
These forces need to be addressed; and 
• the change process is helped through a process of 
observing or being in the system and exploring 
what works and what doesn’t.
Cont’d 
• Change doesn’t just start at page one but in 
fact in countless thoughts, ideas, experiences, 
conversations, incidents and motivations 
stretching back many years. 
• Likewise it doesn’t necessarily stop once put in 
motion.
Change model 
• Orientation 
• Organization 
• Mobilization 
• Implementation 
• Transition 
• Integration
Cont’d 
• Central, fundamental and interactive elements 
of the model are: 
– Mindset we have when we approach the change 
– organizational culture within which we operate 
– Leadership- at all levels and at all stages to make 
the change successful
“Things which are put together are both whole 
and not whole, brought together and taken 
apart, in harmony and out of harmony; one 
thing arises from all things, and all things arise 
from one thing.” 
(Heraclitus, 540–475BCE)
Cont’d 
• Managers are in the business of achieving 
certain outcomes or at least gaining tangible 
results. 
• No matter how well planned, structured and 
organized the intervention is it is unlikely to 
work unless you pay particular attention to:
Cont’d 
– The emotional component of change cannot ever 
be divorced from the change itself 
– There will inevitably be a number of stakeholders 
in the change 
– Right in the middle are those who are the prime 
movers of the change – be they the CEO, the 
project manager, the change team or a team 
leader in a remote part of the organization
A model for approaching change 
• Outputs and Outcomes - Developing and 
delivering business outcomes 
• Stakeholders and Interests - Mobilizing 
influence, power and authority 
• Emotions and Culture - Enabling people and 
culture to adapt 
• Self and Leadership
Approaching change 
• We all approach change in different ways. 
• That’s partly because of our different 
personalities and it’s partly because of our 
individual histories. 
• We see the world in different ways and also 
react to it in different ways. 
• The whole area of change management is one 
where these ideas have a particular relevance 
and resonance.
What do you see?
Cont’d 
• If we conceptualize change in a particular way 
then perhaps we will try to manage it in a way 
that is seemingly logical within our reality, 
whilst leaving no room for the idea that it’s 
just our reality or certainly just one way of 
looking at the world
Different ways of looking at 
organizations: 
• Organizations as Machines- 
• Organizations as political system 
• Organizations as organisms 
• Organizations as flux and transformation
Metaphors, beliefs and assumptions
Machine 
Key beliefs 
• Each employee should have 
only one line manager 
• Labour should be divided into 
specific roles 
• Each individual should be 
managed by objectives 
• Teams represent no more than 
the summation of individual 
efforts 
• Management should control 
and there should be employee 
discipline 
Key assumptions 
• The organization can be 
changed to an agreed 
end state by those in 
positions of authority 
• There will be resistance, 
and this needs to be 
managed 
• Change can be executed 
well if it is well planned 
and well controlled
Political system 
Key Beliefs 
• You can’t stay out of 
organizational politics. 
You’re already in it. 
• Building support for your 
approach is essential if 
you want to make 
anything happen 
• You need to know who’s 
powerful, and who they 
are close 
Key Assumptions 
• The change won’t 
work unless it’s 
supported by a 
powerful person 
• The wider the 
support for change 
the better it is
Cont’d 
Key Beliefs 
• There is an important political 
map which overrides the 
published organizational 
structure 
• Coalitions between individuals are 
more important than work teams 
• The most important decisions in 
an organization concern the 
allocation of scarce resources ie, 
who gets what, and these are 
reached through bargaining, 
negotiating and vying for position 
Key Assumptions 
• It’s important to 
understand to the 
political map, and to 
understand who will be 
winners and losers as a 
result of this change 
• Positive strategies 
include creating new 
coalitions and 
renegotiating issues
Organism 
Key Beliefs 
• There is no ‘one best 
way’ to design or 
manage an 
organization 
• The flow of 
information between 
different parts of the 
systems and its 
environment is key to 
organization’s success 
Key assumptions 
• Changes are made only in 
response to changes in the 
external environment (rather 
than using an internal focus) 
the Individuals and groups 
need to be psychologically 
aware of the need for change 
in order to adapt 
• The response to a change in 
the environment can be 
designed and worked towards
Cont’d 
Key Beliefs 
• It’s important to 
maximize the fit 
between individual, 
team and 
organizational needs 
Key assumptions 
• Participation and 
psychological 
support are 
necessary strategies 
for success
Flux and transformation 
Key beliefs 
• Order naturally emerges out of 
chaos 
• Organizations have a natural 
capacity to self-renew 
• Organizational life is not 
governed by the rules of cause 
and effect 
• Key tensions are important in the 
emergence of new ways of doing 
things 
• The formal organizational 
structure (teams, hierarchies) 
only represents one of many 
dimensions of organizational life 
Key assumptions 
• Change cannot be managed; it 
emerges 
• Managers are not outside the 
systems they manage; they are 
part of the whole environment 
• Tensions and conflicts are an 
important feature of emerging 
change 
• Managers act as enablers; 
they enable people to 
exchange views and focus on 
significant differences
Organization as a machine 
• organization functions like a machine – if all 
the parts are properly constructed and 
connected and force applied in the right place 
and right direction then the machine will start 
to move and continue to move until it needs 
repair or replacement or encounters 
resistance.
Organizations as political system 
• everyone who inhabits an organizational space is in the 
midst not only of a human system but one where there 
are competing forces and pulls on scarce resources and 
where different players have different degrees of 
power. 
• It is the awareness and management of these forces 
and these players that allow work to be achieved. 
• There is an understanding of who is an enabler and 
who is a disabler; who stands to gain and who stands 
to lose; who is supporting you and who might be 
against you.
Organizations as organisms 
• organizations are not discrete singular entities but are 
composed of a number of internal subsystems 
operating in an external environment and there are 
flows and interaction throughout. 
• Operating within this metaphor an organization would 
be organizing itself around the changing environment – 
the more turbulence in the environment the greater the 
need for adaptability. 
• Its internal subsystems – structural, human, 
managerial, informational – would all need to be 
capable of receiving data from the environment and 
other parts of the system and responding intelligently
Organizations as flux and 
transformation 
• We are moving into a world where we need to 
review our understanding of what an 
organization actually is. 
• Rather than a machine or a social system of 
power bases, or an organism that interacts 
symbiotically with the environment, it is a place 
that has form and movement but events which 
cannot be predictable. 
• There is a dynamism that can lead to equilibrium 
or disequilibrium depending on factors or 
‘attractors’ at play
Paradigm of change 
• de Caluwé and Vermaak (2004) have 
categorized approaches to change in a 
somewhat different way: 
– Blue – change through design 
– Yellow – change through addressing interests 
– Red – change through people 
– White – change through emergence 
– Green – change through learning
Change through design 
• It is the project management approach to change and 
involves careful planning and detailed analysis before 
the change happens. 
• It links quite well with the machine metaphor of 
organizations and leading outcomes in the three-ball 
model. 
• It is very much about the rational way to enact change. 
• If we have done the initial analysis well enough and 
can plan the steps and stages comprehensively enough 
then the inputs that we make will produce the outputs 
that we want
change through addressing interests 
• addresses the political aspect of organizations, 
recognizing that there are winners and losers in 
all change situations and that directly addressing 
the different wants and needs of the various 
stakeholders is a necessary element in getting 
positive movement forward in the driving forces 
for change and a useful way of attending to those 
forces that are restraining or against the change. 
• This is most closely aligned to the political 
metaphor and also leading interests in the three-ball 
model
change through people 
• recognizes that change in an organization is 
predominately done through people, and for 
the outcome of any change initiative to be 
successful it will not only need to have 
addressed the concerns of the organization’s 
people but to have engaged with them in 
order for new attitudes, skills and behaviours 
to have been acquired or learnt and certainly 
demonstrated
change through emergence 
• is about creating the conditions for change to occur without 
specifying the exact nature of the changes. 
• Drawing on the flux and transformation metaphor it 
suggests that we cannot logically and rationally design, 
plan and manage change in a linear way. 
• What is required is an enabling environment, people to 
make sense of what is happening, and to spot where the 
organizational energy is and take steps to removing 
hindrances and obstacles. 
• Perhaps requiring a leap of faith, this approach is based 
around the belief that systems will self-organize and, even 
in the midst of chaos, order and evolution will occur
change through learning 
• is concerned with change happening as a direct result of 
learning. 
• Here we are talking about individual and team learning and 
also the concept of the learning organization. 
• The key focus is on creating the environment necessary for 
individuals and teams to acquire the necessary knowledge, 
skills and experience to step into the new state and also 
how collectively the organization can embed any new 
knowledge for sustained performance. 
• This also covers the single-loop and double-loop learning of 
Argyris and ways in which the organization can monitor 
and evaluate itself throughout the changes
Implications and different roles of 
change leaders 
• Entering into a change process when 
operating within one of the four change 
metaphors or five paradigms has implications 
for how you construct your change process 
and what sort of role you need to play
machine metaphor or the ‘change 
through design’ paradigm 
• a rigorous project management approach with a 
leadership style that is one of architect and grand 
designer. 
• The terrain is about efficiency and effectiveness of 
project planning processes and their well-oiled 
implementation. 
• It’s about an unambiguous mapping out of the 
plan to get from A to B and the careful planning, 
managing, monitoring and controlling of this 
process.
political metaphor and ‘change 
through addressing interests’ 
• require a greater focus on managing 
stakeholders, the informal organization and 
ensuring that key players are brought on board, 
and potential winners are motivated enough and 
potential losers’ needs are managed. 
• The terrain for the change agent within this 
paradigm is all about power and the harnessing 
of it. 
• The change agents themselves have to have 
perceived power as well as requiring powerful 
sponsors
organism metaphor 
• requires the change agent to be monitoring the 
environment and taking the pulse of the 
organization. 
• A key focus will be to create an enabling 
environment where people can learn to become 
responsive to the environment and the changes 
that are needed. 
• It is also necessary to be aware of the process in 
order for responses, reactions and adaptations to 
be factored in as the change proceeds
flux and transformation metaphor and 
the ‘change through emergence’ 
• change cannot be explicitly managed, but rather 
needs to emerge. 
• The tensions, the conflicts and the hot spots 
within the organization and those on the 
boundary are where the change agent is focused. 
• Once again the role is one of enabling emergence 
rather than directing and controlling it. 
• The concepts of setting parameters, acting as a 
container and reminding people of core values 
are critical to this process.
change through learning 
• draws on the key ideas from the 
organizational development movement 
originating in the 1960s, and the writers and 
researchers of the learning organization. 
• Coaching, training and group and team 
facilitation are all ways of providing 
opportunities for learning to take place.
change through people 
• situated between the learning paradigm and the interest 
paradigm. 
• It recognizes the need to include, involve and engage with 
all stakeholders, but principally managers and staff in order 
to create solutions that address the important issues. 
• Given that change happens through people, winning the 
hearts and minds of the people is clearly a key factor in this. 
• Affiliative and democratic management styles, human 
resource management and a collaborative culture are 
strong indicators of change agents operating within this 
paradigm.
Types of change 
• Adaptation – is a ‘non-paradigmatic change 
implemented slowly through staged initiatives’. 
• Reconstruction – is also a ‘non-paradigmatic change to 
realign the way the organization operates, but in a 
more dramatic and faster manner’. 
• Evolution – is a ‘transformational change implemented 
gradually through different stages and interrelated 
initiatives’. 
• Revolution – is ‘fundamental, transformative change… 
but it occurs via simultaneous initiatives on many 
fronts, and often in a relative short space of time’.
Cont’d 
• Stace and Dunphy (2002) distinguish a number of 
levels of change on a continuum: 
• Level 1 – Fine tuning: 
– Addressing and improving the fit between strategy 
and the organizations people, processes and 
structure, for example, policy and process changes; 
continuous improvement teams; development of 
reward mechanisms and training programmes tied 
into strategy. Refining, clarifying, interpreting group 
norms and operating procedures
Cont’d 
• Level 2 – Incremental adjustment. 
– Relatively modest changes around the 
organization in the light of external drivers for 
change. 
– Typically changes involving strategy, structure and 
management process. 
– Shifting the scale and scope of the operation; 
changing the product or service mix; addressing 
production inefficiencies; evolving the structure so 
that it’s fit for the purpose of the refined strategy.
Cont’d 
• Level 3 – Modular transformation 
– Major restructuring and realignment – focusing 
specific parts of the organization rather than the 
organization in its entirety. For example, a 
restructuring of the marketing department around 
distribution channels rather than product lines, or a 
decentralization of the HR department into business 
units (or more likely a centralization of HR into shared 
services); appointment of different key personnel; 
significant shift in the strategy of a cost or profit 
centre; introduction of new information systems that 
redefine key business processes
cont’d 
• Level 4 – Corporate transformation 
– Fundamental shift in organizational business 
strategy involving new statement of vision, 
mission and/or values; major restructuring that 
changes the power bases within the organization; 
radical changes to structure, systems and 
processes across the whole organization; key 
appointments recruited from outside the 
organization.
Approaches to change 
• Higgs and Rowland (2005) categorized them along two 
axes: a uniform approach (top-down) as against a more 
disseminated or differentiated approach (bottom-up) and 
change as a predictable phenomenon (planned) as against 
change as a more complex phenomenon (emergent). 
• Their research suggested that when there was large scale 
change an emergent approach was more successful – 
‘change is a complex activity’ – and the more that change 
was planned as a simplistic machine metaphor then the less 
successful was the outcome. 
• An emergent approach which was not overly dictated by 
top management was shown to be more effective than the 
other approaches
complexity in change situations 
• Dynamic- where the questions is whether to 
focus on the whole system or just a specific 
part; 
• Generative- where the question is whether to 
take a planned or emergent approach; and 
• Social- where the question is who to involve in 
the change.
Cont’d 
• When there are low levels of complexity you can see 
causal effects more clearly and it is probably 
worthwhile focusing on one part of the organization at 
a time. 
• If the strategic and operational environments are 
relatively predictable and have low turbulence then it is 
easier to plan a whole change approach. 
• When the organization and its stakeholders are fairly 
well aligned and have shared vision, values and 
assumptions, then if the leader has his or her finger on 
the pulse, he or she can perhaps involve fewer people 
in the decision.
Cont’d 
• when the level of complexity is relatively high a 
different set of solutions might be appropriate. 
• When the causal links are harder to make, a whole 
system approach might be indicated. 
• If the strategic and operational environment is more 
turbulent or rapidly changing then a planned approach 
may not work so well, with a more emergent, organic 
approach to change indicated. 
• The greater the level of complexity the more you might 
need contributions from around the organization – 
horizontally and vertically and from external 
stakeholders too
Culture 
• Like individuals, organizations have their own identity – 
a way of being and behaving which differentiates them 
from other organizations. 
• Culture is sometimes defines as ‘the way we do things 
around here’. 
• It captures the general feel, but culture is more 
complex than that. 
• If we want to manage change within specific cultures 
and if indeed we want to change the cultures 
themselves as a way of changing strategy or enhancing 
performance it is essential to understand what culture 
is and how culture itself changes
Cont’d 
• Schein (1999) identified three different levels of culture with 
three different levels of difficulty in changing it: 
• Artefacts – 
– are the things that you will encounter as you enter the 
organization and move around: what you see, what you hear, 
what you feel about the place. 
– There may be car parking spaces reserved right by the front 
door for the most senior managers whilst other staff don’t have 
any car parking at all. In others there are no allocated spaces. 
– Some organizations will be very formal and people wear suits 
and smart clothes. Other organizations will be somewhat 
ramshackle and people work in jeans. Some organizations will 
be open plan, others will have individual offices. In some 
organizations drinks are ‘on tap’, whereas others will have pay 
machines.
Cont’d 
• Espoused values – 
– at this level of culture you will find out some of the 
meaning behind what you have encountered, the 
organizational rules – either made public and lived, or 
tacit and followed as the norm. 
– There may be a stay late culture even though the 
working times are clearly set out. 
– There may be an acknowledgement that in order to 
get something through the decision making process 
you have to network it round the key players first.
Cont’d 
– These rules are laid out in a set of organizational 
values and sometimes translated into behavioural 
imperatives. 
– Everyone knows what the deal is. Sometimes the 
espoused values are not the value-in-practice 
(Argyris, 1990) and although teamwork is valued 
people are rewarded for individual effort; or 
integrity is a core principle but if you can get away 
with something then that’s ok too.
Cont’d 
• Basic underlying assumptions – 
– this level deals with the core of the organization’s 
identity and can be related back to its history and how 
it came to be successful or survived due to the values, 
attitudes and beliefs of the key people in its history. 
– Schein says, ‘the essence of culture is these jointly 
learned values, beliefs, and assumptions that become 
shared and taken for granted as the organization 
continues to be successful. 
– It is important to remember that they resulted from a 
joint learning process.’
Schein’s six ways in which culture 
evolves 
• Some of these can be influenced by leaders and change agents and 
some cannot: 
– a general evolution in which the organization naturally adapts to its 
environment; 
– a specific evolution of teams or subgroups within the organization to 
their different environments; 
– a guided evolution resulting from cultural ‘insights’ on the part of 
leaders; 
– guided evolution through encouraging teams to learn from each other, 
and empowering selected hybrids from subcultures that are better 
adapted to current realities; 
– planned and managed culture change through the creation of parallel 
systems of steering committees and project-oriented task forces; and 
– partial or total cultural destruction through new leadership that 
eliminates the carriers of the former culture (turnarounds, 
bankruptcies, etc)
Harrison’s four cultures 
• A power culture 
– is one where decisions are based around the 
sources of power within the organization and are 
often centrally controlled. 
– From entrepreneurial companies to organizations 
with strong charismatic leaders the operating 
paradigm is based around ensuring you have the 
necessary people ‘on side’ and have the power 
and authority to make decisions relatively quickly 
without any particular bureaucratic hindrances
Cont’d 
• The role culture 
– tries to fit the workings of the organization into 
clearly defined structures and roles, with 
accountabilities being aligned to the role and each 
person in their role knowing where they fit into 
the system. 
– Large bureaucratic institutions would typically 
display the characteristics of a role culture.
Cont’d 
• Task culture 
– is characterized by getting things done, and power 
and authority emanate from the ability to achieve 
the tasks in hand. 
– What is rewarded is not necessarily position but 
task accomplishment, with systems and structures 
designed to enable that to happen. 
– Project management organizations and 
meritocracies would often have a task culture.
Cont’d 
• A person culture 
– would have the needs of the people pretty central 
to its ethos. 
– This might be at the expense of the overarching 
aims of the organization. 
– Academic or professional associations or 
partnerships might display elements of the person 
culture, with decision-making more consensual 
and explicit displays of power being shunned.
Goffee and Jones’s classification of 
culture 
• Classified culture based on sociability and 
solidarity. 
– Sociability- the degree to which people are 
friendly with each other and work towards a social 
cohesion within the organization 
– Solidarity- a measure of a community’s ability to 
pursue shared objectives quickly and effectively, 
regardless of personal ties
Cont’d 
• Networked (high sociability, low solidarity): 
– The networked culture is one where cohesiveness 
across the organization is valued, with people 
encouraged to use both formal and informal 
networks to achieve their objectives and have a 
fulfilling time. 
– Relationships form an important part of the work 
environment, with the giving and receiving of 
support a key aspect
Cont’d 
• Fragmented (low sociability, low solidarity): 
– The fragmented culture on the other hand doesn’t 
value social cohesion and relationships within the 
work environment. 
– People are that much harder to get to know (for 
friendship and for work accomplishment). 
– Individualism, autonomy and freedom are valued, 
with individual efforts and achievements being 
rewarded.
Cont’d 
• Communal (high sociability, high solidarity): 
– The communal culture is both cohesive and 
collaborative, with people committed to each 
other, the organization and the products and 
services the organization provides. 
– Often a very ‘values-based’ company with high 
levels of passion commitment and teamwork
Cont’d 
• Mercenary (low sociability, high solidarity): 
– The mercenary culture is high on task focus, low on 
people process. 
– There is little movement towards cohesiveness though 
high degrees of collaboration when a task needs 
achieving. 
– As a result relationships tend to be transactional with 
people being used for their abilities to help the task, 
not for who they are. 
– Communication will tend to be on a need to know 
basis
Importance of understanding culture 
during change 
• knowing whether the culture you are in will be 
the best for the end state; 
• knowing how the culture will aid or detract 
from the change effort; and 
• being aware that the culture you are in will 
consciously or subconsciously shape your 
thoughts, ideas and decision-making 
processes when engaged in discussing change
Personality 
• Myers-Briggs Type Indicator (MBTI®) identifies 
four different personality dimensions: 
• Two things are of interest to us in exploring 
change: 
– different personalities approach, address and 
respond to change in different ways; and 
– organizations themselves can be seen to exhibit 
the personality traits of their individuals, which in 
turn affect how they will respond to change.
Cont’d 
• extroversion–introversion 
• sensing-intuition 
• thinking-feeling 
• judging-perceiving
Cont’d 
• There are four types of personality, which will be 
found in all organizations, exhibiting significant 
differences in behaviour: 
• The thoughtful realists 
– will want to know why there’s a need for change and 
will require some good evidence-based arguments. 
– When initiating change they will adopt the view that if 
it isn’t broken why would they want to change it. 
– They therefore might be seen as more cautious when 
it comes to change; not necessarily against change, 
but needing some time to think it through.
Cont’d 
• The thoughtful innovators- 
– also need time to think things through but not 
from the viewpoint of retaining things, more 
ensuring it fits with the bigger picture, the wider 
strategy and that all the component parts are 
interlinked
Cont’d 
• Action-oriented realists 
– are happy to kick-start the changes and get things 
moving. 
– Their natural energy and enthusiasm will create 
the momentum but they do need to have a clear 
focus and that focus needs to be practical and 
based on improving efficiency and effectiveness – 
what, why, how, who and by when would be 
typical questions
Cont’d 
• action-oriented innovators 
– who are similar to the action-oriented realists in 
their energy and enthusiasm but also are more like 
the thoughtful innovators in their focus on the 
future and different ways of changing and the 
possible different scenarios
Groupthink 
• Groupthink is ‘a mode of thinking that people 
engage in when they are deeply involved in a 
cohesive in-group, when the members’ striving 
for unanimity overrides their motivation to 
realistically appraise alternative courses of 
action’ 
• It occurs in certain situations and when certain 
criteria are met.
attitudes and behaviours in a group 
suffering from groupthink 
• an illusion of invulnerability, shared by most or all 
the members, which creates excessive optimism 
and encourages taking extreme risks; 
• collective efforts to rationalize in order to 
discount warnings that might lead the members 
to reconsider their assumptions before they 
recommit themselves to their past policy 
decisions; 
• an unquestioned belief in the group’s inherent 
morality, inclining the members to ignore the 
ethical or moral consequences of their decisions;
Cont’d 
• stereotyped views of enemy leaders as too evil to 
warrant genuine attempts to negotiate, or as too 
weak and stupid to counter whatever risky 
attempts are made to defeat their purposes; 
• direct pressure on any member who expresses 
strong arguments against any of the group’s 
stereotypes, illusions, or commitments, making 
clear that this type of dissent is contrary to what 
is expected of all loyal members
Cont’d 
• self-censorship of deviations from the apparent group 
consensus, reflecting each member’s inclination to minimize 
the importance of his or her doubts and counterarguments; 
• a shared illusion of unanimity concerning judgements 
conforming to the majority view (partly resulting from self-censorship 
of deviations, augmented by the false 
assumption that silence means consent); 
• the emergence of self-appointed ‘mindguards’ – members 
who protect the group from adverse information that might 
shatter their shared complacency about the effectiveness 
and morality of their decisions

Change management 1

  • 1.
  • 2.
    Do organizations needto change? Why?
  • 3.
    Contents of thecourse • Approaching change- • Change orientation- is the direction, positioning and preferences for change • Organization-is the more formal arrangements, systems and formulations of the change process; • Mobilization- is the process of involving, engaging and catalysing the stakeholders affected by the changes
  • 4.
    Contents (cont’d) •Implementation - is the process of carrying out or executing the changes • Transition - is managing the passage of people through the changes • Integration - is the embedding of the changes and the realizing of the transformation to produce a qualitative step change
  • 5.
    Facts • newcompetitive landscape around the world, • more countries from Eastern Europe entering the European Union, • The explosion in manufacturing capability in the BRICS, • And the pronounced growth in other African countries
  • 6.
    Cont’d • growthin outsourcing, offshoring and shared services; • continuing and increasing possibility of global culture clashes, • The escalation of local and national conflicts • global warming, and climate change and • mass movements of people
  • 7.
    Can you seethat these things require change??
  • 8.
    But • lessthan 10% of enterprises and their Chief Information Officers have attempted to institutionalize change management in even the most basic way. • only 6 per cent of change management projects were completely successful (with a further 32 per cent ‘mostly’ successful)
  • 9.
    Cont’d • Duringthe changes the mood of the organization was characterized by: Successful projects Unsuccessful projects (%) (%) • Anxiety 44 51 • Confusion 22 43 • Frustration 23 44 • Fatigue 24 34 • Resistance 24 28
  • 10.
    Cont’d • therewas a marked sense of focus, enthusiasm, feelings of momentum, hope and confidence in those organizations successfully managing change.
  • 11.
    Cont’d • Percentageof managers feeling that change had negatively affected their: • Motivation: 51% • Sense of employee well-being: 48% • Loyalty: 47% • Morale: 61% • Sense of job security: 56%
  • 12.
    • Do yousee the justification for change management?
  • 13.
    Definition • Changeis alteration in the state or quality of anything • Changes involve people, technology, services or buildings.
  • 14.
    Cont’d • Earlythinkers on the nature of change construed change as an incremental process. • This view of the world is described as the ‘gradualist’ paradigm. Continuous improvement (Kaizen; Japanese for ‘change for the better’) was proposed as the key method for managing change in an environment which was perceived as largely predictable.
  • 15.
    Cont’d • Basedon this concept, changes to individual subsystems such as people, missions or facilities provide the necessary intervention to allow small but continuous change that allows adaptation to the internal and external environment. • In such a model it is possible to tinker with one part of the system without affecting the whole
  • 16.
    Cont’d • inparallel with modern day reinterpretations of biological evolution, it has been argued that change in most organisations is not continuous, but is characterised by events involving rapid change. • In just the same way as evolution in the natural world undergoes major transformative events, so it can be seen that organisations are also subject to such rapid and often unexpected change.
  • 17.
    Cont’d • Thereis in-built organisational inertia which arises from persistent deep structures which allow only small incremental changes. • It is these embedded structures which resist change and pull an organisation back to a condition of equilibrium.
  • 18.
    sources of inertia • Sense making: the organisation’s way of seeing things (cognitive framework). Organisations evolve shared mental models in the way that they interpret reality and learn. • Motivation: change brings with it a fear of loss as well as a realisation that such change may bring about a ‘sunk cost’. • Obligation: with any change comes disruption and the severing of interdependencies. Relationships with particular service providers may have to be terminated: short-term disruptions to customer services may ensue.
  • 19.
    The s-curve •The curve illustrates the slow growth rate associated with start-up organisations whose initial growth is tempered by resource constraints and market acceptance. • This is then succeeded by a period of rapid (exponential) growth during which time the organisation undergoes successive periods of growth. • Finally, as the service or product offering is exhausted, the growth rate reaches maturity, with a tapering of growth.
  • 20.
    Cont’d • changetakes place from the broadest conceptual level (i.e. in the minds of organisational thinkers) to the most concrete and tangible level (facilities and people). • Change occurs in one of two spheres; (1) the basic state and (2) the thrust or direction of the organisation. Put together, we end up with the total landscape of change which confronts an organisation.
  • 21.
    State versus direction • The ‘state’ is about what you have got. • We can reconfigure organisational services, delivery systems and people to satisfy the changing requirements of an organisation. • Service level agreements can be modified, maintenance staff can be redeployed and space plans rearranged. • Such changes often occur incrementally, over days, months or years, often in a piecemeal manner
  • 22.
    Cont’d • Whilstthese changes may be largely unplanned, over time they can have a profound effect on an organisation • change in strategy which involves planned change and determines the direction of an organisation
  • 23.
    Introduction • KurtLewin introduced his concept of organizational change during the middle of the last century (Lewin, 1951). • His work was deeply embedded in looking at how human systems operate and the different dynamics at play. • His central model comprises three stages: unfreezing, effecting change and then refreezing. • Starting with a status quo, you move things and then continue with the new status quo.
  • 24.
    Cont’d • Somecritics have suggested that this is too linear a model of change for these turbulent times of exponential change – that there is no initial ‘stable equilibrium’ that needs to be unfrozen to allow change to occur. • Likewise there’s no promised land of a renewed equilibrium position where we can all rest, recuperate and not worry any more.
  • 25.
    key tenets ofLewin which are true for all change scenarios: • change doesn’t operate in a vacuum but within an interactive system which itself is within a wider environment; • any human system will have a variety of forces at play which can help and/or hinder movement. These forces need to be addressed; and • the change process is helped through a process of observing or being in the system and exploring what works and what doesn’t.
  • 26.
    Cont’d • Changedoesn’t just start at page one but in fact in countless thoughts, ideas, experiences, conversations, incidents and motivations stretching back many years. • Likewise it doesn’t necessarily stop once put in motion.
  • 27.
    Change model •Orientation • Organization • Mobilization • Implementation • Transition • Integration
  • 28.
    Cont’d • Central,fundamental and interactive elements of the model are: – Mindset we have when we approach the change – organizational culture within which we operate – Leadership- at all levels and at all stages to make the change successful
  • 29.
    “Things which areput together are both whole and not whole, brought together and taken apart, in harmony and out of harmony; one thing arises from all things, and all things arise from one thing.” (Heraclitus, 540–475BCE)
  • 30.
    Cont’d • Managersare in the business of achieving certain outcomes or at least gaining tangible results. • No matter how well planned, structured and organized the intervention is it is unlikely to work unless you pay particular attention to:
  • 31.
    Cont’d – Theemotional component of change cannot ever be divorced from the change itself – There will inevitably be a number of stakeholders in the change – Right in the middle are those who are the prime movers of the change – be they the CEO, the project manager, the change team or a team leader in a remote part of the organization
  • 32.
    A model forapproaching change • Outputs and Outcomes - Developing and delivering business outcomes • Stakeholders and Interests - Mobilizing influence, power and authority • Emotions and Culture - Enabling people and culture to adapt • Self and Leadership
  • 33.
    Approaching change •We all approach change in different ways. • That’s partly because of our different personalities and it’s partly because of our individual histories. • We see the world in different ways and also react to it in different ways. • The whole area of change management is one where these ideas have a particular relevance and resonance.
  • 34.
  • 35.
    Cont’d • Ifwe conceptualize change in a particular way then perhaps we will try to manage it in a way that is seemingly logical within our reality, whilst leaving no room for the idea that it’s just our reality or certainly just one way of looking at the world
  • 36.
    Different ways oflooking at organizations: • Organizations as Machines- • Organizations as political system • Organizations as organisms • Organizations as flux and transformation
  • 37.
  • 38.
    Machine Key beliefs • Each employee should have only one line manager • Labour should be divided into specific roles • Each individual should be managed by objectives • Teams represent no more than the summation of individual efforts • Management should control and there should be employee discipline Key assumptions • The organization can be changed to an agreed end state by those in positions of authority • There will be resistance, and this needs to be managed • Change can be executed well if it is well planned and well controlled
  • 39.
    Political system KeyBeliefs • You can’t stay out of organizational politics. You’re already in it. • Building support for your approach is essential if you want to make anything happen • You need to know who’s powerful, and who they are close Key Assumptions • The change won’t work unless it’s supported by a powerful person • The wider the support for change the better it is
  • 40.
    Cont’d Key Beliefs • There is an important political map which overrides the published organizational structure • Coalitions between individuals are more important than work teams • The most important decisions in an organization concern the allocation of scarce resources ie, who gets what, and these are reached through bargaining, negotiating and vying for position Key Assumptions • It’s important to understand to the political map, and to understand who will be winners and losers as a result of this change • Positive strategies include creating new coalitions and renegotiating issues
  • 41.
    Organism Key Beliefs • There is no ‘one best way’ to design or manage an organization • The flow of information between different parts of the systems and its environment is key to organization’s success Key assumptions • Changes are made only in response to changes in the external environment (rather than using an internal focus) the Individuals and groups need to be psychologically aware of the need for change in order to adapt • The response to a change in the environment can be designed and worked towards
  • 42.
    Cont’d Key Beliefs • It’s important to maximize the fit between individual, team and organizational needs Key assumptions • Participation and psychological support are necessary strategies for success
  • 43.
    Flux and transformation Key beliefs • Order naturally emerges out of chaos • Organizations have a natural capacity to self-renew • Organizational life is not governed by the rules of cause and effect • Key tensions are important in the emergence of new ways of doing things • The formal organizational structure (teams, hierarchies) only represents one of many dimensions of organizational life Key assumptions • Change cannot be managed; it emerges • Managers are not outside the systems they manage; they are part of the whole environment • Tensions and conflicts are an important feature of emerging change • Managers act as enablers; they enable people to exchange views and focus on significant differences
  • 44.
    Organization as amachine • organization functions like a machine – if all the parts are properly constructed and connected and force applied in the right place and right direction then the machine will start to move and continue to move until it needs repair or replacement or encounters resistance.
  • 45.
    Organizations as politicalsystem • everyone who inhabits an organizational space is in the midst not only of a human system but one where there are competing forces and pulls on scarce resources and where different players have different degrees of power. • It is the awareness and management of these forces and these players that allow work to be achieved. • There is an understanding of who is an enabler and who is a disabler; who stands to gain and who stands to lose; who is supporting you and who might be against you.
  • 46.
    Organizations as organisms • organizations are not discrete singular entities but are composed of a number of internal subsystems operating in an external environment and there are flows and interaction throughout. • Operating within this metaphor an organization would be organizing itself around the changing environment – the more turbulence in the environment the greater the need for adaptability. • Its internal subsystems – structural, human, managerial, informational – would all need to be capable of receiving data from the environment and other parts of the system and responding intelligently
  • 47.
    Organizations as fluxand transformation • We are moving into a world where we need to review our understanding of what an organization actually is. • Rather than a machine or a social system of power bases, or an organism that interacts symbiotically with the environment, it is a place that has form and movement but events which cannot be predictable. • There is a dynamism that can lead to equilibrium or disequilibrium depending on factors or ‘attractors’ at play
  • 48.
    Paradigm of change • de Caluwé and Vermaak (2004) have categorized approaches to change in a somewhat different way: – Blue – change through design – Yellow – change through addressing interests – Red – change through people – White – change through emergence – Green – change through learning
  • 49.
    Change through design • It is the project management approach to change and involves careful planning and detailed analysis before the change happens. • It links quite well with the machine metaphor of organizations and leading outcomes in the three-ball model. • It is very much about the rational way to enact change. • If we have done the initial analysis well enough and can plan the steps and stages comprehensively enough then the inputs that we make will produce the outputs that we want
  • 50.
    change through addressinginterests • addresses the political aspect of organizations, recognizing that there are winners and losers in all change situations and that directly addressing the different wants and needs of the various stakeholders is a necessary element in getting positive movement forward in the driving forces for change and a useful way of attending to those forces that are restraining or against the change. • This is most closely aligned to the political metaphor and also leading interests in the three-ball model
  • 51.
    change through people • recognizes that change in an organization is predominately done through people, and for the outcome of any change initiative to be successful it will not only need to have addressed the concerns of the organization’s people but to have engaged with them in order for new attitudes, skills and behaviours to have been acquired or learnt and certainly demonstrated
  • 52.
    change through emergence • is about creating the conditions for change to occur without specifying the exact nature of the changes. • Drawing on the flux and transformation metaphor it suggests that we cannot logically and rationally design, plan and manage change in a linear way. • What is required is an enabling environment, people to make sense of what is happening, and to spot where the organizational energy is and take steps to removing hindrances and obstacles. • Perhaps requiring a leap of faith, this approach is based around the belief that systems will self-organize and, even in the midst of chaos, order and evolution will occur
  • 53.
    change through learning • is concerned with change happening as a direct result of learning. • Here we are talking about individual and team learning and also the concept of the learning organization. • The key focus is on creating the environment necessary for individuals and teams to acquire the necessary knowledge, skills and experience to step into the new state and also how collectively the organization can embed any new knowledge for sustained performance. • This also covers the single-loop and double-loop learning of Argyris and ways in which the organization can monitor and evaluate itself throughout the changes
  • 54.
    Implications and differentroles of change leaders • Entering into a change process when operating within one of the four change metaphors or five paradigms has implications for how you construct your change process and what sort of role you need to play
  • 55.
    machine metaphor orthe ‘change through design’ paradigm • a rigorous project management approach with a leadership style that is one of architect and grand designer. • The terrain is about efficiency and effectiveness of project planning processes and their well-oiled implementation. • It’s about an unambiguous mapping out of the plan to get from A to B and the careful planning, managing, monitoring and controlling of this process.
  • 56.
    political metaphor and‘change through addressing interests’ • require a greater focus on managing stakeholders, the informal organization and ensuring that key players are brought on board, and potential winners are motivated enough and potential losers’ needs are managed. • The terrain for the change agent within this paradigm is all about power and the harnessing of it. • The change agents themselves have to have perceived power as well as requiring powerful sponsors
  • 57.
    organism metaphor •requires the change agent to be monitoring the environment and taking the pulse of the organization. • A key focus will be to create an enabling environment where people can learn to become responsive to the environment and the changes that are needed. • It is also necessary to be aware of the process in order for responses, reactions and adaptations to be factored in as the change proceeds
  • 58.
    flux and transformationmetaphor and the ‘change through emergence’ • change cannot be explicitly managed, but rather needs to emerge. • The tensions, the conflicts and the hot spots within the organization and those on the boundary are where the change agent is focused. • Once again the role is one of enabling emergence rather than directing and controlling it. • The concepts of setting parameters, acting as a container and reminding people of core values are critical to this process.
  • 59.
    change through learning • draws on the key ideas from the organizational development movement originating in the 1960s, and the writers and researchers of the learning organization. • Coaching, training and group and team facilitation are all ways of providing opportunities for learning to take place.
  • 60.
    change through people • situated between the learning paradigm and the interest paradigm. • It recognizes the need to include, involve and engage with all stakeholders, but principally managers and staff in order to create solutions that address the important issues. • Given that change happens through people, winning the hearts and minds of the people is clearly a key factor in this. • Affiliative and democratic management styles, human resource management and a collaborative culture are strong indicators of change agents operating within this paradigm.
  • 61.
    Types of change • Adaptation – is a ‘non-paradigmatic change implemented slowly through staged initiatives’. • Reconstruction – is also a ‘non-paradigmatic change to realign the way the organization operates, but in a more dramatic and faster manner’. • Evolution – is a ‘transformational change implemented gradually through different stages and interrelated initiatives’. • Revolution – is ‘fundamental, transformative change… but it occurs via simultaneous initiatives on many fronts, and often in a relative short space of time’.
  • 62.
    Cont’d • Staceand Dunphy (2002) distinguish a number of levels of change on a continuum: • Level 1 – Fine tuning: – Addressing and improving the fit between strategy and the organizations people, processes and structure, for example, policy and process changes; continuous improvement teams; development of reward mechanisms and training programmes tied into strategy. Refining, clarifying, interpreting group norms and operating procedures
  • 63.
    Cont’d • Level2 – Incremental adjustment. – Relatively modest changes around the organization in the light of external drivers for change. – Typically changes involving strategy, structure and management process. – Shifting the scale and scope of the operation; changing the product or service mix; addressing production inefficiencies; evolving the structure so that it’s fit for the purpose of the refined strategy.
  • 64.
    Cont’d • Level3 – Modular transformation – Major restructuring and realignment – focusing specific parts of the organization rather than the organization in its entirety. For example, a restructuring of the marketing department around distribution channels rather than product lines, or a decentralization of the HR department into business units (or more likely a centralization of HR into shared services); appointment of different key personnel; significant shift in the strategy of a cost or profit centre; introduction of new information systems that redefine key business processes
  • 65.
    cont’d • Level4 – Corporate transformation – Fundamental shift in organizational business strategy involving new statement of vision, mission and/or values; major restructuring that changes the power bases within the organization; radical changes to structure, systems and processes across the whole organization; key appointments recruited from outside the organization.
  • 66.
    Approaches to change • Higgs and Rowland (2005) categorized them along two axes: a uniform approach (top-down) as against a more disseminated or differentiated approach (bottom-up) and change as a predictable phenomenon (planned) as against change as a more complex phenomenon (emergent). • Their research suggested that when there was large scale change an emergent approach was more successful – ‘change is a complex activity’ – and the more that change was planned as a simplistic machine metaphor then the less successful was the outcome. • An emergent approach which was not overly dictated by top management was shown to be more effective than the other approaches
  • 67.
    complexity in changesituations • Dynamic- where the questions is whether to focus on the whole system or just a specific part; • Generative- where the question is whether to take a planned or emergent approach; and • Social- where the question is who to involve in the change.
  • 68.
    Cont’d • Whenthere are low levels of complexity you can see causal effects more clearly and it is probably worthwhile focusing on one part of the organization at a time. • If the strategic and operational environments are relatively predictable and have low turbulence then it is easier to plan a whole change approach. • When the organization and its stakeholders are fairly well aligned and have shared vision, values and assumptions, then if the leader has his or her finger on the pulse, he or she can perhaps involve fewer people in the decision.
  • 69.
    Cont’d • whenthe level of complexity is relatively high a different set of solutions might be appropriate. • When the causal links are harder to make, a whole system approach might be indicated. • If the strategic and operational environment is more turbulent or rapidly changing then a planned approach may not work so well, with a more emergent, organic approach to change indicated. • The greater the level of complexity the more you might need contributions from around the organization – horizontally and vertically and from external stakeholders too
  • 70.
    Culture • Likeindividuals, organizations have their own identity – a way of being and behaving which differentiates them from other organizations. • Culture is sometimes defines as ‘the way we do things around here’. • It captures the general feel, but culture is more complex than that. • If we want to manage change within specific cultures and if indeed we want to change the cultures themselves as a way of changing strategy or enhancing performance it is essential to understand what culture is and how culture itself changes
  • 71.
    Cont’d • Schein(1999) identified three different levels of culture with three different levels of difficulty in changing it: • Artefacts – – are the things that you will encounter as you enter the organization and move around: what you see, what you hear, what you feel about the place. – There may be car parking spaces reserved right by the front door for the most senior managers whilst other staff don’t have any car parking at all. In others there are no allocated spaces. – Some organizations will be very formal and people wear suits and smart clothes. Other organizations will be somewhat ramshackle and people work in jeans. Some organizations will be open plan, others will have individual offices. In some organizations drinks are ‘on tap’, whereas others will have pay machines.
  • 72.
    Cont’d • Espousedvalues – – at this level of culture you will find out some of the meaning behind what you have encountered, the organizational rules – either made public and lived, or tacit and followed as the norm. – There may be a stay late culture even though the working times are clearly set out. – There may be an acknowledgement that in order to get something through the decision making process you have to network it round the key players first.
  • 73.
    Cont’d – Theserules are laid out in a set of organizational values and sometimes translated into behavioural imperatives. – Everyone knows what the deal is. Sometimes the espoused values are not the value-in-practice (Argyris, 1990) and although teamwork is valued people are rewarded for individual effort; or integrity is a core principle but if you can get away with something then that’s ok too.
  • 74.
    Cont’d • Basicunderlying assumptions – – this level deals with the core of the organization’s identity and can be related back to its history and how it came to be successful or survived due to the values, attitudes and beliefs of the key people in its history. – Schein says, ‘the essence of culture is these jointly learned values, beliefs, and assumptions that become shared and taken for granted as the organization continues to be successful. – It is important to remember that they resulted from a joint learning process.’
  • 75.
    Schein’s six waysin which culture evolves • Some of these can be influenced by leaders and change agents and some cannot: – a general evolution in which the organization naturally adapts to its environment; – a specific evolution of teams or subgroups within the organization to their different environments; – a guided evolution resulting from cultural ‘insights’ on the part of leaders; – guided evolution through encouraging teams to learn from each other, and empowering selected hybrids from subcultures that are better adapted to current realities; – planned and managed culture change through the creation of parallel systems of steering committees and project-oriented task forces; and – partial or total cultural destruction through new leadership that eliminates the carriers of the former culture (turnarounds, bankruptcies, etc)
  • 76.
    Harrison’s four cultures • A power culture – is one where decisions are based around the sources of power within the organization and are often centrally controlled. – From entrepreneurial companies to organizations with strong charismatic leaders the operating paradigm is based around ensuring you have the necessary people ‘on side’ and have the power and authority to make decisions relatively quickly without any particular bureaucratic hindrances
  • 77.
    Cont’d • Therole culture – tries to fit the workings of the organization into clearly defined structures and roles, with accountabilities being aligned to the role and each person in their role knowing where they fit into the system. – Large bureaucratic institutions would typically display the characteristics of a role culture.
  • 78.
    Cont’d • Taskculture – is characterized by getting things done, and power and authority emanate from the ability to achieve the tasks in hand. – What is rewarded is not necessarily position but task accomplishment, with systems and structures designed to enable that to happen. – Project management organizations and meritocracies would often have a task culture.
  • 79.
    Cont’d • Aperson culture – would have the needs of the people pretty central to its ethos. – This might be at the expense of the overarching aims of the organization. – Academic or professional associations or partnerships might display elements of the person culture, with decision-making more consensual and explicit displays of power being shunned.
  • 80.
    Goffee and Jones’sclassification of culture • Classified culture based on sociability and solidarity. – Sociability- the degree to which people are friendly with each other and work towards a social cohesion within the organization – Solidarity- a measure of a community’s ability to pursue shared objectives quickly and effectively, regardless of personal ties
  • 81.
    Cont’d • Networked(high sociability, low solidarity): – The networked culture is one where cohesiveness across the organization is valued, with people encouraged to use both formal and informal networks to achieve their objectives and have a fulfilling time. – Relationships form an important part of the work environment, with the giving and receiving of support a key aspect
  • 82.
    Cont’d • Fragmented(low sociability, low solidarity): – The fragmented culture on the other hand doesn’t value social cohesion and relationships within the work environment. – People are that much harder to get to know (for friendship and for work accomplishment). – Individualism, autonomy and freedom are valued, with individual efforts and achievements being rewarded.
  • 83.
    Cont’d • Communal(high sociability, high solidarity): – The communal culture is both cohesive and collaborative, with people committed to each other, the organization and the products and services the organization provides. – Often a very ‘values-based’ company with high levels of passion commitment and teamwork
  • 84.
    Cont’d • Mercenary(low sociability, high solidarity): – The mercenary culture is high on task focus, low on people process. – There is little movement towards cohesiveness though high degrees of collaboration when a task needs achieving. – As a result relationships tend to be transactional with people being used for their abilities to help the task, not for who they are. – Communication will tend to be on a need to know basis
  • 85.
    Importance of understandingculture during change • knowing whether the culture you are in will be the best for the end state; • knowing how the culture will aid or detract from the change effort; and • being aware that the culture you are in will consciously or subconsciously shape your thoughts, ideas and decision-making processes when engaged in discussing change
  • 86.
    Personality • Myers-BriggsType Indicator (MBTI®) identifies four different personality dimensions: • Two things are of interest to us in exploring change: – different personalities approach, address and respond to change in different ways; and – organizations themselves can be seen to exhibit the personality traits of their individuals, which in turn affect how they will respond to change.
  • 87.
    Cont’d • extroversion–introversion • sensing-intuition • thinking-feeling • judging-perceiving
  • 88.
    Cont’d • Thereare four types of personality, which will be found in all organizations, exhibiting significant differences in behaviour: • The thoughtful realists – will want to know why there’s a need for change and will require some good evidence-based arguments. – When initiating change they will adopt the view that if it isn’t broken why would they want to change it. – They therefore might be seen as more cautious when it comes to change; not necessarily against change, but needing some time to think it through.
  • 89.
    Cont’d • Thethoughtful innovators- – also need time to think things through but not from the viewpoint of retaining things, more ensuring it fits with the bigger picture, the wider strategy and that all the component parts are interlinked
  • 90.
    Cont’d • Action-orientedrealists – are happy to kick-start the changes and get things moving. – Their natural energy and enthusiasm will create the momentum but they do need to have a clear focus and that focus needs to be practical and based on improving efficiency and effectiveness – what, why, how, who and by when would be typical questions
  • 91.
    Cont’d • action-orientedinnovators – who are similar to the action-oriented realists in their energy and enthusiasm but also are more like the thoughtful innovators in their focus on the future and different ways of changing and the possible different scenarios
  • 92.
    Groupthink • Groupthinkis ‘a mode of thinking that people engage in when they are deeply involved in a cohesive in-group, when the members’ striving for unanimity overrides their motivation to realistically appraise alternative courses of action’ • It occurs in certain situations and when certain criteria are met.
  • 93.
    attitudes and behavioursin a group suffering from groupthink • an illusion of invulnerability, shared by most or all the members, which creates excessive optimism and encourages taking extreme risks; • collective efforts to rationalize in order to discount warnings that might lead the members to reconsider their assumptions before they recommit themselves to their past policy decisions; • an unquestioned belief in the group’s inherent morality, inclining the members to ignore the ethical or moral consequences of their decisions;
  • 94.
    Cont’d • stereotypedviews of enemy leaders as too evil to warrant genuine attempts to negotiate, or as too weak and stupid to counter whatever risky attempts are made to defeat their purposes; • direct pressure on any member who expresses strong arguments against any of the group’s stereotypes, illusions, or commitments, making clear that this type of dissent is contrary to what is expected of all loyal members
  • 95.
    Cont’d • self-censorshipof deviations from the apparent group consensus, reflecting each member’s inclination to minimize the importance of his or her doubts and counterarguments; • a shared illusion of unanimity concerning judgements conforming to the majority view (partly resulting from self-censorship of deviations, augmented by the false assumption that silence means consent); • the emergence of self-appointed ‘mindguards’ – members who protect the group from adverse information that might shatter their shared complacency about the effectiveness and morality of their decisions