HORIZON 2020

The New EU Framework Programme for Research and
Innovation (2014-2020)

Participation of European
Neighbourhood Policy
countries

Elisabeth Lipiatou
Head of Unit "EU Neighbourhood, Africa
and the Gulf
DG Research & Innovation
What is Horizon 2020
•

Framework funding programme for all EU research &
innovation-related activities (2014-2020)

•

The total budget in current prices is nearly €80 billion and
in constant prices €70,2 billion

•

A core part of Europe 2020, Innovation Union & European
Research Area:
− Responding to the economic crisis to invest in future jobs and

growth

− Addressing people’s concerns about their livelihoods, safety and

environment

− Strengthening EU’s position in research, innovation and

technology
Three priorities

Excellent
science

Industrial
leadership

Societal
challenges
Priority 1. Excellent science

Proposed funding (€ million, 2014-2020)
European Research Council (ERC)
Frontier research by the best individual teams
Future and Emerging Technologies
Collaborative research to open new fields of
innovation

13 095
2 696

Marie Skłodowska-Curie actions (MSCA)
Opportunities for training and career development

6 162

Research infrastructures (including e-infrastructure)
Ensuring access to world-class facilities

2 488
Priority 2. Industrial leadership

Proposed funding (€ million, 2014-2020)
Leadership in enabling and
industrial technologies (LEITs)
(ICT, nanotechnologies, materials,
biotechnology, manufacturing, space)

13 557

Access to risk finance
Leveraging private finance and venture
capital for research and innovation
Innovation in SMEs
Fostering all forms of innovation in all
types of SMEs

2 842
616

+ complemented
by expected 20% of
budget of societal
challenges + LEITs and
'Access to risk finance'
with strong SME focus
Priority 3. Societal challenges

Proposed funding (€ million, 2014-2020)
Health, demographic change and wellbeing

7 472

Food security, sustainable agriculture and forestry,
marine and maritime and inland water research and
the Bio economy

3 851

Secure, clean and efficient energy *

5 931

Smart, green and integrated transport

6 339

Climate action, environment, resource efficiency and
raw materials

3 081

Inclusive, innovative and reflective societies

1 309

Secure societies

1 695

Science with and for society

462

Spreading excellence and widening participation

816
International Cooperation in
Horizon 2020
•International cooperation is crucial to address many Horizon

2020 objectives

•Principle of general openness: the programme will remain to

be the most open funding programme in the world

•Need to join forces globally to tackle global challenges
The new strategy for international
cooperation in research and innovation
Need to engage more actively and strategically in
international cooperation:
objectives:
Strengthen the Union's excellence and attractiveness in research and
innovation as well as its industrial and economic competitiveness
Tackle global societal challenges
Support the Union's external policies
Dual approach towards international
cooperation
Openness:

Horizon 2020 open to participation from across the world
Revision to the list of countries which receive automatic funding

Targeted actions:

1.Thematic: identifying areas for international cooperation on the basis
of the Union's policy agenda
2.Differentiation by countries/regions to target partners for cooperation
3.Dedicated cross-cutting actions – in Challenge 6: Inclusive, Innovative and Reflective
Societies

Support for to policy dialogue
Networking and twinning activities
Coordination of EU and MS/AC international cooperation policies
Strengthening of European presence in international partner countries

 multi-annual roadmaps for cooperation with key partners
3 country groups:
• Enlargement and neighbourhood countries, and EFTA
• Focus on alignment with the ERA
• Support enlargement and neighbourhood policies

Industrialised countries and emerging economies
• Focus on competitiveness
• Tackle global challenges
• Business opportunities and access to new markets

• Developing countries
• Support development policy by building partnerships contributing
to sustainable development
• Address relevant challenges (e.g. poverty-related diseases, energy
and food security, biodiversity)

stronger interaction with EU external policies is key to the new
strategy
Participation of the ENP countries in
Horizon 2020
Main objective: To facilitate the integration and alignment of the
ENP countries with the European Research Area as contribution to
the development of A Common Knowledge and Innovation Space

•As international
partner

or
•As associated country
Participation in Horizon 2020 as
international partner country
•

As a general rule, the legal entities and individuals established in
the ENP countries may participate in all parts of the programme
(exception: access to risk finance)

•

The minimum rules of participation should be observed

-

For standard collaborative actions: At least three legal entities
each established in a different Member State or an Associated
Country

-

For ERC, SME instrument, programme co-fund, coordination and
support, training and mobility actions: One legal entity established
in a Member State or in an Associated Country

Additional conditions can be set out in the work programme or work
plan, e.g. number of participants, type of participants etc.
Participation in Horizon 2020 as
Associated Country
• ENP countries already associated to FP7 are eligible for
association without pre-conditions
• EFTA and ENP countries, not previously associated, have to
fulfill four criteria
- Close economic and geographical links with the Union
- Good capacity in science, technology and innovation
- Good track record of previous FP participation
- Fair and equitable treatment of IPR
Thank you for your attention!
HORIZON 2020
Contact point for more information:
elisabeth.lipiatou@ec.europa.eu

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HORIZON 2020

  • 1. HORIZON 2020 The New EU Framework Programme for Research and Innovation (2014-2020) Participation of European Neighbourhood Policy countries Elisabeth Lipiatou Head of Unit "EU Neighbourhood, Africa and the Gulf DG Research & Innovation
  • 2. What is Horizon 2020 • Framework funding programme for all EU research & innovation-related activities (2014-2020) • The total budget in current prices is nearly €80 billion and in constant prices €70,2 billion • A core part of Europe 2020, Innovation Union & European Research Area: − Responding to the economic crisis to invest in future jobs and growth − Addressing people’s concerns about their livelihoods, safety and environment − Strengthening EU’s position in research, innovation and technology
  • 4. Priority 1. Excellent science Proposed funding (€ million, 2014-2020) European Research Council (ERC) Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation 13 095 2 696 Marie Skłodowska-Curie actions (MSCA) Opportunities for training and career development 6 162 Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities 2 488
  • 5. Priority 2. Industrial leadership Proposed funding (€ million, 2014-2020) Leadership in enabling and industrial technologies (LEITs) (ICT, nanotechnologies, materials, biotechnology, manufacturing, space) 13 557 Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs 2 842 616 + complemented by expected 20% of budget of societal challenges + LEITs and 'Access to risk finance' with strong SME focus
  • 6. Priority 3. Societal challenges Proposed funding (€ million, 2014-2020) Health, demographic change and wellbeing 7 472 Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the Bio economy 3 851 Secure, clean and efficient energy * 5 931 Smart, green and integrated transport 6 339 Climate action, environment, resource efficiency and raw materials 3 081 Inclusive, innovative and reflective societies 1 309 Secure societies 1 695 Science with and for society 462 Spreading excellence and widening participation 816
  • 7. International Cooperation in Horizon 2020 •International cooperation is crucial to address many Horizon 2020 objectives •Principle of general openness: the programme will remain to be the most open funding programme in the world •Need to join forces globally to tackle global challenges
  • 8. The new strategy for international cooperation in research and innovation Need to engage more actively and strategically in international cooperation: objectives: Strengthen the Union's excellence and attractiveness in research and innovation as well as its industrial and economic competitiveness Tackle global societal challenges Support the Union's external policies
  • 9. Dual approach towards international cooperation Openness: Horizon 2020 open to participation from across the world Revision to the list of countries which receive automatic funding Targeted actions: 1.Thematic: identifying areas for international cooperation on the basis of the Union's policy agenda 2.Differentiation by countries/regions to target partners for cooperation 3.Dedicated cross-cutting actions – in Challenge 6: Inclusive, Innovative and Reflective Societies Support for to policy dialogue Networking and twinning activities Coordination of EU and MS/AC international cooperation policies Strengthening of European presence in international partner countries  multi-annual roadmaps for cooperation with key partners
  • 10. 3 country groups: • Enlargement and neighbourhood countries, and EFTA • Focus on alignment with the ERA • Support enlargement and neighbourhood policies Industrialised countries and emerging economies • Focus on competitiveness • Tackle global challenges • Business opportunities and access to new markets • Developing countries • Support development policy by building partnerships contributing to sustainable development • Address relevant challenges (e.g. poverty-related diseases, energy and food security, biodiversity) stronger interaction with EU external policies is key to the new strategy
  • 11. Participation of the ENP countries in Horizon 2020 Main objective: To facilitate the integration and alignment of the ENP countries with the European Research Area as contribution to the development of A Common Knowledge and Innovation Space •As international partner or •As associated country
  • 12. Participation in Horizon 2020 as international partner country • As a general rule, the legal entities and individuals established in the ENP countries may participate in all parts of the programme (exception: access to risk finance) • The minimum rules of participation should be observed - For standard collaborative actions: At least three legal entities each established in a different Member State or an Associated Country - For ERC, SME instrument, programme co-fund, coordination and support, training and mobility actions: One legal entity established in a Member State or in an Associated Country Additional conditions can be set out in the work programme or work plan, e.g. number of participants, type of participants etc.
  • 13. Participation in Horizon 2020 as Associated Country • ENP countries already associated to FP7 are eligible for association without pre-conditions • EFTA and ENP countries, not previously associated, have to fulfill four criteria - Close economic and geographical links with the Union - Good capacity in science, technology and innovation - Good track record of previous FP participation - Fair and equitable treatment of IPR
  • 14. Thank you for your attention!