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NATIONAL INSTITUTE OF
TECHNOLOGY,ROURKELA




      Seminar on
 Multimodal Biometric Systems


                   Presented By:
                   Rajendra Prasad Nayak
CONTENT

•   WHY MULTIMODAL BIOMETRICS?
•   CLASSIFICATION
•   SCORE NORMALIZATION
•   BIOMETRIC FUSION
•   CONCLUSION
Why multimodal biometrics?
• Unimodal biometric systems perform person recognition
  based on a single source of biometric information.
• Such systems are often affected by the following
  problems:
(1) Noisy sensor data: Noise can be present in the acquired
   biometric data mainly due to defective or improperly
   maintained sensors.




.
Continue
(2) Non-universality: If every individual in the target
population is able to present the biometric trait for recognition,
then the trait is said to be universal. However, not all biometric
traits are truly universal.
  people with hand-related disabilities, manual workers with
many cuts and bruises on their fingertips, and people with very
oily or dry fingers
   NIST reported 2% people cannot enroll using finger print.
Continue
(3) Lack of individuality : Features extracted from
biometric characteristics of different individuals can be quite
similar.
   A small proportion of the population can have nearly identical
facial appearance due to genetic factors (e.g., father and son,
identical twins, etc.)
(4) Lack of invariant representation :The biometric
data acquired from a user during verification will not be identical
to the data used for generating the user’s template during
enrollment.
Continue
(5) Susceptibility to circumvention:Although it is
very difficult to steal someone’s biometric traits, it is still
possible for an impostor to circumvent a biometric system using
spoofed traits.
 Behavioral traits like signature and voice are more susceptible
to such attacks than physiological traits.

              TEST         TEST              FALSE         FALSE
                           PARAMETER         REJECT RATE   ACCEPT RATE
Fingerprint   FVC[2004]    20 years          2%            2%
                           (average age)
Face          FRVT[2002]   Varied lighting   10%           1%
                           Outdoor/indoor
Voice         NIST[2000]   Text              10-20%        2-5%
                           Independent
Multimodal biometric systems
•    Use of multiple biometric indicators for identifying
    individuals, known as multimodal biometrics. Combining the
    evidence obtained from different modalities using an effective
    fusion scheme can significantly improve the overall accuracy
    of the biometric system.

• . A multimodal biometric system can reduce the FTE/FTC rates
  and provide more resistance against spoofing because it is
  difficult to simultaneously spoof multiple biometric sources.

• Four levels of information fusion are possible in a multimodal
  biometric system. They are fusion at the sensor level, feature
  extraction level, matching score level and decision level.
.




Which Biometric Modalities to Fuse?
      Voice, Face
      Voice, Lip Movement
      Voice, Face, Lip Movement
      Fingerprint, Face
      Fingerprint, Face, Voice
      Fingerprint, Face, Hand geometry
      Fingerprint, Voice, Hand geometry
      Fingerprint, Hand geometry
      Facial thermogram, Face
      Iris, Face
      Palmprint, Hand geometry
      Ear, Voice
Classification
• Multimodal biometric systems that have been
  proposed can be classified based on four parameters,
  namely

    (1) architecture
    (2) sources that provide multiple evidence
    (3) level of fusion
    (4) methodology used for integrating multiple cues
Architecture
• Architecture of a multimodal biometric system refers to the
  sequence in which the multiple cues are acquired and
  processed.
• Two types
       1) serial
       2)parallel
• Serial Architecture: In the serial or cascade architecture,
  the processing of the modalities takes place sequentially and
  the outcome of one modality affects the processing of the
  subsequent modalities. Ex: bank ATMs
• Parallel Architecture :In the parallel design, different
  modalities operate independently and their results are
  combined using an appropriate fusion scheme. Ex: in military
.




Serial
.




Parallel Architecture
Levels of fusion
• Broadly categorized into 2 types
   a) fusion prior to matching
      b) fusion after matching
•   In Fusion prior to matching integration of information can take
    place either at the sensor level or at the feature level.
•   Sensor level:: Sensor level fusion can be done only if the
    multiple cues are either instances of the same biometric trait
    obtained from multiple compatible sensors or multiple
    instances of the same biometric trait obtained using a single
    sensor,ex: 3D model of face.
•   In sensor level fusion, the multiple cues must be compatible
    and the correspondences between points in the data must be
    known in advance.
•   It may not be possible to integrate face images obtained from
    cameras with different resolutions
.
• Feature level: When the feature vectors are homogeneous
  (e.g., multiple fingerprint impressions of a user’s finger), a
  single resultant feature vector can be calculated as a weighted
  average of the individual feature vectors.
• When the feature vectors are non-homogeneous (e.g., feature
  vectors of different biometric modalities like face and hand
  geometry), we can concatenate them to form a single feature
  vector. features vectors must be compatible.
• Integration at the feature level is difficult to achieve in practice
  because of the following reasons:
  (i) The relationship between the feature spaces of different
  biometric systems may not be known.
  (ii) Concatenating two feature vectors may result in a feature
  vector with very large dimensionality leading to the ‘curse of
  dimensionality’ problem.
• Fusion after matching: categories into
 1) Dynamic classifier selection scheme: chooses
  the results of that classifier which is most likely to give the
  correct decision for the specific input pattern.
 2)Abstract or decision level: can take place when each
  biometric matcher individually decides on the best match
  based on the input presented to it. Methods like majority
  voting,And rule Or rule can be used to arrive at the final
  decision.
3)Rank level:When the output of each biometric matcher is a
  subset of possible matches sorted in decreasing order of
  confidence, the fusion can be done at the rank level.so rank is
  assigned from highest to lowest level.
4)Matching score level:
Multimodal Biometric Systems
Fusion at the Matching Score Level
• Two possible approaches in the context of verification:

 – Classification approach: A feature vector is constructed
  using the matching scores. Feature vector is classified as
  belonging to either genuine or impostor class (e.g., k-Nearest
  Neighbor, Decision tree)

  – Combination approach: A single scalar score is
generated from multiple matching scores. A classifier
is designed to operate on the new score (e.g.simple sum,
Min score, max score, matcher weighting,user weighting)

  Experiments indicate that the combination approach
performs better than the classification approach
Fusion at the Matching Score Level
Score Normalisation
• Scores output by individual matchers:
    – Non-homogeneous: distance or similarity
    – Ranges may be different; e.g., [0,100] or [0,1000]
    – Distributions may be different
•     To facilitate fusion:
    – Modify the location and scale parameters of score
     distributions of individual matchers.
    – Apply transformation to scores present in the genuine
     impostor overlap region.
Normalization Techniques
Min-Max(MM):This method maps the raw scores to the [0, 1]
range . The quantities max(S) and min(S) specify the end points of
the score range:


S:set of all scores for that matcher
s:a raw matching score
Z Score(ZS):

Tanh(TH):
It maps the raw scores to the (0, 1) range
• Adaptive(AD): The errors of individual biometric matchers stem
  from the overlap of the genuine and impostor score distributions. This
  overlap region represented by its center c and its width w. To decrease
  the effect of this overlap on the fusion algorithm, an adaptive
  normalization procedure apply and aims to increase the separation of the
  genuine and impostor distributions, while still mapping the scores to [0,1]
  range.
Biometric Fusion
• These are of following types
      m
  n i
        represents the normalized score for matcher m (m=1,2…
    M ,where M is the number of matchers) applied to user
i (i=1,2…I ,where I is the number of individuals in the database).
Simple Sum(SS):

Min Score(MIS):
Max Score(MAS):
continue
• Matcher Weighting(MW): Weights are assigned to the
  individual matchers based on their Equal Error Rates (EER’s).
                                     m
  Denote the EER of matcher m as      e
  Where m=1,2….M

Weight associated with matcher m is calculated as




Fused score for user i is calculated as
Multimodal Biometric Systems
Conclusion
• Though time taken in Multimodal biometric systems
  is larger then the Unimodal systems still it is used in
  place where security is the chief concern. By using
  appropriate normalization technique and fusion
  technique we can achieve a high security multimodal
  biometric system .
Reference
• M. Indovina, U. Uludag, R. Snelick, A. Mink, and A. Jain,
  “Multimodal Biometric Authentication Methods”, Proc.
  MMUA 2009, Workshop on Multimodal User Authentication,
  pp. 99-106, Santa Barbara, CA, Dec. 11-12, 2009.
• A. Ross and A.K. Jain, “Information Fusion in Biometrics”,
  Pattern Recognition Letters, vol. 24, no. 13, pp. 2115-2125,
  2003.
• R. Auckenthaler, M. Carey, and H. Lloyd-Thomas, “Score
  Normalization for Text-Independent Speaker Verification
  Systems”, Digital Signal Processing, vol. 10, pp. 42-54, 2000.
Multimodal Biometric Systems

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Multimodal Biometric Systems

  • 1. NATIONAL INSTITUTE OF TECHNOLOGY,ROURKELA Seminar on Multimodal Biometric Systems Presented By: Rajendra Prasad Nayak
  • 2. CONTENT • WHY MULTIMODAL BIOMETRICS? • CLASSIFICATION • SCORE NORMALIZATION • BIOMETRIC FUSION • CONCLUSION
  • 3. Why multimodal biometrics? • Unimodal biometric systems perform person recognition based on a single source of biometric information. • Such systems are often affected by the following problems: (1) Noisy sensor data: Noise can be present in the acquired biometric data mainly due to defective or improperly maintained sensors. .
  • 4. Continue (2) Non-universality: If every individual in the target population is able to present the biometric trait for recognition, then the trait is said to be universal. However, not all biometric traits are truly universal. people with hand-related disabilities, manual workers with many cuts and bruises on their fingertips, and people with very oily or dry fingers NIST reported 2% people cannot enroll using finger print.
  • 5. Continue (3) Lack of individuality : Features extracted from biometric characteristics of different individuals can be quite similar. A small proportion of the population can have nearly identical facial appearance due to genetic factors (e.g., father and son, identical twins, etc.) (4) Lack of invariant representation :The biometric data acquired from a user during verification will not be identical to the data used for generating the user’s template during enrollment.
  • 6. Continue (5) Susceptibility to circumvention:Although it is very difficult to steal someone’s biometric traits, it is still possible for an impostor to circumvent a biometric system using spoofed traits. Behavioral traits like signature and voice are more susceptible to such attacks than physiological traits. TEST TEST FALSE FALSE PARAMETER REJECT RATE ACCEPT RATE Fingerprint FVC[2004] 20 years 2% 2% (average age) Face FRVT[2002] Varied lighting 10% 1% Outdoor/indoor Voice NIST[2000] Text 10-20% 2-5% Independent
  • 7. Multimodal biometric systems • Use of multiple biometric indicators for identifying individuals, known as multimodal biometrics. Combining the evidence obtained from different modalities using an effective fusion scheme can significantly improve the overall accuracy of the biometric system. • . A multimodal biometric system can reduce the FTE/FTC rates and provide more resistance against spoofing because it is difficult to simultaneously spoof multiple biometric sources. • Four levels of information fusion are possible in a multimodal biometric system. They are fusion at the sensor level, feature extraction level, matching score level and decision level.
  • 8. . Which Biometric Modalities to Fuse? Voice, Face Voice, Lip Movement Voice, Face, Lip Movement Fingerprint, Face Fingerprint, Face, Voice Fingerprint, Face, Hand geometry Fingerprint, Voice, Hand geometry Fingerprint, Hand geometry Facial thermogram, Face Iris, Face Palmprint, Hand geometry Ear, Voice
  • 9. Classification • Multimodal biometric systems that have been proposed can be classified based on four parameters, namely (1) architecture (2) sources that provide multiple evidence (3) level of fusion (4) methodology used for integrating multiple cues
  • 10. Architecture • Architecture of a multimodal biometric system refers to the sequence in which the multiple cues are acquired and processed. • Two types 1) serial 2)parallel • Serial Architecture: In the serial or cascade architecture, the processing of the modalities takes place sequentially and the outcome of one modality affects the processing of the subsequent modalities. Ex: bank ATMs • Parallel Architecture :In the parallel design, different modalities operate independently and their results are combined using an appropriate fusion scheme. Ex: in military
  • 13. Levels of fusion • Broadly categorized into 2 types a) fusion prior to matching b) fusion after matching • In Fusion prior to matching integration of information can take place either at the sensor level or at the feature level. • Sensor level:: Sensor level fusion can be done only if the multiple cues are either instances of the same biometric trait obtained from multiple compatible sensors or multiple instances of the same biometric trait obtained using a single sensor,ex: 3D model of face. • In sensor level fusion, the multiple cues must be compatible and the correspondences between points in the data must be known in advance. • It may not be possible to integrate face images obtained from cameras with different resolutions
  • 14. . • Feature level: When the feature vectors are homogeneous (e.g., multiple fingerprint impressions of a user’s finger), a single resultant feature vector can be calculated as a weighted average of the individual feature vectors. • When the feature vectors are non-homogeneous (e.g., feature vectors of different biometric modalities like face and hand geometry), we can concatenate them to form a single feature vector. features vectors must be compatible. • Integration at the feature level is difficult to achieve in practice because of the following reasons: (i) The relationship between the feature spaces of different biometric systems may not be known. (ii) Concatenating two feature vectors may result in a feature vector with very large dimensionality leading to the ‘curse of dimensionality’ problem.
  • 15. • Fusion after matching: categories into 1) Dynamic classifier selection scheme: chooses the results of that classifier which is most likely to give the correct decision for the specific input pattern. 2)Abstract or decision level: can take place when each biometric matcher individually decides on the best match based on the input presented to it. Methods like majority voting,And rule Or rule can be used to arrive at the final decision. 3)Rank level:When the output of each biometric matcher is a subset of possible matches sorted in decreasing order of confidence, the fusion can be done at the rank level.so rank is assigned from highest to lowest level. 4)Matching score level:
  • 17. Fusion at the Matching Score Level • Two possible approaches in the context of verification: – Classification approach: A feature vector is constructed using the matching scores. Feature vector is classified as belonging to either genuine or impostor class (e.g., k-Nearest Neighbor, Decision tree) – Combination approach: A single scalar score is generated from multiple matching scores. A classifier is designed to operate on the new score (e.g.simple sum, Min score, max score, matcher weighting,user weighting) Experiments indicate that the combination approach performs better than the classification approach
  • 18. Fusion at the Matching Score Level
  • 19. Score Normalisation • Scores output by individual matchers: – Non-homogeneous: distance or similarity – Ranges may be different; e.g., [0,100] or [0,1000] – Distributions may be different • To facilitate fusion: – Modify the location and scale parameters of score distributions of individual matchers. – Apply transformation to scores present in the genuine impostor overlap region.
  • 20. Normalization Techniques Min-Max(MM):This method maps the raw scores to the [0, 1] range . The quantities max(S) and min(S) specify the end points of the score range: S:set of all scores for that matcher s:a raw matching score Z Score(ZS): Tanh(TH): It maps the raw scores to the (0, 1) range
  • 21. • Adaptive(AD): The errors of individual biometric matchers stem from the overlap of the genuine and impostor score distributions. This overlap region represented by its center c and its width w. To decrease the effect of this overlap on the fusion algorithm, an adaptive normalization procedure apply and aims to increase the separation of the genuine and impostor distributions, while still mapping the scores to [0,1] range.
  • 22. Biometric Fusion • These are of following types m n i represents the normalized score for matcher m (m=1,2… M ,where M is the number of matchers) applied to user i (i=1,2…I ,where I is the number of individuals in the database). Simple Sum(SS): Min Score(MIS): Max Score(MAS):
  • 23. continue • Matcher Weighting(MW): Weights are assigned to the individual matchers based on their Equal Error Rates (EER’s). m Denote the EER of matcher m as e Where m=1,2….M Weight associated with matcher m is calculated as Fused score for user i is calculated as
  • 25. Conclusion • Though time taken in Multimodal biometric systems is larger then the Unimodal systems still it is used in place where security is the chief concern. By using appropriate normalization technique and fusion technique we can achieve a high security multimodal biometric system .
  • 26. Reference • M. Indovina, U. Uludag, R. Snelick, A. Mink, and A. Jain, “Multimodal Biometric Authentication Methods”, Proc. MMUA 2009, Workshop on Multimodal User Authentication, pp. 99-106, Santa Barbara, CA, Dec. 11-12, 2009. • A. Ross and A.K. Jain, “Information Fusion in Biometrics”, Pattern Recognition Letters, vol. 24, no. 13, pp. 2115-2125, 2003. • R. Auckenthaler, M. Carey, and H. Lloyd-Thomas, “Score Normalization for Text-Independent Speaker Verification Systems”, Digital Signal Processing, vol. 10, pp. 42-54, 2000.