Mozaharul Alam
Regional Climate Change Coordinator
United Nations Environment Programme
Delivering adaptation planning:
A global overview of adaptation
progress
April 2024
85
Adaptation Gap Report
5 Assessment Criteria
1. Comprehensiveness
2. Inclusiveness
3. Implementability
4. Integration
5. Monitoring & Reporting
Climate adaptation progress slowing down as climate impacts intensify
6
 Slow on financing
 Slow on planning
 Slow on implementation
Please download here
Mr. A H M Khalequr Rahman,
Bangladesh
Mrs. Brenda Ntaganda, Rwanda
Mr. Sattar Abdulridha Atiyah, Iraq
Mr Tetou Potonakou Esso-dong, Togo
Moderation: Saran Selenge, UNDP
Panel discussion
Knowledge Clinic
• An opportunity to get advice from peers and from
facilitators on a specific challenge that you are
facing.
• During the session a set of “patients” will describe
their challenge while a set “doctors” listen and provide
advice.
• The objective is to promote peer to peer support
while helping participants come up with new
approaches to tackle real-world problems.
Knowledge Clinic: Format
Each clinic consists of three steps:
• The “patient” has 5 minutes to provide a detailed
description of the problem or challenge they face.
They should be as specific as possible to get
specific feedback in response.
• The “doctors” have 5 minutes to ask follow-up
questions that are for clarification only.
• There is then 15 minutes for doctors to provide
feedback on their recommendations for this
problem.
Mr. Sanjeev Kumar Karn & Ms Shalu Adhikari,
Nepal
Dr. Aime Tsinda & Mrs. Brenda Ntaganda, Rwanda
Mr. Kayode Aboyeji, Nigeria
Knowledge clinic groups
Conclusion
Mr Jiaoqun Shi, FAO
Representative in
Bangladesh
Thank you!
Sequencing
Typical sequence of
NAP process steps
over 36 months
Total proposal budget
Priority support activity areas
A3. Addressing capacity gaps and weaknesses in
undertaking the NAP process
B1. Analysing current climate and future climate
change scenarios
B2. Assessing climate vulnerabilities and identifying
adaptation options at the sector, subnational,
national and other appropriate levels
B5. Integrating climate change adaptation into
national and subnational development and sectoral
planning
C3. Enhancing capacity for planning and
implementation of adaptation
1. Comprehensiveness
Key messages:
• Resources should be invested in translating climate
risk information into language and formats that
decision-makers can understand
• Need for resources to generate and access sub-
national climate change data, particularly for
assessing costs and benefits of adaptation
• Modelling of socio-economic baseline scenarios
gives a rounded view on vulnerability levels and
factors
Good practice approaches & innovations:
• Iraq and the Dominican Republic developing
comprehensive indicators to track impacts
• Costa Rica and Zimbabwe conducting multi-criteria
qualitative analyses and cost-benefit analyses to prioritize
adaptation measures
• Costa Rica developing guidelines for prioritizing climate
change adaptation measures
Case Study: Dominican Republic
• Combined climate projections with socio-
economic scenarios to assess risks and
prioritize adaptation responses for 10 priority
territories
• Common risks identified across scenarios and
territories – e.g.,flooding due to extreme
precipitation – helped the national government
focus on priority areas for adapting to climate
impacts.
2. Inclusiveness
Key messages:
• Develop stakeholder engagement strategies
• Integrate views and knowledge into a climate
planning processes: evidence-based planning
• Sampling sub-national administrative units
Good practice approaches & innovations:
• Costa Rica, Zimbabwe, and Mongolia showing successful
stakeholder engagement strategies, involving vulnerable
groups in decision-making processes
• Innovative communication methods are raising awareness on
NAPs – e.g,, mobile theatre in Sao Tome and Principe,
football competitions in Iraq, and specialized training for
media, artists, and poets in countries like the Dominican
Republic and Eswatini.
Case Study: Zimbabwe
• Developed a Gender and Climate Change
training initiative and manual to provide
guidance on how to mainstream gender into
climate action.
• Training programme was informed by a gender
analysis of NDCs
• Training covers range of gender mainstreaming
tools, all contextualised to country-specific
conditions.
3. Potential For
Implementation
Key messages:
• Countries where high-level leadership takes an
active and visible role in the implementation of the
NAP process are progressing quickly (e.g., Costa
Rica)
• Links between national and sub-national
governments a key feature of a strong NAP process
• Understand where major government spending is
planned for mainstreaming opportunities;
understand where the scope is for private sector
spending.
Good practice approaches & innovations:
• Costa Rica : 20+ Municipal councils had signed formal
agreements in which they commit to integrating adaptation
actions in developing planning instruments . Several
instiutitional structures have emerged to manage this process.
• Decentralized governance systems, exemplified by Nepal’s
Local Adaptation Plan of Action (LAPA), play a crucial role in
local adaptation planning and implementation,
• Nepal and Zimbabwe developing financing and resource
mobilization strategies
Case Study: Zimbabwe
• Developed a climate adaptation finance
strategy as part of the broader NAP process.
• Key insight was potential to mainstream
adaptation into investment-heavy sectors like
agriculture and water through mechanisms like
public-private partnerships, insurance, and
blended finance.
• This requires government actions to incentivize
private investment and reduce associated risks,
leveraging Zimbabwe's strong banking sector
4. Integration
Key messages:
• Introduction of national adaptation laws or decrees has proved
to be key catalyst with vertical and horizontal integration (e.g.,
Honduras)
• Create tools to help planners understand climate change risks
• Mainstream into national legislative framework and policies
• Mainstreaming climate change adaptation extends beyond
policy and planning to include educational systems.
Good practice approaches & innovations:
• Nepal, Mongolia, the Dominican Republic, and Iraq
conducting stocktakes of their legal landscapes to align
policies and budgets with climate change adaptation needs.
• Eswatini, Iraq, and the Dominican Republic integrating
climate change into their school curricula, enhancing
community awareness
Case Study: Honduras
• National climate change laws, such as Honduras'
Executive Decree 123-2021, enhance the
integration of climate change adaptation into
national policies.
• This decree institutionalizes the Honduras NAP,
linking it to national development policies and
aiming to strengthen institutional capacities,
multisectoral coordination, and ecosystem
management for adaptation.
5. Monitoring & Reporting
Key messages:
• Many countries do not have national performance tracking
systems. Need to develop NAP monitoring systems from
scratch
• Can be a complex undertaking in a decentralised government
• Need for support in developing, identifying and harmonizing
indicators.
• Need for support in establishing data collection processes,
particularly for baseline establishment
Good practice approaches & innovations:
• Integrating the NAP's M&E system into a country's existing
frameworks can lead to success, as seen in Costa Rica
Case Study: Nepal
• Developed a NAP Monitoring and Review (M&R)
Framework, describing the current monitoring
systems and structures and across different
spheres of government
• Including a data collection plan.

NAP Expo - Delivering effective and adequate adaptation.pptx

  • 2.
    Mozaharul Alam Regional ClimateChange Coordinator United Nations Environment Programme Delivering adaptation planning: A global overview of adaptation progress April 2024
  • 3.
  • 4.
    Adaptation Gap Report 5Assessment Criteria 1. Comprehensiveness 2. Inclusiveness 3. Implementability 4. Integration 5. Monitoring & Reporting
  • 6.
    Climate adaptation progressslowing down as climate impacts intensify 6  Slow on financing  Slow on planning  Slow on implementation
  • 7.
  • 8.
    Mr. A HM Khalequr Rahman, Bangladesh Mrs. Brenda Ntaganda, Rwanda Mr. Sattar Abdulridha Atiyah, Iraq Mr Tetou Potonakou Esso-dong, Togo Moderation: Saran Selenge, UNDP Panel discussion
  • 9.
    Knowledge Clinic • Anopportunity to get advice from peers and from facilitators on a specific challenge that you are facing. • During the session a set of “patients” will describe their challenge while a set “doctors” listen and provide advice. • The objective is to promote peer to peer support while helping participants come up with new approaches to tackle real-world problems.
  • 10.
    Knowledge Clinic: Format Eachclinic consists of three steps: • The “patient” has 5 minutes to provide a detailed description of the problem or challenge they face. They should be as specific as possible to get specific feedback in response. • The “doctors” have 5 minutes to ask follow-up questions that are for clarification only. • There is then 15 minutes for doctors to provide feedback on their recommendations for this problem.
  • 11.
    Mr. Sanjeev KumarKarn & Ms Shalu Adhikari, Nepal Dr. Aime Tsinda & Mrs. Brenda Ntaganda, Rwanda Mr. Kayode Aboyeji, Nigeria Knowledge clinic groups
  • 12.
    Conclusion Mr Jiaoqun Shi,FAO Representative in Bangladesh
  • 13.
  • 14.
    Sequencing Typical sequence of NAPprocess steps over 36 months
  • 15.
    Total proposal budget Prioritysupport activity areas A3. Addressing capacity gaps and weaknesses in undertaking the NAP process B1. Analysing current climate and future climate change scenarios B2. Assessing climate vulnerabilities and identifying adaptation options at the sector, subnational, national and other appropriate levels B5. Integrating climate change adaptation into national and subnational development and sectoral planning C3. Enhancing capacity for planning and implementation of adaptation
  • 16.
    1. Comprehensiveness Key messages: •Resources should be invested in translating climate risk information into language and formats that decision-makers can understand • Need for resources to generate and access sub- national climate change data, particularly for assessing costs and benefits of adaptation • Modelling of socio-economic baseline scenarios gives a rounded view on vulnerability levels and factors Good practice approaches & innovations: • Iraq and the Dominican Republic developing comprehensive indicators to track impacts • Costa Rica and Zimbabwe conducting multi-criteria qualitative analyses and cost-benefit analyses to prioritize adaptation measures • Costa Rica developing guidelines for prioritizing climate change adaptation measures Case Study: Dominican Republic • Combined climate projections with socio- economic scenarios to assess risks and prioritize adaptation responses for 10 priority territories • Common risks identified across scenarios and territories – e.g.,flooding due to extreme precipitation – helped the national government focus on priority areas for adapting to climate impacts.
  • 17.
    2. Inclusiveness Key messages: •Develop stakeholder engagement strategies • Integrate views and knowledge into a climate planning processes: evidence-based planning • Sampling sub-national administrative units Good practice approaches & innovations: • Costa Rica, Zimbabwe, and Mongolia showing successful stakeholder engagement strategies, involving vulnerable groups in decision-making processes • Innovative communication methods are raising awareness on NAPs – e.g,, mobile theatre in Sao Tome and Principe, football competitions in Iraq, and specialized training for media, artists, and poets in countries like the Dominican Republic and Eswatini. Case Study: Zimbabwe • Developed a Gender and Climate Change training initiative and manual to provide guidance on how to mainstream gender into climate action. • Training programme was informed by a gender analysis of NDCs • Training covers range of gender mainstreaming tools, all contextualised to country-specific conditions.
  • 18.
    3. Potential For Implementation Keymessages: • Countries where high-level leadership takes an active and visible role in the implementation of the NAP process are progressing quickly (e.g., Costa Rica) • Links between national and sub-national governments a key feature of a strong NAP process • Understand where major government spending is planned for mainstreaming opportunities; understand where the scope is for private sector spending. Good practice approaches & innovations: • Costa Rica : 20+ Municipal councils had signed formal agreements in which they commit to integrating adaptation actions in developing planning instruments . Several instiutitional structures have emerged to manage this process. • Decentralized governance systems, exemplified by Nepal’s Local Adaptation Plan of Action (LAPA), play a crucial role in local adaptation planning and implementation, • Nepal and Zimbabwe developing financing and resource mobilization strategies Case Study: Zimbabwe • Developed a climate adaptation finance strategy as part of the broader NAP process. • Key insight was potential to mainstream adaptation into investment-heavy sectors like agriculture and water through mechanisms like public-private partnerships, insurance, and blended finance. • This requires government actions to incentivize private investment and reduce associated risks, leveraging Zimbabwe's strong banking sector
  • 19.
    4. Integration Key messages: •Introduction of national adaptation laws or decrees has proved to be key catalyst with vertical and horizontal integration (e.g., Honduras) • Create tools to help planners understand climate change risks • Mainstream into national legislative framework and policies • Mainstreaming climate change adaptation extends beyond policy and planning to include educational systems. Good practice approaches & innovations: • Nepal, Mongolia, the Dominican Republic, and Iraq conducting stocktakes of their legal landscapes to align policies and budgets with climate change adaptation needs. • Eswatini, Iraq, and the Dominican Republic integrating climate change into their school curricula, enhancing community awareness Case Study: Honduras • National climate change laws, such as Honduras' Executive Decree 123-2021, enhance the integration of climate change adaptation into national policies. • This decree institutionalizes the Honduras NAP, linking it to national development policies and aiming to strengthen institutional capacities, multisectoral coordination, and ecosystem management for adaptation.
  • 20.
    5. Monitoring &Reporting Key messages: • Many countries do not have national performance tracking systems. Need to develop NAP monitoring systems from scratch • Can be a complex undertaking in a decentralised government • Need for support in developing, identifying and harmonizing indicators. • Need for support in establishing data collection processes, particularly for baseline establishment Good practice approaches & innovations: • Integrating the NAP's M&E system into a country's existing frameworks can lead to success, as seen in Costa Rica Case Study: Nepal • Developed a NAP Monitoring and Review (M&R) Framework, describing the current monitoring systems and structures and across different spheres of government • Including a data collection plan.

Editor's Notes

  • #2 Welcome the participants. Thank them for joining the session. The session is co-organized by UNEP, UNDP, the FAO and the NAP Global Network. Present the agenda: keynote, panel discussion, knowledge clinic.
  • #3 To introduce yourself. To kick-start our session today, I will present you one number.
  • #4 85. This curious/random number is actually a percentage which brings us together this week: 85% of countries have at least one national-level adaptation planning instrument in place. This number is updated every year through the Adaptation Gap Report, and last year the authors of the report proposed to go deeper, to assess whether the planning instruments, which are NAP documents in most cases, were adequate and effective to deliver adaptation.
  • #5 To do so, the AGR authors have adopted 5 criteria to assess whether the adaptation delivered is effective and adequate: Comprehensiveness: are climate risks, hazards and vulnerability identified, and are they the foundation of the adaptation process? Inclusiveness: is the NAP process engaging all stakeholders and paying due regard to differentiated needs of women and men? Implementability: will the planning lead to implementation? Integration: is adaptation planning mainstreamed vertically and horizontally? Monitoring and reporting: is adaptation planning monitored and evaluated? I believe that these 5 criteria are a helpful compass for our NAPs, to make sure we don’t lose track of what we’re trying to do. We don’t simply want to develop a NAP document, we want to deliver effective and adequate adaptation in each country.
  • #6 So let’s look at how the world is doing as per these criteria. This table shows the results of screening all adaptation plans with the 5 criteria. We can see that countries are performing well in terms of comprehensiveness and inclusiveness of their NAPs. For instance, 81% of countries have identified adaptation options addressing assessed risks (78% of LDCs), 83% of countries are engaging stakeholders in the NAP process (87% of LDCs), and 71% of countries are integrating gender considerations (76% of LDCs). However, countries are performing less well in terms of implementability, integration, and monitoring and evaluation of their national adaptation planning processes. For instance, only 42% of countries have incentives in place (30% of LDCs), only 32% have subnational adaptation plans (15% of LDCs) and only 8% have published an evaluation report (2% of LDCs). That’s why we propose in this session to deep-dive into these 3 key aspects of adaptation planning. We hope that the experiences of the country representatives you’re just about to listen to will help us to strengthen our NAP along these 3 areas to drive transformational adaptation on the ground and for the benefit of local communities and economies most at risk. Source: AGR, 2023
  • #7 This year saw the hottest summer on record globally by a large margin, unprecedented flooding in China, extreme heat and wildfires in Canada and the US, and the continuation of a multi-year drought in East Africa, among others.   Evidence is clear that climate impacts are rising and are increasingly translating into limits to adaptation, some of which may have already been reached.   To protect vulnerable populations and avoid increasing losses and damages, we must urgently ramp up adaptation efforts alongside rapid cuts to greenhouse gas emissions.   The AGR 2023 shows why adaptation is slowing on all fronts when it should be accelerating to catch up with climate impacts.
  • #8 And just before I hand over to Saran, if you want to read more about how the AGR criteria translate into the NAPs, please have a look at our latest publication where we reviewed our 23 countries and their lessons learned. Thank you.
  • #9 To add logos from FAO, UNDP, NAP GN
  • #10 And just before I hand over to Saran, if you want to read more about how the AGR criteria translate into the NAPs, please have a look at our latest publication where we reviewed our 23 countries and their lessons learned. Thank you.
  • #12 To add logos from FAO, UNDP, NAP GN
  • #13 Welcome the participants. Thank them for joining the session. The session is co-organized by UNEP, UNDP, the FAO and the NAP Global Network. Present the agenda: keynote, panel discussion, knowledge clinic.
  • #14 To add logos from FAO, UNDP, NAP GN
  • #15 LOU: please clarify whether this timeline was compiled based on an average over the xx NAPs – how many were assessed in the publication? This timeline is based on the 18 NAP projects which were under implementation at the time of preparation of the study: Costa Rica, Dominican Republic, Eswatini, Ghana, Honduras, Iraq, Lao PDR, Lesotho, Malawi, Mauritania, Mongolia, Nepal, Nigeria, Pakistan, Rwanda, Sao Tome and Principe, Uganda, Zimbabwe. The figures in the next slides are also based on 18 NAPs. The key messages however are based on the 6 countries that had progressed the furthest in their NAPs (Costa Rica, Dominican Republic, Iraq, Nepal, Sao Tome and Principe and Zimbabwe), with case studies outside of these 6 countries. The first finding is that, as you may have already experienced, the different phases of the NAP process overlap. You can see on the graph how the assessment of development needs and climate vulnerabilities (A4, in green) starts about 1 year into the NAP process, and continues until its end. It overlaps with the integration of CCA into national and subnational development and sectoral planning (B5, orange), capacity building (C3, bleu) and the monitoring phase (D). Many of the steps and activities take place in parallel, which can require a high level of national coordination. It is evident that some activity areas are dependent on others, especially climate vulnerability assessments to guide other steps. This figure is a useful tool which can help you navigate the sequencing of your NAP process, to have the big picture of which steps comes when, and how long it takes in average. We can take home that 1) the various steps of developing and implementing a NAP is not linear, and 2) also recognize that each country setting is different, with different partners engaged in the NAP process, which has to be factored in the coordination effort and timeline.
  • #16 LOU: Please clarify i) what the numbers (A3, B1 etc) relate to (NAP Technical guidelines?) – add a note to the slide ii) what NAP technical guidelines activity areas are represented by the blue etched segment. The numbers relate to the NAP technical guidelines stages, as presented in the timeline graph before. I’ve added reference in italic in the notes below. The blue etched is the preparatory elements phase (step B from the technical guidelines: B1- Analysis current climate and future CC scenarios, B2- Assessing climate vulnerabilities and identifying AO, B3 – Reviewing and appraising AO, B4- Compiling and communicating NAPs, B5- Integrating CC adaptation into national and subnational development and sectoral planning). We also found out that most countries focus on the “preparation” phase (B1, B2 and B5 in the table to the left), which is not surprising as the activities involved in developing the evidence base is the foundation for a successful NAP process. As a result, there has been a significant effort on the 5 stages of the technical guidelines shown on the table to the left. In terms of budget, the NAPs have an average budget of $2.45 million. The bulk of the funding across all countries studied (18 NAPs under implementation) was allocated to the “Preparatory elements” of the NAP process (blue crosshatched). For example, activities such as assessing climate vulnerabilities, identifying adaptation options and analysing current climate and future climate change scenarios constituted the greater part of the budget proposals.
  • #17 ADAPTATION GAP REPORT DESCRIPTION OF COMPREHENSIVENESS: “Identifying climate risks and hazards and assessing vulnerability to existing and future climate hazards and impacts constitute foundational steps of the adaptation planning process. Countries can then use this information to prioritise sectors for adaptation measures and develop a comprehensive adaptation plan by identifying adaptation options that align with these priorities and respond to the risks, hazards and vulnerabilities they face.
  • #18 ADAPTATION GAP REPORT DESCRIPTION OF INCLUSIVENESS “For adaptation planning to adequately reflect existing and forthcoming risks and vulnerabilities and to effectively enhance the ownership of any implementation, engage all stakeholder groups, paying due regard to differentiated needs of women and men.”
  • #19 ADAPTATION GAP REPORT DESCRIPTION OF POTENTIAL FOR IMPLEMENTATION “Planning can be assumed to be effective if it leads to real implementation by public and private actors. As such, planning can benefit from a central administrative body that is officially in charge of adaptation policymaking and a variety of policy instruments, including investment, incentives and regulations that lead to the desired outcomes.”
  • #20 ADAPTATION GAP REPORT DESCRIPTION OF INTEGRATION “Integrating or mainstreaming adaptation planning and action horizontally (across sectors) and vertically (across levels of administration) is increasingly recognized as an important component of effective adaptation planning. This helps ensure that adaptation planning is comprehensive, avoids the duplication of effort or maladaptation, and enhances synergies.
  • #21  Nepal: 25 federal ministries and 753 local governments) ADAPTATION GAP REPORT DESCRIPTION OF MONITORING AND REPORTING “For planning to remain adequate and effective, it must be monitored and evaluated