KENYATTA UNIVERSITY
E - Supervision to Support the
Development of Doctoral Studies
in Africa
Prof. Olive M. Mugenda, PhD, CBS
Vice-Chancellor

October, 2013
Introduction
 Research based knowledge is a key
component of development and an
answer to the search for solutions to
global challenges.
 Building research capacity in developing
countries is thus central to their
development
 Doctoral education has the potential to
develop highly adaptive experts for
dynamic knowledge economies
2
 Preparing Africa for a Renaissance
especially concerning its challenges,
requires high level research and innovation
that can be founded in doctoral education
 The quality of doctoral education must
remain under constant monitoring
 Doctoral training has tremendous catalytic
potential to advance human development in
the 21st century
3
 Quality doctoral training programs are the
seedbeds for future knowledge growers,
policy shapers, and academics. An
important feature of postgraduate training
is doctoral studies
 With the realization of the growing
importance of research and talent,
governments and society at large alike are
concerned that investments in doctoral
education are appropriately managed
4
The Development of Doctoral
Education in Africa

5
Doctoral studies in Africa take different
forms depending on:
 the colonial experience of the country,
the historical and cultural backgrounds
of each institution,
the directions set by the respective
leadership teams
After gaining independence, the character
of doctoral study in African universities is
important to note
6
The target of initial doctoral programmes
was to enhance the qualifications of
teaching staff in the university:
– doctoral students are often already
employed as members of university
academic staff
– doctoral work part time, or in their own
time
– the age profile is typically older between
30 to 50
7
Olive Mugenda. e_supervision of doctoral programmes
In order to support the scant efforts of
African universities to produce Doctoral
graduates, a number of collaborative
programmes were developed :
African Economic Research Consortium
(AERC)
Consortium for Advanced Research Training
in Africa (CARTA
African Doctoral Academy at the University of

Stellenbosch
9
 Pan African University – with nodes in
East, West, North & South Africa focusing
on doctoral training in allocated disciplines
 The German HE cooperation agency DAAD supports

a

number

of

collaborative

PhD

programmes, run in conjunction with individual
German and African universities
10
Challenges facing doctoral
education in Africa

11
1) Shortage of PhDs in Universities
The number of professors in a university is
significant as it reflects the ability of the
institution to offer high quality education and
leadership in research
Growth in academic staff has not kept pace
with student enrolments in Africa
Huge expansions in student enrolment are
increasingly overwhelming African institutions
in the absence of a corresponding increase in
academic staff capacity
12
Source: University websites
Qualifications of Teaching Staff in selected
Disciplines: Global Comparison of Universities
Selected Disciplines
Mathematics

Chemistry Economics Political
Science

PhD

No PhD

PhD

No
PhD

PhD

No
PhD

PhD

No
PhD

MIT

62

0

45

0

61

0

32

0

Cambridge

105

0

76

0

41

0

48

2

Oxford

143

0

94

0

56

0

116

0

Cape Town 43

3

25

0

34

0

12

4

Ghana

4

5

16

3

6

18

13

9

Nairobi

21

15

26

12

-

-

8

7
14

Institutions

Source: University websites
PhD enrolment by University & gender , 2012
 Some

disciplines

e.g.

Medicine,

Engineering & Actuarial science

lack

capacity for PhD supervision
 Advanced research in these disciplines
especially in Africa is fairly low compared
to

other

disciplines

like

Arts

and

Humanities
16
Enrolment of Doctoral Students by
University & Discipline, 2012
2) Quality of PhDs
 The quality of an institution of higher learning
depends to a large extent on the quality of its
academic staff
 Likewise, the quality of doctoral students
depends heavily on the quality of the
supervision they get & the quality of
supervisors
18
Olive Mugenda. e_supervision of doctoral programmes
3) Low completion rates
 In most postgraduate programmes in
African universities, the length of time it
takes to complete & the low completion
rate serve to discourage prospective
doctoral candidates from pursuing training
20
4) Lack of international exposure of faculty
 Most faculty in African universities obtained
their three degrees from the same university
& eventually end up being employed by the
university
 This has become more pronounced today
 The quality of faculty is, to a large extent,
dependent on the international exposure
acquired in graduate & post doctoral
education
21
Factors Impacting on
Doctoral education in Africa

22
1) Lack of Institutional and programme
policies
Institutional policy as well as discipline
expectations has an important role to play in
the attainment of quality doctoral research
supervision policies; policies, codes and
structures for frequent review of doctoral
research; policies and structures for quality
control
23
 a clear supervision policy is central to the
timely completion and to the quality of
doctoral research
 The policy should spell out in detail the
responsibilities of both the student and the
supervisor
and
delineate
the
consequences for not meeting one’s
responsibilities
24
2) Supervision
 Research supervision is a facilitative
process requiring support and challenge.
 The two primary goals of supervision are
developing research students to become
capable researchers and the achievement
of quality completion

25
 supervisors are responsible for providing
satisfactory guidance and mentorship to
the student in defining the research topic,
designing the project, gathering material,
writing and working through drafts and
disseminating their work

26
 Supervisors should take a mentoring role;
facilitating access to resources and
opportunities;
providing
information,
protection and sponsorship; stimulating
the acquisition of knowledge; and serving
as a role model.

27
3) Massification of higher education
 There is a high number of people globally,
including in Africa who enroll for doctoral
education
 Shortage of capacity, both human &
resources however impact the quality and
output of doctoral studies
28
e-supervision to enhance
doctoral studies

29
How e-supervision works
Most countries in their attempt to reform &
innovate supervision are increasingly
relying on e-supervision to complement
internal supervision and support.
For supervision to be more effective, in the
increasingly
globalized
academic
community it is necessary to embrace esupervision
30
E-supervision involves:
Connecting the supervisor and the student
regardless of space
 the use of ICT in undertaking supervision,
including use of chats, skype & videoconferencing
 Involving the e-supervisor in the process
of thesis defense

31
Advantages of esupervision

32
 E-supervision provides the opportunity to
universities to utilize the services of
renowned experts in their fields without
having to move them around
 E-supervision enriches the quality &
experience of doctoral graduates
 E-supervision by both internal & external
supervisors offers a productive and effective
way to manage and supervise students who
undertake field based research.
33
 E supervision has the potential to
strengthen local research capacity &
regional networking by upgrading whole
Ph.D. systems through:
 a holistic and inclusive approach,
By actively involving the institutions’
management, but also administrative
staff, supervisors and Ph.D. students
themselves in the research design.
34
• E-supervision extends research and
employment opportunities into remote,
rural, and hard-to-fill locations where an
on-site profession supervisor might not be
available.
• Moreover, it allows access to desirable
research internships where supervision is
either limited or non-existent
35
• E-supervision gives higher education
institutions and employers the opportunity
to minimize supervisors’ travel time and
reduce associated transportation costs
while providing a valuable and necessary
service to graduate students and
partnering stakeholders.

36
The development of an eSupervision framework

37
1) Lack of a well defined e-supervision
professional code of conduct
 Because e-supervision is a newly
emerging aspect of doctoral studies
supervision, there has been lack of a
well defined code of conduct between
the e-supervisor and the e-supervisee.
38
 Inability of the supervisor to know whether
to effect changes on the supervisee’s
document or send them back as track
changes or as another document of
expected improvements exists.
 Lack of a defined manner through which a
supervisor and a supervisee communicate
and maintain their professionalism needs
to be established. This is in terms of how
far an e-supervisor can go in assisting a
student.
39
2) Poor e-Supervisor and e-Supervisee
Technological Knowhow
 This can be explained as a technological
challenge to most e-supervisors and esupervisees that are techno-phobic.
 The fear to embrace technology has made
most of them remain analogue.
40
3) E- Supervision is costly
 Institutions that want to embrace esupervision must invest in the necessary
technology including computers and the
internet
41
Recommendations

42
Should e-supervision be considered as a
viable strategy to maximize the use of
existing global experts in their fields, there
will be need to develop an e-supervision
framework by interested organizations e.g.
IAU
The e-supervision framework will, among
other things include:
 the role of e-supervisors
Students & e-supervisor relationship
 Assurance of quality of e-supervision
 Remuneration of e-supervisors
 Institutional collaboration on e-supervision
 Recognition of e-supervisor work by home
and beneficiary institutions
 Capacity building for e-supervision
44
Thank You
Transforming Higher Education….Enhancing Lives

45

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Olive Mugenda. e_supervision of doctoral programmes

  • 1. KENYATTA UNIVERSITY E - Supervision to Support the Development of Doctoral Studies in Africa Prof. Olive M. Mugenda, PhD, CBS Vice-Chancellor October, 2013
  • 2. Introduction  Research based knowledge is a key component of development and an answer to the search for solutions to global challenges.  Building research capacity in developing countries is thus central to their development  Doctoral education has the potential to develop highly adaptive experts for dynamic knowledge economies 2
  • 3.  Preparing Africa for a Renaissance especially concerning its challenges, requires high level research and innovation that can be founded in doctoral education  The quality of doctoral education must remain under constant monitoring  Doctoral training has tremendous catalytic potential to advance human development in the 21st century 3
  • 4.  Quality doctoral training programs are the seedbeds for future knowledge growers, policy shapers, and academics. An important feature of postgraduate training is doctoral studies  With the realization of the growing importance of research and talent, governments and society at large alike are concerned that investments in doctoral education are appropriately managed 4
  • 5. The Development of Doctoral Education in Africa 5
  • 6. Doctoral studies in Africa take different forms depending on:  the colonial experience of the country, the historical and cultural backgrounds of each institution, the directions set by the respective leadership teams After gaining independence, the character of doctoral study in African universities is important to note 6
  • 7. The target of initial doctoral programmes was to enhance the qualifications of teaching staff in the university: – doctoral students are often already employed as members of university academic staff – doctoral work part time, or in their own time – the age profile is typically older between 30 to 50 7
  • 9. In order to support the scant efforts of African universities to produce Doctoral graduates, a number of collaborative programmes were developed : African Economic Research Consortium (AERC) Consortium for Advanced Research Training in Africa (CARTA African Doctoral Academy at the University of Stellenbosch 9
  • 10.  Pan African University – with nodes in East, West, North & South Africa focusing on doctoral training in allocated disciplines  The German HE cooperation agency DAAD supports a number of collaborative PhD programmes, run in conjunction with individual German and African universities 10
  • 12. 1) Shortage of PhDs in Universities The number of professors in a university is significant as it reflects the ability of the institution to offer high quality education and leadership in research Growth in academic staff has not kept pace with student enrolments in Africa Huge expansions in student enrolment are increasingly overwhelming African institutions in the absence of a corresponding increase in academic staff capacity 12
  • 14. Qualifications of Teaching Staff in selected Disciplines: Global Comparison of Universities Selected Disciplines Mathematics Chemistry Economics Political Science PhD No PhD PhD No PhD PhD No PhD PhD No PhD MIT 62 0 45 0 61 0 32 0 Cambridge 105 0 76 0 41 0 48 2 Oxford 143 0 94 0 56 0 116 0 Cape Town 43 3 25 0 34 0 12 4 Ghana 4 5 16 3 6 18 13 9 Nairobi 21 15 26 12 - - 8 7 14 Institutions Source: University websites
  • 15. PhD enrolment by University & gender , 2012
  • 16.  Some disciplines e.g. Medicine, Engineering & Actuarial science lack capacity for PhD supervision  Advanced research in these disciplines especially in Africa is fairly low compared to other disciplines like Arts and Humanities 16
  • 17. Enrolment of Doctoral Students by University & Discipline, 2012
  • 18. 2) Quality of PhDs  The quality of an institution of higher learning depends to a large extent on the quality of its academic staff  Likewise, the quality of doctoral students depends heavily on the quality of the supervision they get & the quality of supervisors 18
  • 20. 3) Low completion rates  In most postgraduate programmes in African universities, the length of time it takes to complete & the low completion rate serve to discourage prospective doctoral candidates from pursuing training 20
  • 21. 4) Lack of international exposure of faculty  Most faculty in African universities obtained their three degrees from the same university & eventually end up being employed by the university  This has become more pronounced today  The quality of faculty is, to a large extent, dependent on the international exposure acquired in graduate & post doctoral education 21
  • 22. Factors Impacting on Doctoral education in Africa 22
  • 23. 1) Lack of Institutional and programme policies Institutional policy as well as discipline expectations has an important role to play in the attainment of quality doctoral research supervision policies; policies, codes and structures for frequent review of doctoral research; policies and structures for quality control 23
  • 24.  a clear supervision policy is central to the timely completion and to the quality of doctoral research  The policy should spell out in detail the responsibilities of both the student and the supervisor and delineate the consequences for not meeting one’s responsibilities 24
  • 25. 2) Supervision  Research supervision is a facilitative process requiring support and challenge.  The two primary goals of supervision are developing research students to become capable researchers and the achievement of quality completion 25
  • 26.  supervisors are responsible for providing satisfactory guidance and mentorship to the student in defining the research topic, designing the project, gathering material, writing and working through drafts and disseminating their work 26
  • 27.  Supervisors should take a mentoring role; facilitating access to resources and opportunities; providing information, protection and sponsorship; stimulating the acquisition of knowledge; and serving as a role model. 27
  • 28. 3) Massification of higher education  There is a high number of people globally, including in Africa who enroll for doctoral education  Shortage of capacity, both human & resources however impact the quality and output of doctoral studies 28
  • 30. How e-supervision works Most countries in their attempt to reform & innovate supervision are increasingly relying on e-supervision to complement internal supervision and support. For supervision to be more effective, in the increasingly globalized academic community it is necessary to embrace esupervision 30
  • 31. E-supervision involves: Connecting the supervisor and the student regardless of space  the use of ICT in undertaking supervision, including use of chats, skype & videoconferencing  Involving the e-supervisor in the process of thesis defense 31
  • 33.  E-supervision provides the opportunity to universities to utilize the services of renowned experts in their fields without having to move them around  E-supervision enriches the quality & experience of doctoral graduates  E-supervision by both internal & external supervisors offers a productive and effective way to manage and supervise students who undertake field based research. 33
  • 34.  E supervision has the potential to strengthen local research capacity & regional networking by upgrading whole Ph.D. systems through:  a holistic and inclusive approach, By actively involving the institutions’ management, but also administrative staff, supervisors and Ph.D. students themselves in the research design. 34
  • 35. • E-supervision extends research and employment opportunities into remote, rural, and hard-to-fill locations where an on-site profession supervisor might not be available. • Moreover, it allows access to desirable research internships where supervision is either limited or non-existent 35
  • 36. • E-supervision gives higher education institutions and employers the opportunity to minimize supervisors’ travel time and reduce associated transportation costs while providing a valuable and necessary service to graduate students and partnering stakeholders. 36
  • 37. The development of an eSupervision framework 37
  • 38. 1) Lack of a well defined e-supervision professional code of conduct  Because e-supervision is a newly emerging aspect of doctoral studies supervision, there has been lack of a well defined code of conduct between the e-supervisor and the e-supervisee. 38
  • 39.  Inability of the supervisor to know whether to effect changes on the supervisee’s document or send them back as track changes or as another document of expected improvements exists.  Lack of a defined manner through which a supervisor and a supervisee communicate and maintain their professionalism needs to be established. This is in terms of how far an e-supervisor can go in assisting a student. 39
  • 40. 2) Poor e-Supervisor and e-Supervisee Technological Knowhow  This can be explained as a technological challenge to most e-supervisors and esupervisees that are techno-phobic.  The fear to embrace technology has made most of them remain analogue. 40
  • 41. 3) E- Supervision is costly  Institutions that want to embrace esupervision must invest in the necessary technology including computers and the internet 41
  • 43. Should e-supervision be considered as a viable strategy to maximize the use of existing global experts in their fields, there will be need to develop an e-supervision framework by interested organizations e.g. IAU The e-supervision framework will, among other things include:  the role of e-supervisors Students & e-supervisor relationship
  • 44.  Assurance of quality of e-supervision  Remuneration of e-supervisors  Institutional collaboration on e-supervision  Recognition of e-supervisor work by home and beneficiary institutions  Capacity building for e-supervision 44
  • 45. Thank You Transforming Higher Education….Enhancing Lives 45