Open Access after Finch and RCUK
               A personal view




     Professor'Stephen'Curry
          Imperial'College
                   1
Life scientist and blogger




 occamstypewriter.org/scurry/
                                2
The Research Works Act (USA)…


 No Federal agency may engage in any policy that--
   (1) causes network dissemination of any private-
   sector research work without the prior consent of the
   publisher of such work


 Authors: Reps Carolyn Maloney (D-NY) and Darrell Issa (R-CA) - and publishers?




                                         3
…was shocking




 ‣ 'their   content'?
 ‣ surprise   at subscription costs (RLUK negotiations in 2011)
 ‣ re-ignited   amateur vs commercial tensions


                                                    Jan 2012



                                  4
Academic Journals were a great idea…




                          5
…but the web changes everything




         6
The relationship of academics with Open Access




                       7
Open Access is not:

   ‣   the same as 'file-sharing'
   ‣   a race to the bottom
   ‣   the end of peer review
   ‣   only for wealthy life scientists



                              8
Open Access is:

     ‣   an inevitable consequence of the internet
     ‣   economical and fair
     ‣   a challenge for publishers, learned societies
         and academics


http://repository.jisc.ac.uk/610/2/Modelling_Gold_Open_Access_for_institutions_-_final_draft3.pdf


                                                9
Policy in the UK - 2012


  Dame Janet Finch:
  “The principle that the results of research that
  has been publicly funded should be freely
  accessible in the public domain is a compelling
  one, and fundamentally unanswerable.”




                       Rt Hon David Willetts MP:
                       The "funding model is surely going to have to
                       change even beyond the welcome transition
                       to open access and hybrid journals that’s
                       already underway. To try to preserve the old
                       model is the wrong battle to fight."

                                    10
Membership of the Finch Working Group


        Dame Janet Finch

        3 academics

        2 society reps

        3 publishers

        2 librarians

        3 funder reps

        1 BIS observer

        Dr Michael Jubb (RIN)


              www.researchinfonet.org/publish/finch/
                                11
RCUK policy (clarified Sept 2012)


      ‣   Funds paid to institutions

      ‣   Authors must publish in OA journal

      ‣   Preference for gold (and CC-BY) but green is allowed

          ‣   If journal only offers gold OA, author must use that route

          ‣   If journal only offers green OA, author must deposit post-print in
              appropriate repository

          ‣   If the journal offers Gold and Green OA (embargo < 6 mo), author
              and their institution decide on the most appropriate route



http://blogs.rcuk.ac.uk/2012/09/28/rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold/
Why are we not there yet?
 Opposition of some publishers
   ‣ adherence to a profitable model. Hence:
    ‣ insistence on copyright acquisition
    ‣ Elsevier support for RWA
    ‣ confidentiality clauses on subscription deals




 But others are more forward-thinking
   ‣ Gold OA can be made to work: PLOS, BMC
   ‣ Innovation - eLife, PeerJ
   ‣ market in need of a shake-up




                                    13
Why are we not there yet?

Scientists are ill-informed and conservative

  ‣ too few understand:
     ‣ their obligations
     ‣ how OA works
     ‣ subscription costs
     ‣ access problem (in wealthy institutions)

  ‣ weak sense of public duty?

  ‣ fear of losing a traditional model
     ‣ invented the web but suspicious of it?
     ‣ addicted to impact factors

 ‣ concerns for scientific societies, humanities

                                         14
Impact factors must go
                                                     Aug 2012




                         Welcome Trust OA policy:
                         "affirms the principle that it is the
                         intrinsic merit of the work, and not the
                         title of the journal in which an author’s
                         work is published, that should be
                         considered in making funding
                         decisions."


                    15
The inexorable rise of Open Access

                                          UK: 35% Green OA
                                         World: 17% Gold OA




  Published 2 2-Oct-2012                          oA
                                                       P C)
                                                (n
                                      eo nly
                                 n lin              APC)
                                O               (no
                                  nlin e only
                                O

                                Print sub/ OA online



                           16
Residual concerns



  ‣   getting the message out
  ‣   unifying the broad church of OA (gold vs green)
  ‣   international cooperation
  ‣   establishing APC payment mechanisms that are
      visible to authors
  ‣   establishing mechanisms that work for all fields
  ‣   duration and cost of the transition?



                        Questions?
                                  17

Open Access after Finch and the new RCUK policy

  • 1.
    Open Access afterFinch and RCUK A personal view Professor'Stephen'Curry Imperial'College 1
  • 2.
    Life scientist andblogger occamstypewriter.org/scurry/ 2
  • 3.
    The Research WorksAct (USA)… No Federal agency may engage in any policy that-- (1) causes network dissemination of any private- sector research work without the prior consent of the publisher of such work Authors: Reps Carolyn Maloney (D-NY) and Darrell Issa (R-CA) - and publishers? 3
  • 4.
    …was shocking ‣'their content'? ‣ surprise at subscription costs (RLUK negotiations in 2011) ‣ re-ignited amateur vs commercial tensions Jan 2012 4
  • 5.
    Academic Journals werea great idea… 5
  • 6.
    …but the webchanges everything 6
  • 7.
    The relationship ofacademics with Open Access 7
  • 8.
    Open Access isnot: ‣ the same as 'file-sharing' ‣ a race to the bottom ‣ the end of peer review ‣ only for wealthy life scientists 8
  • 9.
    Open Access is: ‣ an inevitable consequence of the internet ‣ economical and fair ‣ a challenge for publishers, learned societies and academics http://repository.jisc.ac.uk/610/2/Modelling_Gold_Open_Access_for_institutions_-_final_draft3.pdf 9
  • 10.
    Policy in theUK - 2012 Dame Janet Finch: “The principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one, and fundamentally unanswerable.” Rt Hon David Willetts MP: The "funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals that’s already underway. To try to preserve the old model is the wrong battle to fight." 10
  • 11.
    Membership of theFinch Working Group Dame Janet Finch 3 academics 2 society reps 3 publishers 2 librarians 3 funder reps 1 BIS observer Dr Michael Jubb (RIN) www.researchinfonet.org/publish/finch/ 11
  • 12.
    RCUK policy (clarifiedSept 2012) ‣ Funds paid to institutions ‣ Authors must publish in OA journal ‣ Preference for gold (and CC-BY) but green is allowed ‣ If journal only offers gold OA, author must use that route ‣ If journal only offers green OA, author must deposit post-print in appropriate repository ‣ If the journal offers Gold and Green OA (embargo < 6 mo), author and their institution decide on the most appropriate route http://blogs.rcuk.ac.uk/2012/09/28/rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold/
  • 13.
    Why are wenot there yet? Opposition of some publishers ‣ adherence to a profitable model. Hence: ‣ insistence on copyright acquisition ‣ Elsevier support for RWA ‣ confidentiality clauses on subscription deals But others are more forward-thinking ‣ Gold OA can be made to work: PLOS, BMC ‣ Innovation - eLife, PeerJ ‣ market in need of a shake-up 13
  • 14.
    Why are wenot there yet? Scientists are ill-informed and conservative ‣ too few understand: ‣ their obligations ‣ how OA works ‣ subscription costs ‣ access problem (in wealthy institutions) ‣ weak sense of public duty? ‣ fear of losing a traditional model ‣ invented the web but suspicious of it? ‣ addicted to impact factors ‣ concerns for scientific societies, humanities 14
  • 15.
    Impact factors mustgo Aug 2012 Welcome Trust OA policy: "affirms the principle that it is the intrinsic merit of the work, and not the title of the journal in which an author’s work is published, that should be considered in making funding decisions." 15
  • 16.
    The inexorable riseof Open Access UK: 35% Green OA World: 17% Gold OA Published 2 2-Oct-2012 oA P C) (n eo nly n lin APC) O (no nlin e only O Print sub/ OA online 16
  • 17.
    Residual concerns ‣ getting the message out ‣ unifying the broad church of OA (gold vs green) ‣ international cooperation ‣ establishing APC payment mechanisms that are visible to authors ‣ establishing mechanisms that work for all fields ‣ duration and cost of the transition? Questions? 17