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www.atmire.com
ORCID Adoption and
Integration in DSpace
University of Missouri - @mire
OVERVIEW
1. Integration with ORCID API
2. Data consistency and Performance
3. Assignment of ORCID in CSV Batch Deposit
4. ORCID lookup during submission
5. ORCID lookup administrative Item Edit
6. Contribution to the DSpace community
7. Deployment at your institution
8. Possible next steps
0. INTRODUCTION
• ORCID in DSpace
• Focus on ingestion
• Manual item submission
• Batch item submission
• Using Authority Control
• ORCID in dissemination
• Future development
1. INTEGRATION WITH ORCID API
• In DSpace, a facade has been implemented
that presents ORCID’s public search and
retrieve APIs in a similar way as native
DSpace objects.
• Results in objects that hide the details about
searching and retrieving from ORCID
• Allow ORCID data to be used in the same way
local DSpace data is accessed.
2. DATA CONSISTENCY AND PERFORMANCE
• Subset of ORCID biography metadata will
be replicated into a local store and
indexed for local lookup of the ORCID
metadata in DSpace.
• This store will be further referred to as
the DSpace Authority Cache.
2. DATA CONSISTENCY AND PERFORMANCE
2. DATA CONSISTENCY AND PERFORMANCE:
DSPACE AUTHORITY CACHE
<doc>
<arr name="all_labels">
<str>
BioExternalIdentifier{id_orcid='0000-0002-5982-8983',
id_common_name='Scopus Author ID',
id_reference='7006121728',
id_url='http://www.scopus.com/inward/authorDetails.url?
authorID=7006121728&amp;partnerID=MN8TOARS'}
</str>
</arr>
<str name="field">dc_contributor_author</str>
<str name="value">Wagstaff, Adam</str>
<str name="first_name">Adam</str>
<str name="last_name">Wagstaff</str>
<str name="id">e514b530-0f23-4f3e-8a8c-9c2e0ee09278</str>
<str name="orcid_id">0000-0003-4442-5070</str>
<date name="last-modified-date">2014-04-03T10:48:26.938Z</date>
<arr name="label_external_identifier">
<str>
BioExternalIdentifier{
id_orcid='0000-0002-5982-8983',
id_common_name='Scopus Author ID',
id_reference='7006121728',
id_url='http://www.scopus.com/inward/authorDetails.url?
authorID=7006121728&amp;partnerID=MN8TOARS'}
</str>
</arr>
</doc>
2. DATA CONSISTENCY AND PERFORMANCE:
DSPACE AUTHORITY CACHE
Authority control cache is linked to the DSpace
item metadata in METS.
<mets:xmlData>
<dim:dim dspaceType="ITEM">
<dim:field
authority="e514b530-0f23-4f3e-8a8c-9c2e0ee09278"
element="contributor"
qualifier="author"
confidence="ACCEPTED"
mdschema="dc">Wagstaff, Adam
</dim:field>
<dim:field element="title"
language="en_US"
mdschema="dc">A publication</dim:field>
...
</dim:dim>
</mets:xmlData>
3. ASSIGNMENT OF ORCID IN CSV BATCH DEPOSIT
• GOAL:
• Repository Administrators should be able to
add ORCID IDs as part of the DSpace CSV
Batch Deposit process.
• DSpace CSV Batch Deposit tool has been
extended to allow addition of ORCID
identifiers in a new column.
3. ASSIGNMENT OF ORCID IN CSV BATCH DEPOSIT
Add ORCID identifier to spreadsheet
for batch deposit of metadata into DSpace:
“ORCID:dc.contributor.author”
Non-ORCID authors can still be imported:
“dc.contributor.author”
CSV spreadsheet
3. ASSIGNMENT OF ORCID IN CSV BATCH DEPOSIT
ORCID authors are retrieved automatically,
and the author’s name is displayed in DSpace
4. ORCID LOOKUP DURING SUBMISSION
• GOAL:
• To lower the threshold for ORCID adoption, 
IDs should be easy to include in metadata by
non technical users during the submission of
a new item.
• To add an author, the submitter will be
able to click a “Lookup” button, to
perform a live search in ORCID.
4. ORCID LOOKUP DURING SUBMISSION
• Should be easy to differentiate between:
• ORCID authors that have already been
associated with other items in the repository
• and ORCID authors that have not been
associated with an item in the repository.
ORCID Adoption & Integration in DSpace
ORCID Adoption & Integration in DSpace
ORCID Adoption & Integration in DSpace
ORCID Adoption & Integration in DSpace
ORCID Adoption & Integration in DSpace
ORCID Adoption & Integration in DSpace
Indicates that author is in
DSpace Authority control
Authors in red are in
DSpace Authority Control
Authors in black are NOT in
DSpace Authority Control
5. ORCID LOOKUP ADMINISTRATIVE ITEM EDIT
• GOAL:
• To be able to edit and/or add ORCID
identifier after item is submitted to DSpace
• “Edit item” page shows DSpace Authority
Control ID
• ORCID lookup functionality has been
integrated in “Edit item” page
DSpace
Authority
Control ID
ORCID Adoption & Integration in DSpace
6. CONTRIBUTION TO THE DSPACE COMMUNITY
• To be release in DSpace 5
• Scheduled for Fall 2014
• Patches for earlier DSpace 4.x and 3.x:
• will be made available for download on
atmire.com/website/?q=contributions
7. DEPLOYMENT AT YOUR INSTITUTION
• Add your local staff identifiers
• Local storage is solr based, and the schema can
easily store any local staff identifiers as well.
• A single author object is created per person.
This object is uniquely identified.
• Each person can have an ORCID id, as well as
a local staff id.
8. POSSIBLE NEXT STEPS
• Display ORCID identifier on item pages
• Link to author ORCID profile
• Add ORCID identifiers to Google Scholar
<meta> tags
• UI to manage DSpace Authority Control

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ORCID Adoption & Integration in DSpace

  • 1. www.atmire.com ORCID Adoption and Integration in DSpace University of Missouri - @mire
  • 2. OVERVIEW 1. Integration with ORCID API 2. Data consistency and Performance 3. Assignment of ORCID in CSV Batch Deposit 4. ORCID lookup during submission 5. ORCID lookup administrative Item Edit 6. Contribution to the DSpace community 7. Deployment at your institution 8. Possible next steps
  • 3. 0. INTRODUCTION • ORCID in DSpace • Focus on ingestion • Manual item submission • Batch item submission • Using Authority Control • ORCID in dissemination • Future development
  • 4. 1. INTEGRATION WITH ORCID API • In DSpace, a facade has been implemented that presents ORCID’s public search and retrieve APIs in a similar way as native DSpace objects. • Results in objects that hide the details about searching and retrieving from ORCID • Allow ORCID data to be used in the same way local DSpace data is accessed.
  • 5. 2. DATA CONSISTENCY AND PERFORMANCE • Subset of ORCID biography metadata will be replicated into a local store and indexed for local lookup of the ORCID metadata in DSpace. • This store will be further referred to as the DSpace Authority Cache.
  • 6. 2. DATA CONSISTENCY AND PERFORMANCE
  • 7. 2. DATA CONSISTENCY AND PERFORMANCE: DSPACE AUTHORITY CACHE <doc> <arr name="all_labels"> <str> BioExternalIdentifier{id_orcid='0000-0002-5982-8983', id_common_name='Scopus Author ID', id_reference='7006121728', id_url='http://www.scopus.com/inward/authorDetails.url? authorID=7006121728&amp;partnerID=MN8TOARS'} </str> </arr> <str name="field">dc_contributor_author</str> <str name="value">Wagstaff, Adam</str> <str name="first_name">Adam</str> <str name="last_name">Wagstaff</str> <str name="id">e514b530-0f23-4f3e-8a8c-9c2e0ee09278</str> <str name="orcid_id">0000-0003-4442-5070</str> <date name="last-modified-date">2014-04-03T10:48:26.938Z</date> <arr name="label_external_identifier"> <str> BioExternalIdentifier{ id_orcid='0000-0002-5982-8983', id_common_name='Scopus Author ID', id_reference='7006121728', id_url='http://www.scopus.com/inward/authorDetails.url? authorID=7006121728&amp;partnerID=MN8TOARS'} </str> </arr> </doc>
  • 8. 2. DATA CONSISTENCY AND PERFORMANCE: DSPACE AUTHORITY CACHE Authority control cache is linked to the DSpace item metadata in METS. <mets:xmlData> <dim:dim dspaceType="ITEM"> <dim:field authority="e514b530-0f23-4f3e-8a8c-9c2e0ee09278" element="contributor" qualifier="author" confidence="ACCEPTED" mdschema="dc">Wagstaff, Adam </dim:field> <dim:field element="title" language="en_US" mdschema="dc">A publication</dim:field> ... </dim:dim> </mets:xmlData>
  • 9. 3. ASSIGNMENT OF ORCID IN CSV BATCH DEPOSIT • GOAL: • Repository Administrators should be able to add ORCID IDs as part of the DSpace CSV Batch Deposit process. • DSpace CSV Batch Deposit tool has been extended to allow addition of ORCID identifiers in a new column.
  • 10. 3. ASSIGNMENT OF ORCID IN CSV BATCH DEPOSIT Add ORCID identifier to spreadsheet for batch deposit of metadata into DSpace: “ORCID:dc.contributor.author” Non-ORCID authors can still be imported: “dc.contributor.author” CSV spreadsheet
  • 11. 3. ASSIGNMENT OF ORCID IN CSV BATCH DEPOSIT ORCID authors are retrieved automatically, and the author’s name is displayed in DSpace
  • 12. 4. ORCID LOOKUP DURING SUBMISSION • GOAL: • To lower the threshold for ORCID adoption,  IDs should be easy to include in metadata by non technical users during the submission of a new item. • To add an author, the submitter will be able to click a “Lookup” button, to perform a live search in ORCID.
  • 13. 4. ORCID LOOKUP DURING SUBMISSION • Should be easy to differentiate between: • ORCID authors that have already been associated with other items in the repository • and ORCID authors that have not been associated with an item in the repository.
  • 20. Indicates that author is in DSpace Authority control
  • 21. Authors in red are in DSpace Authority Control Authors in black are NOT in DSpace Authority Control
  • 22. 5. ORCID LOOKUP ADMINISTRATIVE ITEM EDIT • GOAL: • To be able to edit and/or add ORCID identifier after item is submitted to DSpace • “Edit item” page shows DSpace Authority Control ID • ORCID lookup functionality has been integrated in “Edit item” page
  • 25. 6. CONTRIBUTION TO THE DSPACE COMMUNITY • To be release in DSpace 5 • Scheduled for Fall 2014 • Patches for earlier DSpace 4.x and 3.x: • will be made available for download on atmire.com/website/?q=contributions
  • 26. 7. DEPLOYMENT AT YOUR INSTITUTION • Add your local staff identifiers • Local storage is solr based, and the schema can easily store any local staff identifiers as well. • A single author object is created per person. This object is uniquely identified. • Each person can have an ORCID id, as well as a local staff id.
  • 27. 8. POSSIBLE NEXT STEPS • Display ORCID identifier on item pages • Link to author ORCID profile • Add ORCID identifiers to Google Scholar <meta> tags • UI to manage DSpace Authority Control