GEF Adaptation Program 
Accessing Financing from the Least Developed Countries 
Fund and Special Climate Change Fund 
Fareeha Y. Iqbal 
Global Environment Facility 
Rome, Italy 
Dec. 9-12, 2014
GEF 
GEF is a partnership for global environmental issues: 183 countries, 
international institutions, civil society organizations and the private sector. 
• Since 1991, $13.5 billion in grants and leveraged $65 billion in co-financing 
for 3,900 projects in 165 developing countries; 
• Biodiversity, climate change, international waters, land degradation, and 
chemicals and waste 
GEF and Adaptation 
GEF was requested by UNFCCC to manage Least Developed Countries Fund (LDCF) 
and Special Climate Change Fund (SCCF) 
• mandated to finance the additional cost of adaptation in all vulnerable 
developing countries (COP 7) 
• Support enabling National Adaptation Plan Process (COP 17/18)
Guidance Operations Action 
GEF Agencies 
• UNDP 
• UNEP 
• WB 
• ADB 
• AfDB 
• EBRD 
• FAO 
• IADB 
• IFAD 
• UNIDO 
• CI 
• WWF-US 
• IUCN 
• DBSA 
GEF 
Secretariat 
STAP 
Indep. 
Eval. Office 
Projects 
& Programs 
Countries: 
• GEF OFPs 
• Convention FPs 
• Other Govt. Agencies 
• CSOs 
• Private Sector 
GEF Council 
LDCF/SCCF Council 
Countries: Council Members 
/ Constituencies 
GEF Assembly 
Countries: 
GEF PFPs 
UNFCCC 
Countries: 
Convention FPs 
Donors 
Trustee
LDCF and SCCF 
• Follow the operational policies, procedures and governance 
structure of the GEF 
• Separate LDCF/SCCF Council 
• Voluntary contributions from donors
GEF, through LDCF, SCCF and SPA: 
The most comprehensive and the most advanced global 
portfolio of adaptation projects and programs 
LDCF ($M) SCCF ($M) SPA ($M) Total ($M) 
Pledges and Contributions 
Total cumulative pledges* 926 347 50 1,323 
Total paid contributions* 906 337 50 1,293 
Project Approvals and CEO Endorsements** 
Total Grants Approved 894 328a 50 1,272 
Total Co-Financing Mobilized 3,755 2,376 609 6,740 
Total Number of Projects 160 74 26 260 
Number of countries 48 78 53 
*From Nov. 2014 Trustee Status Report 
** From internal database, Progress Report 
(Sept. 2014) and Oct. 2014 SCCF WP 
a SCCF-A: $270.1 M; 
SCCF-B: $ 58.2 M
Least Developed 
Countries Fund 
(LDCF) 
• To help LDCs address their urgent and 
priority adaptation needs 
• To help LDCs formulate their medium and 
long-term adaptation needs 
• $30 million per LDC 
Special Climate 
Change Fund 
(SCCF) 
• All non-Annex 1 Parties to UNFCCC 
• Aligned with development priorities 
• Catalyst for additional resources 
• 2 funding windows: 
Adaptation, Tech transfer 
Principle of additionality applies to both
GEF-6 Adaptation Programming Strategy: 
Goal and Objectives 
GOAL 
To increase resilience to the 
adverse impacts of climate 
change in vulnerable developing 
countries, through both near-and 
long-term adaptation 
measures in affected sectors, 
areas and communities; leading 
to a reduction of expected 
socio-economic losses 
associated with climate change 
and variability. 
1) Reduce the vulnerability of people, 
livelihoods, physical assets and natural 
systems 
2) Strengthen institutional and 
technical capacities 
3) Integrate climate change 
adaptation into relevant policies, 
plans and associated processes
Adaptation Strategy: Programming Priorities 
Agriculture and Food Security 
Water Resources Management 
Coastal zone management 
Infrastructure (cities, transport, energy) 
Disaster Risk Management 
Natural Resources management 
Health 
Climate Information Services 
Climate-Resilient Urban Systems 
Small Island Developing States 
In line with 
country 
demand and 
COP guidance
GEF-6 Adaptation Programming Strategy: 
Goal and Objectives 
GOAL 
To increase resilience to the 
adverse impacts of climate 
change in vulnerable developing 
countries, through both near-and 
long-term adaptation 
measures in affected sectors, 
areas and communities; leading 
to a reduction of expected 
socio-economic losses 
associated with climate change 
and variability. 
1) Reduce the vulnerability of people, 
livelihoods, physical assets and natural 
systems 
2) Strengthen institutional and 
technical capacities 
3) Integrate climate change 
adaptation into relevant policies, 
plans and associated processes
GEF-6 Adaptation Programming Strategy: 
Results Framework
GEF-6 LDCF and SCCF: 
Tracking Tool
Portfolio Results and Monitoring 
• Direct beneficiaries; 
• Establishing/strengthening early-warning systems; 
• Projects/programs establishing/ strengthening climate information 
services; 
• People trained; 
• Strengthening national and sub-national agencies/ institutions; 
• Strengthening/ developing national or subnational policies/ plans/ 
frameworks
LDCF 
$894.5 million for approx. 160 projects in 48 countries 
LDCF Global Sectoral Distribution (%) 
29 
18 
13 
11 
13 
7 
8 1 
Agriculture/Food Security 
Natural Resources 
Management 
Water Resources Management 
Coastal Zone Management 
Climate Information Services 
Infrastructure
Agriculture, NRM and Water constitute a large share 
of the LDCF portfolio 
LDCF Sectoral Distribution for Asia (%) 
18 
17 
16 
17 
15 
13 
4 
Agriculture 
Natural Resources 
Management 
Water Resources 
Management 
Disaster Risk 
Management 
Coastal Zone 
Management 
Infrastructure 
LDCF Sectoral Distribution for Africa (%) 
Climate Information 
Services 
Total $265.2 M 
35 
17 
13 
4 
12 
5 
14 
Total $606.1 M
SCCF 
Global: $329 million for 74 projects in 76+ countries 
SCCF Global Sectoral Distribution (%) 
28 
24 
6 
5 
7 
12 
6 
10 
2 
Agriculture/Food 
Security 
Water Resources 
Management 
Natural Resources 
Management 
Climate 
Information 
Services 
Disaster Risk 
Management 
Coastal Zone 
Management 
Infrastructure 
SCCF Regional Distribution ($M) 
77.7 
70.6 
43.4 
78.5 
26.2 
90 
80 
70 
60 
50 
40 
30 
20 
10 
0 
AFR Asia ECA LAC Global
120 
100 
80 
60 
40 
20 
0 
Distribution of SCCF financing by GEF Agency* ($M) 
*LDCF/SCCF Progress Report, Sept. 2014
FAO/IFAD Programming in Ag, NRM, Water 
(LDCF and SCCF) 
IFAD 
12 
88 
IFAD Others 
FAO 
13% 
87% 
FAO Others
Modalities 
• Full-sized projects: >$2M, two-step process 
• Medium-sized projects: <$2M, one-step or two-step process 
• Programmatic approach: coherent program of projects that 
contribute towards a shared objective across a common 
system or theme, simplified approval process being 
developed 
• Project preparation grants: linked to projects and programs, 
no separate application process 
• LDCF PIFs are accepted and processed on a rolling basis. 
• SCCF proposals follow the Work Program cycle.
Project cycle (full-sized project*) 
1. ADB submits a PIF (& 
PPG request) and OFP 
endorsement letter 
2. GEF Sec technical 
review (10 business 
days), CEO clearance. 
3. LDCF/SCCF Council has 4 
weeks to review. If approved, 
funds are committed and PPG is 
released. 
6. GEF CEO endorses the 
project. Impl. can start. 
4. Agency has up to 18 months 
for approval of full project 
document, co-financing letters 
and results tracking tool. 
revision 
Project 
prep 
5. GEF Sec technical review 
Comments from 
STAP, Council 
*Slightly different process for FSPs (>$2M), MSPs, EAs and Programs
The GEF Project Review Sheet 
1. Basic questions (eligibility, alignment with country priorities and CCA objectives; 
2. Description of baseline project and problem 
3. Project framework: 
Table 
B 
Components Fin. type (TA/INV) Outcomes/puts TF GEF proj. fin. ($) Co-fin 
Typically, Agency fee is within 9.5% of grant request and PMC within 5% of project cost 
Project preparation grant (PPG) can be requested and is proportional to project cost. 
4. Identification of additional adaptation benefits. Cost-effectiveness. 
5. Public participation, gender, indigenous peoples: all taken into account? 
6. Does the project coordinate with other related initiatives in the country/region? 
7. Project sustainability, innovativeness, potential for scale-up, risks 
8. Adequacy of financing and co-financing. 
9. Tracking tool
Stronger focus on Gender, EbA, Private sector, SIDS 
Gender-responsive project preparation & design: moving beyond sex-disaggregated 
data 
• GEF’s has a Gender Mainstreaming Policy and a Gender Action Plan is 
under development 
• LDCF and SCCF project developers are encouraged to conduct Gender 
Assessments 
Ecosystem-based Adaptation offers high potential for win-win 
solutions 
• Often highly cost-effective 
• Flexible 
• Addresses drivers of environmental degradation 
• Provides community co-benefits 
The GEF plans to ramp up private sector participation, including in its 
adaptation efforts 
• ‘Non-grant pilot’ is under development 
• So far, sporadic examples across LDCF/SCCF portfolio
Next steps 
How to move forward most effectively? 
Resources 
GEF Programming Strategy on Adaptation to Climate Change 
LDCF/SCCF Council Documents 
Country Fact Sheets (Council Members, OFPs) 
Thank you 
Fareeha Y. Iqbal (fiqbal1@thegef.org)

GEF Adaptation Program Accessing Financing from the Least Developed Countries Fund and Special Climate Change Fund

  • 1.
    GEF Adaptation Program Accessing Financing from the Least Developed Countries Fund and Special Climate Change Fund Fareeha Y. Iqbal Global Environment Facility Rome, Italy Dec. 9-12, 2014
  • 2.
    GEF GEF isa partnership for global environmental issues: 183 countries, international institutions, civil society organizations and the private sector. • Since 1991, $13.5 billion in grants and leveraged $65 billion in co-financing for 3,900 projects in 165 developing countries; • Biodiversity, climate change, international waters, land degradation, and chemicals and waste GEF and Adaptation GEF was requested by UNFCCC to manage Least Developed Countries Fund (LDCF) and Special Climate Change Fund (SCCF) • mandated to finance the additional cost of adaptation in all vulnerable developing countries (COP 7) • Support enabling National Adaptation Plan Process (COP 17/18)
  • 3.
    Guidance Operations Action GEF Agencies • UNDP • UNEP • WB • ADB • AfDB • EBRD • FAO • IADB • IFAD • UNIDO • CI • WWF-US • IUCN • DBSA GEF Secretariat STAP Indep. Eval. Office Projects & Programs Countries: • GEF OFPs • Convention FPs • Other Govt. Agencies • CSOs • Private Sector GEF Council LDCF/SCCF Council Countries: Council Members / Constituencies GEF Assembly Countries: GEF PFPs UNFCCC Countries: Convention FPs Donors Trustee
  • 4.
    LDCF and SCCF • Follow the operational policies, procedures and governance structure of the GEF • Separate LDCF/SCCF Council • Voluntary contributions from donors
  • 5.
    GEF, through LDCF,SCCF and SPA: The most comprehensive and the most advanced global portfolio of adaptation projects and programs LDCF ($M) SCCF ($M) SPA ($M) Total ($M) Pledges and Contributions Total cumulative pledges* 926 347 50 1,323 Total paid contributions* 906 337 50 1,293 Project Approvals and CEO Endorsements** Total Grants Approved 894 328a 50 1,272 Total Co-Financing Mobilized 3,755 2,376 609 6,740 Total Number of Projects 160 74 26 260 Number of countries 48 78 53 *From Nov. 2014 Trustee Status Report ** From internal database, Progress Report (Sept. 2014) and Oct. 2014 SCCF WP a SCCF-A: $270.1 M; SCCF-B: $ 58.2 M
  • 6.
    Least Developed CountriesFund (LDCF) • To help LDCs address their urgent and priority adaptation needs • To help LDCs formulate their medium and long-term adaptation needs • $30 million per LDC Special Climate Change Fund (SCCF) • All non-Annex 1 Parties to UNFCCC • Aligned with development priorities • Catalyst for additional resources • 2 funding windows: Adaptation, Tech transfer Principle of additionality applies to both
  • 8.
    GEF-6 Adaptation ProgrammingStrategy: Goal and Objectives GOAL To increase resilience to the adverse impacts of climate change in vulnerable developing countries, through both near-and long-term adaptation measures in affected sectors, areas and communities; leading to a reduction of expected socio-economic losses associated with climate change and variability. 1) Reduce the vulnerability of people, livelihoods, physical assets and natural systems 2) Strengthen institutional and technical capacities 3) Integrate climate change adaptation into relevant policies, plans and associated processes
  • 9.
    Adaptation Strategy: ProgrammingPriorities Agriculture and Food Security Water Resources Management Coastal zone management Infrastructure (cities, transport, energy) Disaster Risk Management Natural Resources management Health Climate Information Services Climate-Resilient Urban Systems Small Island Developing States In line with country demand and COP guidance
  • 10.
    GEF-6 Adaptation ProgrammingStrategy: Goal and Objectives GOAL To increase resilience to the adverse impacts of climate change in vulnerable developing countries, through both near-and long-term adaptation measures in affected sectors, areas and communities; leading to a reduction of expected socio-economic losses associated with climate change and variability. 1) Reduce the vulnerability of people, livelihoods, physical assets and natural systems 2) Strengthen institutional and technical capacities 3) Integrate climate change adaptation into relevant policies, plans and associated processes
  • 11.
    GEF-6 Adaptation ProgrammingStrategy: Results Framework
  • 12.
    GEF-6 LDCF andSCCF: Tracking Tool
  • 13.
    Portfolio Results andMonitoring • Direct beneficiaries; • Establishing/strengthening early-warning systems; • Projects/programs establishing/ strengthening climate information services; • People trained; • Strengthening national and sub-national agencies/ institutions; • Strengthening/ developing national or subnational policies/ plans/ frameworks
  • 14.
    LDCF $894.5 millionfor approx. 160 projects in 48 countries LDCF Global Sectoral Distribution (%) 29 18 13 11 13 7 8 1 Agriculture/Food Security Natural Resources Management Water Resources Management Coastal Zone Management Climate Information Services Infrastructure
  • 15.
    Agriculture, NRM andWater constitute a large share of the LDCF portfolio LDCF Sectoral Distribution for Asia (%) 18 17 16 17 15 13 4 Agriculture Natural Resources Management Water Resources Management Disaster Risk Management Coastal Zone Management Infrastructure LDCF Sectoral Distribution for Africa (%) Climate Information Services Total $265.2 M 35 17 13 4 12 5 14 Total $606.1 M
  • 16.
    SCCF Global: $329million for 74 projects in 76+ countries SCCF Global Sectoral Distribution (%) 28 24 6 5 7 12 6 10 2 Agriculture/Food Security Water Resources Management Natural Resources Management Climate Information Services Disaster Risk Management Coastal Zone Management Infrastructure SCCF Regional Distribution ($M) 77.7 70.6 43.4 78.5 26.2 90 80 70 60 50 40 30 20 10 0 AFR Asia ECA LAC Global
  • 17.
    120 100 80 60 40 20 0 Distribution of SCCF financing by GEF Agency* ($M) *LDCF/SCCF Progress Report, Sept. 2014
  • 18.
    FAO/IFAD Programming inAg, NRM, Water (LDCF and SCCF) IFAD 12 88 IFAD Others FAO 13% 87% FAO Others
  • 19.
    Modalities • Full-sizedprojects: >$2M, two-step process • Medium-sized projects: <$2M, one-step or two-step process • Programmatic approach: coherent program of projects that contribute towards a shared objective across a common system or theme, simplified approval process being developed • Project preparation grants: linked to projects and programs, no separate application process • LDCF PIFs are accepted and processed on a rolling basis. • SCCF proposals follow the Work Program cycle.
  • 20.
    Project cycle (full-sizedproject*) 1. ADB submits a PIF (& PPG request) and OFP endorsement letter 2. GEF Sec technical review (10 business days), CEO clearance. 3. LDCF/SCCF Council has 4 weeks to review. If approved, funds are committed and PPG is released. 6. GEF CEO endorses the project. Impl. can start. 4. Agency has up to 18 months for approval of full project document, co-financing letters and results tracking tool. revision Project prep 5. GEF Sec technical review Comments from STAP, Council *Slightly different process for FSPs (>$2M), MSPs, EAs and Programs
  • 21.
    The GEF ProjectReview Sheet 1. Basic questions (eligibility, alignment with country priorities and CCA objectives; 2. Description of baseline project and problem 3. Project framework: Table B Components Fin. type (TA/INV) Outcomes/puts TF GEF proj. fin. ($) Co-fin Typically, Agency fee is within 9.5% of grant request and PMC within 5% of project cost Project preparation grant (PPG) can be requested and is proportional to project cost. 4. Identification of additional adaptation benefits. Cost-effectiveness. 5. Public participation, gender, indigenous peoples: all taken into account? 6. Does the project coordinate with other related initiatives in the country/region? 7. Project sustainability, innovativeness, potential for scale-up, risks 8. Adequacy of financing and co-financing. 9. Tracking tool
  • 22.
    Stronger focus onGender, EbA, Private sector, SIDS Gender-responsive project preparation & design: moving beyond sex-disaggregated data • GEF’s has a Gender Mainstreaming Policy and a Gender Action Plan is under development • LDCF and SCCF project developers are encouraged to conduct Gender Assessments Ecosystem-based Adaptation offers high potential for win-win solutions • Often highly cost-effective • Flexible • Addresses drivers of environmental degradation • Provides community co-benefits The GEF plans to ramp up private sector participation, including in its adaptation efforts • ‘Non-grant pilot’ is under development • So far, sporadic examples across LDCF/SCCF portfolio
  • 23.
    Next steps Howto move forward most effectively? Resources GEF Programming Strategy on Adaptation to Climate Change LDCF/SCCF Council Documents Country Fact Sheets (Council Members, OFPs) Thank you Fareeha Y. Iqbal ([email protected])

Editor's Notes

  • #21 2. GEF Sec technically reviews PIF within 10 business days.