WESTGARD RULES
• In 1981 Dr.James Westgard Of The University Of Wisconsin Published An Article
On Laboratory Quality Control That Set The Basis For Evaluating Analytical Run
Quality For Medical Laboratories.
• The Elements Of The Westgard Systems Are Based On Principles Of Statistical
Process Control Used In Industry Nation Wide Since The 1950’s
• These Rules Are Used Individually Or In Combination To Evaluate The Quality
Of Analytical Runs.
• The rules of how to use LJ correctly has been described by James
westgard and these are called Westgard rules.
• These rules are used for detecting changes in the analytical system.
Rules for what ?
• To decide whether an analytical run is in-control or out –of –control
• These rules can be applied as single rules and as a group of
rules(multi-rules)
• Westgard rules can be applied only if your qc are plotted with the
range of ±3 SD
Two key factors to keep in mind while selecting / using rules :
Maximize error detection:
Per cent error detection ( P ed ) >90%
Minimize false rejection :
Percent false rejection ( P fr ) < 5 %
2 sets of QC rule nomenclatures
1. N and L
2. Within / across (run / material)
Nomenclature 1:
Nomenclature 2 :
Within-run / across material
DATE QC LEVELS
DAY I Level 1 Level 2
DAY 2 Level 1 Level 2
Across run / same material
DATE QC LEVELS
DAY 1 LEVEL 1 LEVEL2
DAY 2 LEVEL 1 LEVEL 2
2/3 LEVEL OF QC IN THE SAME RUN
SAME LEVEL (MATERIAL) OF QC BUT IN 2 OR MORE
CONSECUTIVE RUNS
Gaussian curve
1:2S RULE
1:2S RULE
• One control exceeding the ± 2 SD limit.
• Denotes a random error / beginning of a systematic error
• Warning rule
• It can be both in plus and in minus direction
• Even In absence of any analytical errors 4.5 % of data points in the
region of 1:2S region
If only one level of QC is being run in the lab 1:2S has to be a
rejection rule
1:3S RULE
• one control result has exceeded the established mean +/- 3SD range.
• Rejection rule
• a run is rejected when a single control measurement exceeds the mean
3SD control limit
 This rule identifies unacceptable
Random error
Beginning of a large systematic error.
2:2s RULE
• two consecutive control results have exceeded the same mean +/- 2SD
limit.
• Rejection rule.
• Identifies only systematic errors only
There are two applications to this rule
• With-in-run ( in the 2 levels of QC in the same run)
• Across runs ( in the same QC in 2 consecutive runs )
2:2s RULE
If a normal (level 1) and abnormal (level 2) control are
>2s On the same side of mean:
• This run violates the within-run application for systematic error
If level 1 is accepatable and level 2 is 1:2s, the level 2 result from
previous run is examined:
• If level 2 in previous run was
• At +2.0s or greater
• Then the across run application for systematic error is violated
2 of 32s RULE:
• When 2 out of 3 control measurements exceed the same ±2SD control
limit.
• Denotes systematic error.
R4S RULE :
• When 2 control measurements in a group exceeds the mean ±2SD on
either side or if the sum of SD of two material >4 SD
• Only be interpreted within-run, not across-run
• Identifies random error only
• Applied only within the current run.
R4S RULE:
31S RULE :
• 3 consecutive control meaurements exceed the same mean plus 1s or
mean minus 1s control limit.
• Denotes systematic error
• 3 consecutive results
• Greater than 1s
• On the same side of mean
• Applied for within control material or across control material
31S RULE :
• Within control material violations indicate systematic bias in a single
area of the method curve.
• While violation across control materials indicates systematic error
over a broader concentration.
4 1S RULE :
10 x RULE
• The 10-x Control Rule indicates ten consecutive control results have
fallen on the same side of the mean.
• rejection rule
10 x RULE
• When 6 or 8 or 9 or 10 or 12 control results on the same side of mean
regardless of the specific SD in which they are located.
• Within control material violations indicate systematic bias in a single
area of the method curve
• While violation across control materials indicates systematic error
over a broader concentration.
7 T RULE :
7 T RULE :
RULE VIOLATION SYSTEMATIC ERROR RANDOM ERROR
1 : 2s
2 : 2s
1 : 3s
4: 1s
2 of 3:2s
3 : 1s
10x
7T
R : 4s
Within run errors
(The power of daily monitoring)
• Stop and take corrective action if a single point exceeds, 1 : 3s limit
• Stop and take corrective action if two levels of control exceed, 2:2s
• Stop and take corrective action, R4s limit. meant only to be applied
within run.
Across run errors :
( the power of periodic review)
What do you do now ?
Corrective actions
Things that can go wrong
• Instrument malfunction
• Reagents preparations,contamination,
volume
• Tech error
• Control specimen is old or prepared
improperly
Corrective action
• Identify malfunction
• New reagents
• Identify error and repeat test
• Use new control
THANK YOU

WESTGARD RULES 2.pptx

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  • 2.
    • In 1981Dr.James Westgard Of The University Of Wisconsin Published An Article On Laboratory Quality Control That Set The Basis For Evaluating Analytical Run Quality For Medical Laboratories. • The Elements Of The Westgard Systems Are Based On Principles Of Statistical Process Control Used In Industry Nation Wide Since The 1950’s • These Rules Are Used Individually Or In Combination To Evaluate The Quality Of Analytical Runs.
  • 3.
    • The rulesof how to use LJ correctly has been described by James westgard and these are called Westgard rules. • These rules are used for detecting changes in the analytical system.
  • 4.
    Rules for what? • To decide whether an analytical run is in-control or out –of –control • These rules can be applied as single rules and as a group of rules(multi-rules) • Westgard rules can be applied only if your qc are plotted with the range of ±3 SD
  • 5.
    Two key factorsto keep in mind while selecting / using rules : Maximize error detection: Per cent error detection ( P ed ) >90% Minimize false rejection : Percent false rejection ( P fr ) < 5 %
  • 6.
    2 sets ofQC rule nomenclatures 1. N and L 2. Within / across (run / material)
  • 7.
  • 8.
    Nomenclature 2 : Within-run/ across material DATE QC LEVELS DAY I Level 1 Level 2 DAY 2 Level 1 Level 2 Across run / same material DATE QC LEVELS DAY 1 LEVEL 1 LEVEL2 DAY 2 LEVEL 1 LEVEL 2 2/3 LEVEL OF QC IN THE SAME RUN SAME LEVEL (MATERIAL) OF QC BUT IN 2 OR MORE CONSECUTIVE RUNS
  • 9.
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    1:2S RULE • Onecontrol exceeding the ± 2 SD limit. • Denotes a random error / beginning of a systematic error • Warning rule • It can be both in plus and in minus direction • Even In absence of any analytical errors 4.5 % of data points in the region of 1:2S region If only one level of QC is being run in the lab 1:2S has to be a rejection rule
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    • one controlresult has exceeded the established mean +/- 3SD range. • Rejection rule • a run is rejected when a single control measurement exceeds the mean 3SD control limit  This rule identifies unacceptable Random error Beginning of a large systematic error.
  • 15.
    2:2s RULE • twoconsecutive control results have exceeded the same mean +/- 2SD limit. • Rejection rule. • Identifies only systematic errors only There are two applications to this rule • With-in-run ( in the 2 levels of QC in the same run) • Across runs ( in the same QC in 2 consecutive runs )
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    If a normal(level 1) and abnormal (level 2) control are >2s On the same side of mean: • This run violates the within-run application for systematic error If level 1 is accepatable and level 2 is 1:2s, the level 2 result from previous run is examined: • If level 2 in previous run was • At +2.0s or greater • Then the across run application for systematic error is violated
  • 19.
    2 of 32sRULE: • When 2 out of 3 control measurements exceed the same ±2SD control limit. • Denotes systematic error.
  • 21.
    R4S RULE : •When 2 control measurements in a group exceeds the mean ±2SD on either side or if the sum of SD of two material >4 SD • Only be interpreted within-run, not across-run • Identifies random error only • Applied only within the current run.
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    31S RULE : •3 consecutive control meaurements exceed the same mean plus 1s or mean minus 1s control limit. • Denotes systematic error • 3 consecutive results • Greater than 1s • On the same side of mean • Applied for within control material or across control material
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    • Within controlmaterial violations indicate systematic bias in a single area of the method curve. • While violation across control materials indicates systematic error over a broader concentration.
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    10 x RULE •The 10-x Control Rule indicates ten consecutive control results have fallen on the same side of the mean. • rejection rule
  • 31.
  • 32.
    • When 6or 8 or 9 or 10 or 12 control results on the same side of mean regardless of the specific SD in which they are located. • Within control material violations indicate systematic bias in a single area of the method curve • While violation across control materials indicates systematic error over a broader concentration.
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    RULE VIOLATION SYSTEMATICERROR RANDOM ERROR 1 : 2s 2 : 2s 1 : 3s 4: 1s 2 of 3:2s 3 : 1s 10x 7T R : 4s
  • 38.
    Within run errors (Thepower of daily monitoring) • Stop and take corrective action if a single point exceeds, 1 : 3s limit • Stop and take corrective action if two levels of control exceed, 2:2s • Stop and take corrective action, R4s limit. meant only to be applied within run.
  • 39.
    Across run errors: ( the power of periodic review)
  • 42.
    What do youdo now ?
  • 43.
    Corrective actions Things thatcan go wrong • Instrument malfunction • Reagents preparations,contamination, volume • Tech error • Control specimen is old or prepared improperly Corrective action • Identify malfunction • New reagents • Identify error and repeat test • Use new control
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Editor's Notes